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Samson
v. California, No. 04–9728 (U.S.S.C. June 19, 2006)
Jump to: [Opinion]
[Dissent]
SAMSON v. CALIFORNIA
certiorari to the court of appeal of california,
first appellate district
No. 04-9728. Argued February 22, 2006--Decided
June 19, 2006
Pursuant to a California statute--which requires every prisoner
eligible for release on state parole to "agree in writing to be
subject to search or seizure by a parole officer or other peace
officer ... , with or without a search warrant and with or without
cause"--and based solely on petitioner's parolee status, an officer
searched petitioner and found methamphetamine. The trial court
denied his motions to suppress that evidence, and he was convicted
of possession. Affirming, the State Court of Appeal held that
suspicionless searches of parolees are lawful under California law
and that the search in this case was reasonable under the Fourth
Amendment because it was not arbitrary, capricious, or harassing.
Held: The Fourth Amendment does not prohibit a police
officer from conducting a suspicionless search of a parolee.
Pp. 3-12.
(a) The "totality of the circumstances" must be examined to
determine whether a search is reasonable under the Fourth Amendment.
United States v. Knights,
534 U. S. 112, 118. Reasonableness "is determined by assessing,
on the one hand, the degree to which [the search] intrudes upon an
individual's privacy and, on the other, the degree to which it is
needed for the promotion of legitimate governmental interests."
Id., at 118-119. Applying this approach in Knights,
the Court found reasonable the warrantless search of a probationer's
apartment based on reasonable suspicion and a probation condition
authorized by California law. In evaluating the degree of intrusion
into Knights' privacy, the Court found his probationary status
"salient," id., at 118, observing that probation is on a
continuum of possible punishments and that probationers "do not
enjoy 'the absolute liberty' " of other citizens, id., at
119. It also found probation searches necessary to promote
legitimate governmental interests of integrating probationers back
into the community, combating recidivism, and protecting potential
victims. Balancing those interests, the intrusion was reasonable.
However, because the search was predicated on both the probation
search condition and reasonable suspicion, the Court did not address
the reasonableness of a search solely predicated upon the probation
condition. Pp. 3-5.
(b) Parolees, who are on the "continuum" of state-imposed
punishments, have fewer expectations of privacy than probationers,
because parole is more akin to imprisonment than probation is. "The
essence of parole is release from prison, before the completion of
sentence, on the condition that the prisoner abides by certain rules
during the balance of the sentence." Morrissey v.
Brewer,
408 U. S. 471, 477. California's system is consistent with these
observations. An inmate electing to complete his sentence out of
physical custody remains in the Department of Corrections' legal
custody for the remainder of his term and must comply with the terms
and conditions of his parole. The extent and reach of those
conditions demonstrate that parolees have severely diminished
privacy expectations by virtue of their status alone. Additionally,
as in Knights, the state law's parole search condition was
clearly expressed to petitioner, who signed an order submitting to
the condition and thus was unambiguously aware of it. Examining the
totality of the circumstances, petitioner did not have an
expectation of privacy that society would recognize as legitimate.
The State's interests, by contrast, are substantial. A State has an
"overwhelming interest" in supervising parolees because they "are
more likely to commit future criminal offenses." Pennsylvania
Bd. of Probation and Parole v. Scott,
524 U. S. 357, 365. Similarly, a State's interests in reducing
recidivism, thereby promoting reintegration and positive citizenship
among probationers and parolees, warrant privacy intrusions that
would not otherwise be tolerated under the Fourth Amendment. The
Amendment does not render States powerless to address these concerns
effectively. California's 60-to70-percent recidivism rate
demonstrates that most parolees are ill prepared to handle the
pressures of reintegration and require intense supervision. The
State Legislature has concluded that, given the State's number of
parolees and its high recidivism rate, an individualized suspicion
requirement would undermine the State's ability to effectively
supervise parolees and protect the public from criminal acts by
reoffenders. Contrary to petitioner's argument, the fact that some
States and the Federal Government require a level of individualized
suspicion before searching a parolee is of little relevance in
determining whether California's system is drawn to meet the State's
needs and is reasonable, taking into account a parolee's
substantially diminished expectation of privacy. Nor is there merit
to the argument that California's law grants discretion without
procedural safeguards. The concern that the system gives officers
unbridled discretion to conduct searches, thereby inflicting
dignitary harms that arouse strong resentment in parolees and
undermine their ability to reintegrate into society, is belied by
the State's prohibition on arbitrary, capricious, or harassing
searches. And petitioner's concern that the law frustrates
reintegration efforts by permitting intrusions into the privacy
interests of third persons is unavailing because that concern would
arise under a suspicion-based system as well. Pp. 5-12.
Affirmed.
Thomas, J., delivered the opinion of the Court,
in which Roberts, C. J., and Scalia, Kennedy, Ginsburg,
and Alito, JJ., joined. Stevens, J., filed a
dissenting opinion, in which Souter and Breyer, JJ.,
joined.
DONALD CURTIS SAMSON, PETITIONER v.
CALIFORNIA
on writ of certiorari to the court of appeal of
california, first appellate district
[June 19, 2006]
Justice Thomas delivered the opinion of the Court.
California law provides that every prisoner eligible for
release on state parole "shall agree in writing to be subject to
search or seizure by a parole officer or other peace officer at any
time of the day or night, with or without a search warrant and with
or without cause." Cal. Penal Code Ann. §3067(a) (West 2000). We
granted certiorari to decide whether a suspicionless search,
conducted under the authority of this statute, violates the
Constitution. We hold that it does not.
