|
Rapanos v. US, No. 04–1034 (U.S.S.C. June 19, 2006)
Rapanos v. US, No. 04–1034 (U.S.S.C. June 19, 2006)
http://laws.findlaw.com/us/000/04-1034.html
Jump to: [Opinion]
[Concurrence
1] [Concurrence
2] [Dissent
1] [Dissent
2]
RAPANOS et ux., et al.
v. UNITED STATES
certiorari to the united states
court of appeals for the sixth circuit
No. 04-1034. Argued February 21,
2006--Decided June 19, 2006*
As relevant here, the Clean Water Act (CWA or Act) makes it
unlawful to discharge dredged or fill material into "navigable
waters" without a permit, 33 U. S. C. §§1311(a), 1342(a), and
defines "navigable waters" as "the waters of the United States,
including the territorial seas," §1362(7). The Army Corps of
Engineers (Corps), which issues permits for the discharge of dredged
or fill material into navigable waters, interprets "the waters of
the United States" expansively to include not only traditional
navigable waters, 33 CFR §328.3(a)(1), but also other defined
waters, §328.3(a)(2), (3); "[t]ributaries" of such waters,
§328.3(a)(5); and wetlands "adjacent" to such waters and
tributaries, §328.3(a)(7). "[A]djacent" wetlands include those
"bordering, contiguous [to], or neighboring" waters of the United
States even when they are "separated from [such] waters ... by
man-made dikes ... and the like." §328.3(c).
These cases involve four Michigan wetlands lying near
ditches or man-made drains that eventually empty into traditional
navigable waters. In No. 04-1034, the United States brought civil
enforcement proceedings against the Rapanos petitioners, who had
backfilled three of the areas without a permit. The District Court
found federal jurisdiction over the wetlands because they were
adjacent to "waters of the United States" and held petitioners
liable for CWA violations. Affirming, the Sixth Circuit found
federal jurisdiction based on the sites' hydrologic connections to
the nearby ditches or drains, or to more remote navigable waters. In
No. 04-1384, the Carabell petitioners were denied a permit to
deposit fill in a wetland that was separated from a drainage ditch
by an impermeable berm. The Carabells sued, but the District Court
found federal jurisdiction over the site. Affirming, the Sixth
Circuit held that the wetland was adjacent to navigable waters.
Held: The judgments are vacated, and the cases are
remanded.
No. 04-1034, 376 F. 3d 629, and No. 04-1384, 391 F. 3d 704,
vacated and remanded.
Justice Scalia, joined by The Chief Justice,
Justice Thomas, and Justice Alito, concluded:
1. The phrase "the waters of the United States" includes
only those relatively permanent, standing or continuously flowing
bodies of water "forming geographic features" that are described in
ordinary parlance as "streams," "oceans, rivers, [and] lakes,"
Webster's New International Dictionary 2882 (2d ed.), and does not
include channels through which water flows intermittently or
ephemerally, or channels that periodically provide drainage for
rainfall. The Corps' expansive interpretation of that phrase is thus
not "based on a permissible construction of the statute."
Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc.,
467 U. S. 837, 843. Pp. 12-21.
(a) While the meaning of "navigable waters" in the CWA
is broader than the traditional definition found in The Daniel
Ball, 10 Wall. 557, see Solid Waste Agency of Northern Cook
Cty. v. Army Corps of Engineers,
531 U. S. 159, 167 (SWANCC); United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121, 133, the CWA authorizes federal jurisdiction only
over "waters." The use of the definite article "the" and the plural
number "waters" show plainly that §1362(7) does not refer to water
in general, but more narrowly to water "[a]s found in streams,"
"oceans, rivers, [and] lakes," Webster's New International
Dictionary 2882 (2d ed.). Those terms all connote relatively
permanent bodies of water, as opposed to ordinarily dry channels
through which water occasionally or intermittently flows. Pp. 12-15.
(b) The Act's use of the traditional phrase "navigable
waters" further confirms that the CWA confers jurisdiction only over
relatively permanent bodies of water. Traditionally, such "waters"
included only discrete bodies of water, and the term still carries
some of its original substance, SWANCC, supra, at 172. This
Court's subsequent interpretation of "the waters of the United
States" in the CWA likewise confirms this limitation. See, e.g.,
Riverside Bayview, supra, at 131. And the CWA itself
categorizes the channels and conduits that typically carry
intermittent flows of water separately from "navigable waters,"
including them in the definition of " 'point sources,' " 33 U. S. C.
§1362(14). Moreover, only the foregoing definition of "waters" is
consistent with CWA's stated policy "to recognize, preserve, and
protect the primary responsibilities and rights of the States ... to
plan the development and use ... of land and water resources ... ."