I
In September 2002, petitioner Donald Curtis Samson was on
state parole in California, following a conviction for being a felon
in possession of a firearm. On September 6, 2002, Officer Alex
Rohleder of the San Bruno Police Department observed petitioner
walking down a street with a woman and a child. Based on a prior
contact with petitioner, Officer Rohleder was aware that petitioner
was on parole and believed that he was facing an at large warrant.
Accordingly, Officer Rohleder stopped petitioner and asked him
whether he had an outstanding parole warrant. Petitioner responded
that there was no outstanding warrant and that he "was in good
standing with his parole agent." Brief for Petitioner 4. Officer
Rohleder confirmed, by radio dispatch, that petitioner was on parole
and that he did not have an outstanding warrant. Nevertheless,
pursuant to Cal. Penal Code Ann. §3067(a) (West 2000) and based
solely on petitioner's status as a parolee, Officer Rohleder
searched petitioner. During the search, Officer Rohleder found a
cigarette box in petitioner's left breast pocket. Inside the box he
found a plastic baggie containing methamphetamine.
The State charged petitioner with possession of
methamphetamine pursuant to Cal. Health & Safety Code Ann. §11377(a)
(West 1991). The trial court denied petitioner's motion to suppress
the methamphetamine evidence, finding that Cal. Penal Code Ann.
§3067(a) (West 2000) authorized the search and that the search was
not "arbitrary or capricious." App. 62-63 (Proceedings on Motion to
Supress). A jury convicted petitioner of the possession charge and
the trial court sentenced him to seven years' imprisonment.
The California Court of Appeal affirmed. Relying on
People v. Reyes, 19 Cal. 4th 743, 968 P. 2d 445
(1998), the court held that suspicionless searches of parolees are
lawful under California law; that " '[s]uch a search is reasonable
within the meaning of the Fourth Amendment as long as it is not
arbitrary, capricious or harassing' "; and that the search in this
case was not arbitrary, capricious, or harassing. No. A102394 (Ct.
App. Cal., 1st App. Dist., Oct. 14, 2004), App. 12-14.
We granted certiorari, 545 U. S. ___ (2005), to answer a
variation of the question this Court left open in United States
v. Knights,
534 U. S. 112, 120, n. 6 (2001)--whether a condition of release
can so diminish or eliminate a released prisoner's reasonable
expectation of privacy that a suspicionless search by a law
enforcement officer would not offend the Fourth Amendment.1
Answering that question in the affirmative today, we affirm the
judgment of the California Court of Appeal.
II
"[U]nder our general Fourth Amendment approach" we "examin[e]
the totality of the circumstances" to determine whether a search is
reasonable within the meaning of the Fourth Amendment. Id.,
at 118 (internal quotation marks omitted). Whether a search is
reasonable "is determined by assessing, on the one hand, the degree
to which it intrudes upon an individual's privacy and, on the other,
the degree to which it is needed for the promotion of legitimate
governmental interests." Id., at 118-119 (internal
quotation marks omitted).
We recently applied this approach in United States
v. Knights. In that case, California law required Knights,
as a probationer, to " '[s]ubmit his ... person, property, place of
residence, vehicle, personal effects, to search anytime, with or
without a search warrant, warrant of arrest or reasonable cause by
any probation officer or law enforcement officer.' " Id.,
at 114 (brackets in original). Several days after Knights had been
placed on probation, police suspected that he had been involved in
several incidents of arson and vandalism. Based upon that suspicion
and pursuant to the search condition of his probation, a police
officer conducted a warrantless search of Knights' apartment and
found arson and drug paraphernalia. Id., at 115-116.
We concluded that the search of Knights' apartment was
reasonable. In evaluating the degree of intrusion into Knights'
privacy, we found Knights' probationary status "salient," id.,
at 118, observing that "[p]robation is 'one point . . . on a
continuum of possible punishments ranging from solitary confinement
in a maximum-security facility to a few hours of mandatory community
service.' " Id., at 119 (quoting Griffin
v. Wisconsin,
483 U. S. 868, 874 (1987)). Cf. Hudson v. Palmer,
468 U. S. 517, 530 (1984) (holding that prisoners have no
reasonable expectation of privacy). We further observed that, by
virtue of their status alone, probationers " 'do not enjoy "the
absolute liberty to which every citizen is entitled," ' "
Knights, supra, at 119 (quoting Griffin, supra,
at 874, in turn quoting Morrissey v. Brewer,
408 U. S. 471, 480 (1972)), justifying the "impos[ition] [of]
reasonable conditions that deprive the offender of some freedoms
enjoyed by law-abiding citizens." Knights, supra,
at 119. We also considered the facts that Knights' probation order
clearly set out the probation search condition, and that Knights was
clearly informed of the condition. See Knights,
534 U. S., at 119. We concluded that under these circumstances,
Knights' expectation of privacy was significantly diminished. See
id., at 119-120.
We also concluded that probation searches, such as the
search of Knights' apartment, are necessary to the promotion of
legitimate governmental interests. Noting the State's dual interest
in integrating probationers back into the community and combating
recidivism, see id., at 120-121, we credited the
" 'assumption' " that, by virtue of his status, a probationer " 'is
more likely than the ordinary citizen to violate the law.' " Id.,
at 120 (quoting Griffin, supra, at 880). We
further found that "probationers have even more of an incentive to
conceal their criminal activities and quickly dispose of
incriminating evidence than the ordinary criminal because
probationers are aware that they may be subject to supervision and
face revocation of probation, and possible incarceration, in
proceedings in which the trial rights of a jury and proof beyond a
reasonable doubt, among other things, do not apply." Knights,
534 U. S., at 120. We explained that the State did not have to
ignore the reality of recidivism or suppress its interests in
"protecting potential victims of criminal enterprise" for fear of
running afoul of the Fourth Amendment. Id., at 121.