§1251(b). In addition, "the waters of the United States" hardly
qualifies as the clear and manifest statement from Congress needed
to authorize intrusion into such an area of traditional state
authority as land-use regulation; and to authorize federal action
that stretches the limits of Congress's commerce power. See
SWANCC, supra, at 173. Pp. 15-21.
2. A wetland may not be considered "adjacent to" remote
"waters of the United States" based on a mere hydrologic connection.
Riverside Bayview rested on an inherent ambiguity in
defining where the "water" ends and its abutting ("adjacent")
wetlands begin, permitting the Corps to rely on ecological
considerations only to resolve that ambiguity in favor of treating
all abutting wetlands as waters. Isolated ponds are not "waters of
the United States" in their own right, see SWANCC, supra,
at 167, 171, and present no boundary-drawing problem justifying the
invocation of such ecological factors. Thus, only those wetlands
with a continuous surface connection to bodies that are "waters of
the United States" in their own right, so that there is no clear
demarcation between the two, are "adjacent" to such waters and
covered by the Act. Establishing coverage of the Rapanos and
Carabell sites requires finding that the adjacent channel contains a
relatively permanent "wate[r] of the United States," and that each
wetland has a continuous surface connection to that water, making it
difficult to determine where the water ends and the wetland begins.
Pp. 21-24.
3. Because the Sixth Circuit applied an incorrect standard
to determine whether the wetlands at issue are covered "waters," and
because of the paucity of the record, the cases are remanded for
further proceedings. P. 39.
Justice Kennedy concluded that the Sixth Circuit correctly
recognized that a water or wetland constitutes "navigable waters"
under the Act if it possesses a "significant nexus" to waters that
are navigable in fact or that could reasonably be so made, Solid
Waste Agency of Northern Cook Cty. v. Army Corps of
Engineers,
531 U. S. 159, 167, 172 (SWANCC), but did not consider
all the factors necessary to determine that the lands in question
had, or did not have, the requisite nexus. United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121, and SWANCC establish the framework for
the inquiry here. The nexus required must be assessed in terms of
the Act's goals and purposes. Congress enacted the law to "restore
and maintain the chemical, physical, and biological integrity of the
Nation's waters," 33 U. S. C. §1251(a), and it pursued that
objective by restricting dumping and filling in "waters of the
United States," §§1311(a), 1362(12). The rationale for the Act's
wetlands regulation, as the Corps has recognized, is that wetlands
can perform critical functions related to the integrity of other
waters--such as pollutant trapping, flood control, and runoff
storage. 33 C. F. R. §320.4(b)(2). Accordingly, wetlands possess the
requisite nexus, and thus come within the statutory phrase
"navigable waters," if the wetlands, alone or in combination with
similarly situated lands in the region, significantly affect the
chemical, physical, and biological integrity of other covered waters
understood as navigable in the traditional sense. When, in contrast,
their effects on water quality are speculative or insubstantial,
they fall outside the zone fairly encompassed by the term "navigable
waters." Because the Corps' theory of jurisdiction in these
cases--adjacency to tributaries, however remote and
insubstantial--goes beyond the Riverside Bayview holding,
its assertion of jurisdiction cannot rest on that case. The breadth
of the Corps' existing standard for tributaries--which seems to
leave room for regulating drains, ditches, and streams remote from
any navigable-in-fact water and carrying only minor water-volumes
toward it--precludes that standard's adoption as the determinative
measure of whether adjacent wetlands are likely to play an important
role in the integrity of an aquatic system comprising navigable
waters as traditionally understood. Absent more specific
regulations, the Corps must establish a significant nexus on a
case-by-case basis when seeking to regulate wetlands based on
adjacency to nonnavigable tributaries, in order to avoid
unreasonable applications of the Act. In the instant cases the
record contains evidence pointing to a possible significant nexus,
but neither the agency nor the reviewing courts considered the issue
in these terms. Thus, the cases should be remanded for further
proceedings. Pp. 1-30.
Scalia, J., announced the judgment of the Court,
and delivered an opinion, in which Roberts, C. J., and
Thomas and Alito, JJ., joined. Roberts, C. J.,
filed a concurring opinion. Kennedy, J., filed an opinion
concurring in the judgment. Stevens, J., filed a dissenting
opinion, in which Souter, Ginsburg, and Breyer, JJ.,
joined. Breyer, J., filed a dissenting opinion.
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Scalia announced the judgment of the Court,
and delivered an opinion, in which The Chief Justice,
Justice Thomas, and Justice Alito join.