Balancing these interests, we held that "[w]hen an officer
has reasonable suspicion that a probationer subject to a search
condition is engaged in criminal activity, there is enough
likelihood that criminal conduct is occurring that an intrusion on
the probationer's significantly diminished privacy interests is
reasonable." Ibid. Because the search at issue in
Knights was predicated on both the probation search condition
and reasonable suspicion, we did not reach the question whether the
search would have been reasonable under the Fourth Amendment had it
been solely predicated upon the condition of probation. Id.,
at 120, n. 6. Our attention is directed to that question today,
albeit in the context of a parolee search.
III
As we noted in Knights, parolees are on the
"continuum" of state-imposed punishments. Id., at 119
(internal quotation marks omitted). On this continuum, parolees have
fewer expectations of privacy than probationers, because parole is
more akin to imprisonment than probation is to imprisonment. As this
Court has pointed out, "parole is an established variation
on imprisonment of convicted criminals... . The essence of parole is
release from prison, before the completion of sentence, on the
condition that the prisoner abides by certain rules during the
balance of the sentence." Morrissey, supra, at
477. "In most cases, the State is willing to extend parole only
because it is able to condition it upon compliance with certain
requirements." Pennsylvania Bd. of Probation and Parole v.
Scott,
524 U. S. 357, 365 (1998). See also United States v.
Reyes, 283 F. 3d 446, 461 (CA2 2002) ("[F]ederal supervised
release, ... in contrast to probation, is meted out in addition to,
not in lieu of, incarceration" (citation and internal quotation
marks omitted)); United States v. Cardona, 903
F. 2d 60, 63 (CA1 1990) ("[O]n the Court's continuum of possible
punishments, parole is the stronger medicine; ergo, parolees enjoy
even less of the average citizen's absolute liberty than do
probationers" (internal quotation marks and citation omitted)).2
California's system of parole is consistent with these
observations: A California inmate may serve his parole period either
in physical custody, or elect to complete his sentence out of
physical custody and subject to certain conditions. Cal. Penal Code
Ann. §3060.5 (West 2000). Under the latter option, an
inmate-turned-parolee remains in the legal custody of the California
Department of Corrections through the remainder of his term, §3056,
and must comply with all of the terms and conditions of parole,
including mandatory drug tests, restrictions on association with
felons or gang members, and mandatory meetings with parole officers,
Cal. Code Regs., tit. 15, §2512 (2005); Cal. Penal Code Ann. §3067
(West 2000). See also Morrissey, supra, at 478
(discussing other permissible terms and conditions of parole).
General conditions of parole also require a parolee to report to his
assigned parole officer immediately upon release, inform the parole
officer within 72 hours of any change in employment status, request
permission to travel a distance of more than 50 miles from the
parolee's home, and refrain from criminal conduct and possession of
firearms, specified weapons, or knives unrelated to employment. Cal.
Code Regs., tit. 15, §2512. Parolees may also be subject to special
conditions, including psychiatric treatment programs, mandatory
abstinence from alcohol, residence approval, and "[a]ny other
condition deemed necessary by the Board [of Parole Hearings] or the
Department [of Corrections and Rehabilitation] due to unusual
circumstances." §2513. The extent and reach of these conditions
clearly demonstrate that parolees like petitioner have severely
diminished expectations of privacy by virtue of their status alone.
Additionally, as we found "salient" in Knights with
respect to the probation search condition, the parole search
condition under California law--requiring inmates who opt for parole
to submit to suspicionless searches by a parole officer or other
peace officer "at any time," Cal. Penal Code Ann. §3067(a) (West
2000)--was "clearly expressed" to petitioner. Knights,
534 U. S., at 119. He signed an order submitting to the
condition and thus was "unambiguously" aware of it. Ibid.
In Knights, we found that acceptance of a clear and
unambiguous search condition "significantly diminished Knights'
reasonable expectation of privacy." Id., at 120. Examining
the totality of the circumstances pertaining to petitioner's status
as a parolee, "an established variation on imprisonment,"
Morrissey,
408 U. S., at 477, including the plain terms of the parole
search condition, we conclude that petitioner did not have an
expectation of privacy that society would recognize as legitimate.3
The State's interests, by contrast, are substantial. This
Court has repeatedly acknowledged that a State has an "overwhelming
interest" in supervising parolees because "parolees... are more
likely to commit future criminal offenses." Pennsylvania Bd. of
Probation and Parole,
524 U. S., at 365 (explaining that the interest in combating
recidivism "is the very premise behind the system of close parole
supervision"). Similarly, this Court has repeatedly acknowledged
that a State's interests in reducing recidivism and thereby
promoting reintegration and positive citizenship among probationers
and parolees warrant privacy intrusions that would not otherwise be
tolerated under the Fourth Amendment. See Griffin,
483 U. S., at 879; Knights, supra, at 121.
The empirical evidence presented in this case clearly
demonstrates the significance of these interests to the State of
California. As of November 30, 2005, California had over 130,000
released parolees. California's parolee population has a 68-to-70
percent recidivism rate. See California Attorney General, Crime in
California 37 (Apr. 2001) (explaining that 68 percent of adult
parolees are returned to prison, 55 percent for a parole violation,
13 percent for the commission of a new felony offense); J.
Petersilia, Challenges of Prisoner Reentry and Parole in California,
12 California Policy Research Center Brief, p. 2 (June 2000),
available at http://www.ucop.edu/cprc/parole.pdf (as visited June
15, 2006, and available in Clerk of Court's case file) ("70% of the
state's paroled felons reoffend within 18 months--the highest
recidivism rate in the nation"). This Court has acknowledged the
grave safety concerns that attend recidivism. See Ewing v.
California,
538 U. S. 11, 26 (2003) (plurality opinion) ("Recidivism is a
serious public safety concern in California and throughout the
Nation").
As we made clear in Knights, the Fourth Amendment
does not render the States powerless to address these concerns
effectively. See
534 U. S., at 121. Contrary to petitioner's contention,
California's ability to conduct suspicionless searches of parolees
serves its interest in reducing recidivism, in a manner that aids,
rather than hinders, the reintegration of parolees into productive
society.
In California, an eligible inmate serving a determinate
sentence may elect parole when the actual days he has served plus
statutory time credits equal the term imposed by the trial court,
Cal. Penal Code Ann. §§2931, 2933, 3000(b)(1) (West 2000),
irrespective of whether the inmate is capable of integrating himself
back into productive society. As the recidivism rate demonstrates,
most parolees are ill prepared to handle the pressures of
reintegration. Thus, most parolees require intense supervision. The
California Legislature has concluded that, given the number of
inmates the State paroles and its high recidivism rate, a
requirement that searches be based on individualized suspicion would
undermine the State's ability to effectively supervise parolees and
protect the public from criminal acts by reoffenders. This
conclusion makes eminent sense. Imposing a reasonable suspicion
requirement, as urged by petitioner, would give parolees greater
opportunity to anticipate searches and conceal criminality. See
Knights, supra, at 120; Griffin,
483 U. S., at 879. This Court concluded that the
incentive-to-conceal concern justified an "intensive" system for
supervising probationers in Griffin, id., at 875.
That concern applies with even greater force to a system of
supervising parolees. See United States v. Reyes,
283 F. 3d, at 461 (observing that the Griffin rationale "appl[ies]
a fortiori" to "federal supervised release, which, in
contrast to probation, is 'meted out in addition to, not in lieu of,
incareration' "); United States v. Crawford, 372
F. 3d 1048, 1077 (CA9 2004) (en banc) (Kleinfeld, J., concurring)
(explaining that parolees, in contrast to probationers, "have been
sentenced to prison for felonies and released before the end of
their prison terms" and are "deemed to have acted more harmfully
than anyone except those felons not released on parole"); Hudson,
468 U. S., at 526 (persons sentenced to terms of imprisonment
have been "deemed to have acted more harmfully than anyone except
those felons not released on parole"); id., at 529
(observing that it would be "naive" to institute a system of
" 'planned random searches' " as that would allow prisoners to
"anticipate" searches, thus defeating the purpose of random
searches).
Petitioner observes that the majority of States and the
Federal Government have been able to further similar interests in
reducing recidivism and promoting re-integration, despite having
systems that permit parolee searches based upon some level of
suspicion. Thus, petitioner contends, California's system is
constitutionally defective by comparison. Petitioner's reliance on
the practices of jurisdictions other than California, however, is
misplaced. That some States and the Federal Government require a
level of individualized suspicion is of little relevance to our
determination whether California's supervisory system is drawn to
meet its needs and is reasonable, taking into account a parolee's
substantially diminished expectation of privacy.4
Nor is there merit to the argument that California's parole
search law permits "a blanket grant of discretion untethered by any
procedural safeguards," post, at 1 (Stevens, J.,
dissenting). The concern that California's suspicionless search
system gives officers unbridled discretion to conduct searches,
thereby inflicting dignitary harms that arouse strong resentment in
parolees and undermine their ability to reintegrate into productive
society, is belied by California's prohibition on "arbitrary,
capricious or harassing" searches. See Reyes, 19 Cal. 4th,
at 752, 753-754, 968 P. 2d, at 450, 451; People v.
Bravo, 43 Cal. 3d 600, 610, 738 P. 2d 336, 342 (1987)
(probation); see also Cal. Penal Code Ann. §3067(d) (West 2000) ("It
is not the intent of the Legislature to authorize law enforcement
officers to conduct searches for the sole purpose of harassment").5
The dissent's claim that parolees under California law are subject
to capricious searches conducted at the unchecked "whim" of law
enforcement officers, post, at 3, 4, ignores this
prohibition. Likewise, petitioner's concern that California's
suspicionless search law frustrates reintegration efforts by
permitting intrusions into the privacy interests of third parties is
also unavailing because that concern would arise under a
suspicion-based regime as well.
IV
Thus, we conclude that the Fourth Amendment does not
prohibit a police officer from conducting a suspicionless search of
a parolee. Accordingly, we affirm the judgment of the California
Court of Appeal.
It is so ordered.
DONALD CURTIS SAMSON, PETITIONER v.
CALIFORNIA
on writ of certiorari to the court of appeal of
california, first appellate district
[June 19, 2006]
Justice Stevens, with whom Justice Souter
and Justice Breyer join, dissenting.
Our prior cases have consistently assumed that the Fourth
Amendment provides some degree of protection for probationers and
parolees. The protection is not as robust as that afforded to
ordinary citizens; we have held that probationers' lowered
expectation of privacy may justify their warrantless search upon
reasonable suspicion of wrongdoing, see United States v.