In April 1989, petitioner John A. Rapanos backfilled
wetlands on a parcel of land in Michigan that he owned and sought to
develop. This parcel included 54 acres of land with
sometimes-saturated soil conditions. The nearest body of navigable
water was 11 to 20 miles away. 339 F. 3d 447, 449 (CA6 2003) (Rapanos
I). Regulators had informed Mr. Rapanos that his saturated
fields were "waters of the United States," 33 U. S. C. §1362(7),
that could not be filled without a permit. Twelve years of criminal
and civil litigation ensued.
The burden of federal regulation on those who would deposit
fill material in locations denominated "waters of the United States"
is not trivial. In deciding whether to grant or deny a permit, the
U. S. Army Corps of Engineers (Corps) exercises the discretion of an
enlightened despot, relying on such factors as "economics,"
"aesthetics," "recreation," and "in general, the needs and welfare
of the people," 33 CFR §320.4(a) (2004).1
The average applicant for an individual permit spends 788 days and
$271,596 in completing the process, and the average applicant for a
nationwide permit spends 313 days and $28,915--not counting costs of
mitigation or design changes. Sunding & Zilberman, The Economics of
Environmental Regulation by Licensing: An Assessment of Recent
Changes to the Wetland Permitting Process, 42 Natural Resources J.
59, 74-76 (2002). "[O]ver $1.7 billion is spent each year by the
private and public sectors obtaining wetlands permits." Id.,
at 81. These costs cannot be avoided, because the Clean Water Act "impose[s]
criminal liability," as well as steep civil fines, "on a broad range
of ordinary industrial and commercial activities." Hanousek
v. United States,
528 U. S. 1102, 1103 (2000) (Thomas, J., dissenting
from denial of certiorari). In this litigation, for example, for
backfilling his own wet fields, Mr. Rapanos faced 63 months in
prison and hundreds of thousands of dollars in criminal and civil
fines. See United States v. Rapanos, 235 F. 3d
256, 260 (CA6 2000).
The enforcement proceedings against Mr. Rapanos are a small
part of the immense expansion of federal regulation of land use that
has occurred under the Clean Water Act--without any change in the
governing statute--during the past five Presidential
administrations. In the last three decades, the Corps and the
Environmental Protection Agency (EPA) have interpreted their
jurisdiction over "the waters of the United States" to cover
270-to-300 million acres of swampy lands in the United
States--including half of Alaska and an area the size of California
in the lower 48 States. And that was just the beginning. The Corps
has also asserted jurisdiction over virtually any parcel of land
containing a channel or conduit--whether man-made or natural, broad
or narrow, permanent or ephemeral--through which rainwater or
drainage may occasionally or intermittently flow. On this view, the
federally regulated "waters of the United States" include storm
drains, roadside ditches, ripples of sand in the desert that may
contain water once a year, and lands that are covered by floodwaters
once every 100 years. Because they include the land containing storm
sewers and desert washes, the statutory "waters of the United
States" engulf entire cities and immense arid wastelands. In fact,
the entire land area of the United States lies in some drainage
basin, and an endless network of visible channels furrows the entire
surface, containing water ephemerally wherever the rain falls. Any
plot of land containing such a channel may potentially be regulated
as a "water of the United States."
I
Congress passed the Clean Water Act (CWA or Act) in 1972.
The Act's stated objective is "to restore and maintain the chemical,
physical, and biological integrity of the Nation's waters." 86 Stat.
816, 33 U. S. C. §1251(a). The Act also states that "[i]t is the
policy of Congress to recognize, preserve, and protect the primary
responsibilities and rights of States to prevent, reduce, and
eliminate pollution, to plan the development and use (including
restoration, preservation, and enhancement) of land and water
resources, and to consult with the Administrator in the exercise of
his authority under this chapter." §1251(b).
One of the statute's principal provisions is 33 U. S. C.
§1311(a), which provides that "the discharge of any pollutant by any
person shall be unlawful." "The discharge of a pollutant" is defined
broadly to include "any addition of any pollutant to navigable
waters from any point source," §1362(12), and "pollutant" is defined
broadly to include not only traditional contaminants but also solids
such as "dredged spoil, . . . rock, sand, [and] cellar dirt,"
§1362(6). And, most relevant here, the CWA defines "navigable
waters" as "the waters of the United States, including the
territorial seas." §1362(7).
The Act also provides certain exceptions to its prohibition
of "the discharge of any pollutant by any person." §1311(a). Section
1342(a) authorizes the Administrator of the EPA to "issue a permit
for the discharge of any pollutant, ... notwithstanding section
1311(a) of this title." Section 1344 authorizes the Secretary of the
Army, acting through the Corps, to "issue permits ... for the
discharge of dredged or fill material into the navigable waters at
specified disposal sites." §1344(a), (d). It is the discharge of
"dredged or fill material"--which, unlike traditional water
pollutants, are solids that do not readily wash downstream--that we
consider today.