Knights,
534 U. S. 112 (2001). We have also recognized that the
supervisory responsibilities of probation officers, who are required
to provide " 'individualized counseling' " and to monitor their
charges' progress, Griffin v. Wisconsin,
483 U. S. 868, 876-877 (1987), and who are in a unique position
to judge "how close a supervision the probationer requires," id.,
at 876, may give rise to special needs justifying departures from
Fourth Amendment strictures. See ibid. ("Although a
probation officer is not an impartial magistrate, neither is he the
police officer who normally conducts searches against the ordinary
citizen"). But neither Knights nor Griffin
supports a regime of suspicionless searches, conducted pursuant to a
blanket grant of discretion untethered by any procedural safeguards,
by law enforcement personnel who have no special interest in the
welfare of the parolee or probationer.
What the Court sanctions today is an unprecedented
curtailment of liberty. Combining faulty syllogism with circular
reasoning, the Court concludes that parolees have no more legitimate
an expectation of privacy in their persons than do prisoners.
However superficially appealing that parity in treatment may seem,
it runs roughshod over our precedent. It also rests on an intuition
that fares poorly under scrutiny. And once one acknowledges that
parolees do have legitimate expectations of privacy beyond those of
prisoners, our Fourth Amendment jurisprudence does not permit the
conclusion, reached by the Court here for the first time, that a
search supported by neither individualized suspicion nor "special
needs" is nonetheless "reasonable."
The suspicionless search is the very evil the Fourth
Amendment was intended to stamp out. See Boyd v. United
States,
116 U. S. 616, 625-630 (1886); see also, e.g.,
Indianapolis v. Edmond,
531 U. S. 32, 37 (2000). The pre-Revolutionary "writs of
assistance," which permitted roving searches for contraband, were
reviled precisely because they "placed 'the liberty of every man in
the hands of every petty officer.' " Boyd,
116 U. S., at 625. While individualized suspicion "is not an
'irreducible' component of reasonableness" under the Fourth
Amendment, Edmond,
531 U. S., at 37 (quoting United States v.
Martinez-Fuerte,
428 U. S. 543, 561 (1976)), the requirement has been dispensed
with only when programmatic searches were required to meet a
" 'special need' ... divorced from the State's general interest in
law enforcement." Ferguson v. Charleston,
532 U. S. 67, 79 (2001); see Edmond,
531 U. S., at 37; see also Griffin,
483 U. S., at 873 ("Although we usually require that a search be
undertaken only pursuant to a warrant (and thus supported by
probable cause, as the Constitution says warrants must be), ... we
have permitted exceptions when 'special needs, beyond the normal
need for law enforcement, make the warrant and probable-cause
requirement impracticable' ").
Not surprisingly, the majority does not seek to justify the
search of petitioner on "special needs" grounds. Although the Court
has in the past relied on special needs to uphold warrantless
searches of probationers, id., at 873, 880, it has never
gone so far as to hold that a probationer or parolee may be
subjected to full search at the whim of any law enforcement officer
he happens to encounter, whether or not the officer has reason to
suspect him of wrongdoing. Griffin, after all, involved a
search by a probation officer that was supported by
reasonable suspicion. The special role of probation officers
was critical to the analysis; "we deal with a situation," the Court
explained, "in which there is an ongoing supervisory
relationship--and one that is not, or at least not entirely,
adversarial--between the object of the search and the decisionmaker."
Id., at 879. The State's interest or "special need," as
articulated in Griffin, was an interest in supervising the
wayward probationer's reintegration into society--not, or at least
not principally, the general law enforcement goal of detecting
crime, see ante, at 8-9.1
It is no accident, then, that when we later upheld the
search of a probationer by a law enforcement officer
(again, based on reasonable suspicion), we forwent any reliance on
the special needs doctrine. See Knights,
534 U. S. 112. Even if the supervisory relationship between a
probation officer and her charge may properly be characterized as
one giving rise to needs "divorced from the State's general interest
in law enforcement," Ferguson,
532 U. S., at 79; but see id., at 79, n. 15, the
relationship between an ordinary law enforcement officer and a
probationer unknown to him may not. "None of our special needs
precedents has sanctioned the routine inclusion of law enforcement,
both in the design of the policy and in using arrests, either
threatened or real, to implement the system designed for the special
needs objectives." Id., at 88 (Kennedy, J.,
concurring in judgment).
Ignoring just how "closely guarded" is that "category of
constitutionally permissible suspicionless searches," Chandler
v. Miller,
520 U. S. 305, 309 (1997), the Court for the first time upholds
an entirely suspicionless search unsupported by any special need.
And it goes further: In special needs cases we have at least
insisted upon programmatic safeguards designed to ensure
evenhandedness in application; if individualized suspicion is to be
jettisoned, it must be replaced with measures to protect against the
state actor's unfettered discretion. See, e.g.,
Delaware v. Prouse,
440 U. S. 648, 654-655 (1979) (where a special need "precludes
insistence upon 'some quantum of individualized suspicion,' other
safeguards are generally relied upon to assure that the individual's
reasonable expectation of privacy is not 'subject to the discretion
of the official in the field' " (quoting Camara v.
Municipal Court of City and County of San Francisco,
387 U. S. 523, 532 (1967); footnote omitted); United States
v. Brignoni-Ponce,
422 U. S. 873, 882 (1975) ("[T]he reasonableness requirement of
the Fourth Amendment demands something more than the broad and
unlimited discretion sought by the Government"). Here, by contrast,
there are no policies in place--no "standards, guidelines, or
procedures," Prouse,
440 U. S., at 650--to rein in officers and furnish a bulwark
against the arbitrary exercise of discretion that is the height of
unreasonableness.
The Court is able to make this unprecedented move only by
making another. Coupling the dubious holding of Hudson v.
Palmer,
468 U. S. 517 (1984), with the bald statement that "parolees
have fewer expectations of privacy than probationers," ante,
at 5, the Court two-steps its way through a faulty syllogism and,
thus, avoids the application of Fourth Amendment principles
altogether. The logic, apparently, is this: Prisoners have no
legitimate expectation of privacy; parolees are like prisoners;
therefore, parolees have no legitimate expectation of privacy. The
conclusion is remarkable not least because we have long embraced its
opposite.2
It also rests on false premises. First, it is simply not true that a
parolee's status, vis-À-vis either the State or the Constitution, is
tantamount to that of a prisoner or even materially distinct from
that of a probationer. See Morrissey v. Brewer,
408 U. S. 471, 482 (1972) ("Though the State properly subjects
[a parolee] to many restrictions not applicable to other citizens,
his condition is very different from that of confinement in a
prison"). A parolee, like a probationer, is set free in the world
subject to restrictions intended to facilitate supervision and guard
against antisocial behavior. As with probation, "the State is
willing to extend parole only because it is able to condition it
upon compliance with certain requirements." Pennsylvania Bd. of
Probation and Parole v. Scott,
524 U. S. 357, 365 (1998). Certainly, parole differs from
probation insofar as parole is " 'meted out in addition to, not in
lieu of, incarceration.' " Ante, at 6 (quoting United
States v. Reyes, 283 F. 3d 446, 461 (CA2 2002)). And,
certainly, parolees typically will have committed more serious
crimes--ones warranting a prior term of imprisonment--than
probationers. The latter distinction, perhaps, would support the
conclusion that a State has a stronger interest in supervising
parolees than it does in supervising probationers. But see
United States v. Williams, 417 F. 3d 373, 376, n. 1
(CA3 2005) (" '[T]here is no constitutional difference between
probation and parole for purposes of the [F]ourth [A]mendment' ").
But why either distinction should result in refusal to acknowledge
as legitimate, when harbored by parolees, the same expectation of
privacy that probationers reasonably may harbor is beyond fathom.
In any event, the notion that a parolee legitimately expects
only so much privacy as a prisoner is utterly without foundation.
Hudson v. Palmer does stand for the proposition
that "[a] right of privacy in traditional Fourth Amendment terms" is
denied individuals who are incarcerated.
468 U. S., at 527. But this is because it "is necessary, as a
practical matter, to accommodate a myriad of 'institutional needs
and objectives' of prison facilities, ... chief among which is
internal security." Id., at 524; see id., at 538
(O'Connor, J., concurring) ("I agree that the government's
compelling interest in prison safety, together with the necessarily
ad hoc judgments required of prison officials, make prison cell
searches and seizures appropriate for categorical treatment"3);
see also Treasury Employees v. Von Raab,
489 U. S. 656, 680 (1989) (Scalia, J., dissenting).
These "institutional needs"--safety of inmates and guards, "internal
order," and sanitation, Hudson,
468 U. S., at 527-528--manifestly do not apply to parolees. As
discussed above and in Griffin, other state
interests may warrant certain intrusions into a parolee's privacy,
but Hudson's rationale cannot be mapped blindly onto the
situation with which we are presented in this case.
Nor is it enough, in deciding whether someone's expectation
of privacy is "legitimate," to rely on the existence of the
offending condition or the individual's notice thereof. Cf. ante,
at 7. The Court's reasoning in this respect is entirely circular.
The mere fact that a particular State refuses to acknowledge a
parolee's privacy interest cannot mean that a parolee in that State
has no expectation of privacy that society is willing to recognize
as legitimate--especially when the measure that invades privacy is
both the subject of the Fourth Amendment challenge and a
clear outlier. With only one or two arguable exceptions, neither the
Federal Government nor any other State subjects parolees to searches
of the kind to which petitioner was subjected. And the fact of
notice hardly cures the circularity; the loss of a subjective
expectation of privacy would play "no meaningful role" in analyzing
the legitimacy of expectations, for example, "if the Government were
suddenly to announce on nationwide television that all homes
henceforth would be subject to warrantless entry." Smith v.
Maryland,
442 U. S. 735, 740-741, n. 5 (1979).4
Threaded through the Court's reasoning is the suggestion
that deprivation of Fourth Amendment rights is part and parcel of
any convict's punishment. See ante, at 4-6.5
If a person may be subject to random and suspicionless searches in
prison, the Court seems to assume, then he cannot complain when he
is subject to the same invasion outside of prison, so long as the
State still can imprison him. Punishment, though, is not
the basis on which Hudson was decided. (Indeed, it is
settled that a prison inmate " 'retains those [constitutional]
rights that are not inconsistent with his status as a prisoner or
with the legitimate penological objectives of the corrections
system.' " Turner v. Safley,
482 U. S. 78, 95 (1987).) Nor, to my knowledge, have we ever
sanctioned the use of any search as a punitive measure. Instead, the
question in every case must be whether the balance of legitimate
expectations of privacy, on the one hand, and the State's interests
in conducting the relevant search, on the other, justifies
dispensing with the warrant and probable-cause requirements that are
otherwise dictated by the Fourth Amendment. That balance is not the
same in prison as it is out. We held in Knights--without
recourse to Hudson--that the balance favored allowing the
State to conduct searches based on reasonable suspicion. Never
before have we plunged below that floor absent a demonstration of
"special needs."