For a century prior to the CWA, we had interpreted the
phrase "navigable waters of the United States" in the Act's
predecessor statutes to refer to interstate waters that are
"navigable in fact" or readily susceptible of being rendered so.
The Daniel Ball, 10 Wall. 557, 563 (1871); see also United
States v. Appalachian Elec. Power Co.,
311 U. S. 377, 406 (1940). After passage of the CWA, the Corps
initially adopted this traditional judicial definition for the Act's
term "navigable waters." See 39 Fed. Reg. 12119, codified at 33 CFR
§209.120(d)(1) (1974); see also Solid Waste Agency of Northern
Cook Cty. v. Army Corps of Engineers,
531 U. S. 159, 168 (2001) (SWANCC). After a District
Court enjoined these regulations as too narrow, Natural
Resources Defense Council, Inc. v. Callaway, 392
F. Supp. 685, 686 (DC 1975), the Corps adopted a far broader
definition. See 40 Fed. Reg. 31324-31325 (1975); 42 Fed. Reg. 37144
(1977). The Corps' new regulations deliberately sought to extend the
definition of "the waters of the United States" to the outer limits
of Congress's commerce power. See id., at 37144, n. 2.
The Corps' current regulations interpret "the waters of the
United States" to include, in addition to traditional interstate
navigable waters, 33 CFR §328.3(a)(1) (2004), "[a]ll interstate
waters including interstate wetlands," §328.3(a)(2); "[a]ll other
waters such as intrastate lakes, rivers, streams (including
intermittent streams), mudflats, sandflats, wetlands, sloughs,
prairie potholes, wet meadows, playa lakes, or natural ponds, the
use, degradation or destruction of which could affect interstate or
foreign commerce," §328.3(a)(3); "[t]ributaries of [such] waters,"
§328.3(a)(5); and "[w]etlands adjacent to [such] waters [and
tributaries] (other than waters that are themselves wetlands),"
§328.3(a)(7). The regulation defines "adjacent" wetlands as those
"bordering, contiguous [to], or neighboring" waters of the United
States. §328.3(c). It specifically provides that "[w]etlands
separated from other waters of the United States by man-made dikes
or barriers, natural river berms, beach dunes and the like are
'adjacent wetlands.' " Ibid.
We first addressed the proper interpretation of 33 U. S. C.
§1362(7)'s phrase "the waters of the United States" in United
States v. Riverside Bayview Homes, Inc.,
474 U. S. 121 (1985). That case concerned a wetland that "was
adjacent to a body of navigable water," because "the area
characterized by saturated soil conditions and wetland vegetation
extended beyond the boundary of respondent's property to ... a
navigable waterway." Id., at 131; see also 33 CFR §328.3(b)
(2004). Noting that "the transition from water to solid ground is
not necessarily or even typically an abrupt one," and that "the
Corps must necessarily choose some point at which water ends and
land begins,"
474 U. S., at 132, we upheld the Corps' interpretation of "the
waters of the United States" to include wetlands that "actually
abut[ted] on" traditional navigable waters. Id., at 135.
Following our decision in Riverside Bayview, the
Corps adopted increasingly broad interpretations of its own
regulations under the Act. For example, in 1986, to "clarify" the
reach of its jurisdiction, the Corps announced the so-called
"Migratory Bird Rule," which purported to extend its jurisdiction to
any intrastate waters "[w]hich are or would be used as habitat" by
migratory birds. 51 Fed. Reg. 41217; see also SWANCC,
supra, at 163-164. In addition, the Corps interpreted its own
regulations to include "ephemeral streams" and "drainage ditches" as
"tributaries" that are part of the "waters of the United States,"
see 33 CFR §328.3(a)(5), provided that they have a perceptible
"ordinary high water mark" as defined in §328.3(e). 65 Fed. Reg.
12823 (2000). This interpretation extended "the waters of the United
States" to virtually any land feature over which rainwater or
drainage passes and leaves a visible mark--even if only "the
presence of litter and debris." 33 CFR §328.3(e). See also U. S.
General Accounting Office, Report to the Chairman, Subcommittee on
Energy Policy, Natural Resources and Regulating Affairs, Committee
on Government Reform, House of Representatives, Waters and Wetlands:
Corps of Engineers Needs to Evaluate Its District Office Practices
in Determining Juris-
diction, GAO-04-297, pp. 20-22 (Feb. 2004) (hereinafter GAO Report),
http://www.gao.gov/new.items/d04297.pdf (all Internet materials as
visited June 9, 2006, and available in Clerk of Court's case file).