Had the State imposed as a condition of parole a requirement
that petitioner submit to random searches by his parole officer, who
is "supposed to have in mind the welfare of the [parolee]" and guide
the parolee's transition back into society, Griffin,
483 U. S., at 876-877, the condition might have been justified
either under the special needs doctrine or because at least part of
the requisite "reasonable suspicion" is supplied in this context by
the individual-specific knowledge gained through the supervisory
relationship. See id., at 879 (emphasizing probation
office's ability to "assess probabilities in the light of its
knowledge of [the probationer's] life, character, and
circumstances"). Likewise, this might have been a different case had
a court or parole board imposed the condition at issue based on
specific knowledge of the individual's criminal history and
projected likelihood of reoffending, or if the State had had in
place programmatic safeguards to ensure evenhandedness. See
supra, at 4. Under either of those scenarios, the State would
at least have gone some way toward averting the greatest mischief
wrought by officials' unfettered discretion. But the search
condition here is imposed on all parolees--whatever the
nature of their crimes, whatever their likelihood of recidivism, and
whatever their supervisory needs--without any programmatic
procedural protections.6
The Court seems to acknowledge that unreasonable searches "inflic[t]
dignitary harms that arouse strong resentment in parolees and
undermine their ability to reintegrate into productive society."
Ante, at 11; see Terry v. Ohio,
392 U. S. 1, 19, 29 (1968). It is satisfied, however, that the
California courts' prohibition against " 'arbitrary, capricious or
harassing' " searches suffices to avert those harms--which are of
course counterproductive to the State's purported aim of
rehabilitating former prisoners and reintegrating them into society.
See ante, at 11 (citing People v. Reyes,
19 Cal. 4th 743, 968 P. 2d 445 (1998)). I am unpersuaded. The
requirement of individualized suspicion, in all its iterations, is
the shield the Framers selected to guard against the evils of
arbitrary action, caprice, and harassment. To say that those evils
may be averted without that shield is, I fear, to pay lipservice to
the end while withdrawing the means.7
Respectfully, I dissent.
FOOTNOTES
Footnote
1
Knights,
534 U. S., at 120, n. 6 ("We do not decide whether the probation
condition so diminished, or completely eliminated, Knights'
reasonable expectation of privacy ... that a search by a law
enforcement officer without any individualized suspicion would have
satisfied the reasonableness requirement of the Fourth Amendment").
Footnote
2
Contrary to the dissent's contention, nothing in our recognition
that parolees are more akin to prisoners than probationers is
inconsistent with our precedents. Nor, as the dissent suggests, do
we equate parolees with prisoners for the purpose of concluding that
parolees, like prisoners, have no Fourth Amendment rights. See
post, at 5 (opinion of Stevens, J.). That view
misperceives our holding. If that were the basis of our holding,
then this case would have been resolved solely under Hudson
v. Palmer,
468 U. S. 517 (1984), and there would have been no cause to
resort to Fourth Amendment analysis. See ibid. (holding
traditional Fourth Amendment analysis of the totality of the
circumstances inapplicable to the question whether a prisoner had a
reasonable expectation of privacy in his prison cell). Nor is our
rationale inconsistent with Morrissey v. Brewer,
408 U. S. 471, 482 (1972). In that case, the Court recognized
that restrictions on a parolee's liberty are not unqualified. That
statement, even if accepted as a truism, sheds no light on the
extent to which a parolee's constitutional rights are indeed
limited--and no one argues that a parolee's constitutional rights
are not limited. Morrissey itself does not cast doubt on
today's holding given that the liberty at issue in that case--the
Fourteenth Amendment Due Process right to a hearing before
revocation of parole--invokes wholly different analysis than the
search at issue here.
Footnote
3
Because we find that the search at issue here is reasonable
under our general Fourth Amendment approach, we need not reach the
issue whether "acceptance of the search condition constituted
consent in the Schneckloth [v. Bustamonte,
412 U. S. 218 (1973),] sense of a complete waiver of his Fourth
Amendment rights." United States v. Knights,
534 U. S. 112, 118 (2001). The California Supreme Court has not
yet construed Cal. Penal Code Ann. §3067 (West 2000), the statute
which governs parole for crimes committed after 1996, and which
imposes the consent requirement. The California Court of Appeal has,
and it has concluded that, under §3067(b), "inmates who are
otherwise eligible for parole yet refuse to agree to the mandatory
search condition will remain imprisoned ... until either the inmate
(1) agrees to the search condition and is otherwise eligible for
parole or (2) has lost all worktime credits and is eligible for
release after having served the balance of his/her sentence."
People v. Middleton, 131 Cal. App. 4th 732, 739-740,
31 Cal. Rptr. 3d 813, 818 (2005). Nonetheless, we decline to rest
our holding today on the consent rationale. The California Supreme
Court, we note, has not yet had a chance to address the question
squarely, and it is far from clear that the State properly raised
its consent theory in the courts below.
Nor do we address whether California's parole search
condition is justified as a special need under Griffin v.
Wisconsin,
483 U. S. 868 (1987), because our holding under general Fourth
Amendment principles renders such an examination unnecessary.
Footnote
4
The dissent argues that, "once one acknowledges that parolees do
have legitimate expectations of privacy beyond those of prisoners,
our Fourth Amendment jurisprudence does not permit the conclusion,
reached by the Court here for the first time, that a search
supported by neither individualized suspicion nor 'special needs' is
nonetheless 'reasonable.' " Post, at 2. That simply is not
the case. The touchstone of the Fourth Amendment is reasonableness,
not individualized suspicion. Thus, while this Court's jurisprudence
has often recognized that "to accommodate public and private
interests some quantum of individualized suspicion is usually a
prerequisite to a constitutional search or seizure," United
States v. Martinez-Fuerte,
428 U. S. 543, 560 (1976), we have also recognized that the
"Fourth Amendment imposes no irreducible requirement of such
suspicion," id., at 561. Therefore, although this Court has
only sanctioned suspicionless searches in limited circumstances,
namely programmatic and special needs searches, we have never held
that these are the only limited circumstances in which searches
absent individualized suspicion could be "reasonable" under the
Fourth Amendment. In light of California's earnest concerns
respecting recidivism, public safety, and reintegration of parolees
into productive society, and because the object of the Fourth
Amendment is reasonableness, our decision today is far from
remarkable. Nor, given our prior precedents and caveats, is it
"unprecedented." Post, at 1.
Footnote
5
Under California precedent, we note, an officer would not act
reasonably in conducting a suspicionless search absent knowledge
that the person stopped for the search is a parolee. See People
v. Sanders, 31 Cal. 4th 318, 331-332, 73 P. 3d 496, 505-506
(2003); Brief for United States as Amicus Curiae 20.
FOOTNOTES
Footnote
1
As we observed in Ferguson v. Charleston,
532 U. S. 67 (2001), Griffin's special needs rationale
was cast into doubt by our later decision in Skinner v.
Railway Labor Executives' Assn.,
489 U. S. 602 (1989), which reserved the question whether
" 'routine use in criminal prosecutions of evidence obtained
pursuant to the administrative scheme would give rise to an
inference of pretext, or otherwise impugn the administrative nature
of the ... program,' " Ferguson,
532 U. S., at 79, n. 15 (quoting Skinner,
489 U. S., at 621, n. 5). But at least the State in Griffin
could in good faith contend that its warrantless searches were
supported by a special need conceptually distinct from law
enforcement goals generally. Indeed, that a State's interest in
supervising its parolees and probationers to ensure their smooth
reintegration may occasionally diverge from its general law
enforcement aims is illustrated by this very case. Petitioner's
possession of a small amount of illegal drugs would not have been
grounds for revocation of his parole. See Cal. Penal Code Ann.
§3063.1(a) (West Supp. 2006). Presumably, the California Legislature
determined that it is unnecessary and perhaps even
counterproductive, as a means of furthering the goals of the parole
system, to reincarcerate former prisoners for simple possession. The
general law enforcement interests the State espouses, by contrast,
call for reincarceration.
Footnote
2
See Morrissey v. Brewer,
408 U. S. 471, 482 (1972) ("[T]he liberty of a parolee, although
indeterminate, includes many of the core values of unqualified
liberty"); Griffin v. Wisconsin,
483 U. S. 868, 875 (1987) (the "degree of impingement upon [a
probationer's] privacy ... is not unlimited"); see also Ferguson,
532 U. S., at 101 (Scalia, J., dissenting) ("I doubt
whether Griffin's reasonable expectation of privacy in his home was
any less than petitioners' reasonable expectation of privacy in
their urine taken").
Footnote
3
Particularly in view of Justice O'Connor's concurrence, which
emphasized the prison's programmatic interests in conducting
suspicionless searches, see Hudson,
468 U. S., at 538, Hudson is probably best understood
as a "special needs" case--not as standing for the blanket
proposition that prisoners have no Fourth Amendment rights.
Footnote
4
Likewise, the State's argument that a California parolee
"consents" to the suspicionless search condition is sophistry.
Whether or not a prisoner can choose to remain in prison rather than
be released on parole, cf. ante, at 8, n. 3, he has no
"choice" concerning the search condition; he may either remain in
prison, where he will be subjected to suspicionless searches, or he
may exit prison and still be subject to suspicionless searches.
Accordingly, "to speak of consent in this context is to resort to a
manifest fiction, for the [parolee] who purportedly waives his
rights by accepting such a condition has little genuine option to
refuse." 5 W. LaFave, Search and Seizure: A Treatise on the Fourth
Amendment §10.10(b), pp. 440-441 (4th ed. 2004).
Footnote
5
This is a vestige of the long-discredited "act of grace" theory
of parole. Compare Escoe v. Zerbst,
295 U. S. 490, 492-493 (1935) ("Probation or suspension of
sentence comes as an act of grace to one convicted of a crime, and
may be coupled with such conditions in respect of its duration as
Congress may impose"), with Gagnon v. Scarpelli,
411 U. S. 778, 782, n. 4 (1973) ("a probationer can no longer be
denied due process, in reliance on the dictum in Escoe v.
Zerbst, that probation is an 'act of grace' " (citation
omitted)). See also Morrissey,
408 U. S., at 482.
Footnote
6
The Court devotes a good portion of its analysis to the
recidivism rates among parolees in California. See ante, at
8-9. One might question whether those statistics, which postdate the
California Supreme Court's decision to allow the purportedly
recidivism-reducing suspicionless searches at issue here, actually
demonstrate that the State's interest is being served by the
searches. Cf. Reply Brief for Petitioner 10, and n. 10. Of course,
one cannot deny that the interest itself is valid. That said,
though, it has never been held sufficient to justify suspicionless
searches. If high crime rates were grounds enough for disposing of
Fourth Amendment protections, the Amendment long ago would have
become a dead letter.
Footnote
7
As the Court observes, see ante, at 12, n. 5, under
California law "an officer is entitled to conduct suspicionless
searches only of persons known by him to be parolees." Brief for
United States as Amicus Curiae 20 (citing People
v. Sanders, 31 Cal. 4th 318, 331-332, 73 P. 3d 496, 505
(2003)). It would necessarily be arbitrary, capricious, and
harassing to conduct a suspicionless search of someone without
knowledge of the status that renders that person, in the State's
judgment, susceptible to such an invasion. |