Prior to our decision in SWANCC, lower courts upheld the
application of this expansive definition of "tributaries" to such
entities as storm sewers that contained flow to covered waters
during heavy rainfall, United States v. Eidson,
108 F. 3d 1336, 1340-1342 (CA11 1997), and dry arroyos connected to
remote waters through the flow of groundwater over "centuries,"
Quivira Mining Co. v. EPA, 765 F. 2d 126, 129 (CA10
1985).
In SWANCC, we considered the application of the
Corps' "Migratory Bird Rule" to "an abandoned sand and gravel pit in
northern Illinois."
531 U. S., at 162. Observing that "[i]t was the significant
nexus between the wetlands and 'navigable waters' that informed
our reading of the CWA in Riverside Bayview," id.,
at 167 (emphasis added), we held that Riverside Bayview did
not establish "that the jurisdiction of the Corps extends to ponds
that are not adjacent to open water."
531 U. S., at 168 (emphasis deleted). On the contrary, we held
that "nonnavigable, isolated, intrastate waters," id., at
171--which, unlike the wetlands at issue in Riverside Bayview,
did not "actually abu[t] on a navigable waterway,"
531 U. S., at 167--were not included as "waters of the United
States."
Following our decision in SWANCC, the Corps did not
significantly revise its theory of federal jurisdiction under
§1344(a). The Corps provided notice of a proposed rulemaking in
light of SWANCC, 68 Fed. Reg. 1991 (2003), but ultimately
did not amend its published regulations. Because SWANCC did
not directly address tributaries, the Corps notified its field staff
that they "should continue to assert jurisdiction over traditional
navigable waters ... and, generally speaking, their tributary
systems (and adjacent wetlands)." 68 Fed. Reg. 1998. In addition,
because SWANCC did not overrule Riverside Bayview,
the Corps continues to assert jurisdiction over waters
" 'neighboring' " traditional navigable waters and their
tributaries. 68 Fed. Reg. 1997 (quoting 33 CFR §328.3(c) (2003)).
Even after SWANCC, the lower courts have continued
to uphold the Corps' sweeping assertions of jurisdiction over
ephemeral channels and drains as "tributaries." For example, courts
have held that jurisdictional "tributaries" include the
"intermittent flow of surface water through approximately 2.4 miles
of natural streams and manmade ditches (paralleling and crossing
under I-64)," Treacy v. Newdunn Assoc., 344 F. 3d
407, 410 (CA4 2003); a "roadside ditch" whose water took "a winding,
thirty-two-mile path to the Chesapeake Bay," United States
v. Deaton, 332 F. 3d 698, 702 (CA4 2003); irrigation
ditches and drains that intermittently connect to covered waters,
Community Assn. for Restoration of Environment v. Henry
Bosma Dairy, 305 F. 3d 943, 954-955 (CA9 2002); Headwaters,
Inc. v. Talent Irrigation Dist., 243 F. 3d 526, 534
(CA9 2001); and (most implausibly of all) the "washes and arroyos"
of an "arid development site," located in the middle of the desert,
through which "water courses . . . during periods of heavy rain,"
Save Our Sonoran, Inc. v. Flowers, 408 F. 3d 1113,
1118 (CA9 2005).2
These judicial constructions of "tributaries" are not
outliers. Rather, they reflect the breadth of the Corps'
determinations in the field. The Corps' enforcement practices vary
somewhat from district to district because "the definitions used to
make jurisdictional determinations" are deliberately left "vague."
GAO Report 26; see also id., at 22. But district offices of
the Corps have treated, as "waters of the United States," such
typically dry land features as "arroyos, coulees, and washes," as
well as other "channels that might have little water flow in a given
year." Id., at 20-21. They have also applied that
definition to such manmade, intermittently flowing features as
"drain tiles, storm drains systems, and culverts." Id., at
24 (footnote omitted).
In addition to "tributaries," the Corps and the lower courts
have also continued to define "adjacent" wetlands broadly after
SWANCC. For example, some of the Corps' district offices have
concluded that wetlands are "adjacent" to covered waters if they are
hydrologically connected "through directional sheet flow during
storm events," GAO Report 18, or if they lie within the "100-year
floodplain" of a body of water--that is, they are connected to the
navigable water by flooding, on average, once every 100 years,
id., at 17, and n. 16. Others have concluded that presence
within 200 feet of a tributary automatically renders a wetland
"adjacent" and jurisdictional. Id., at 19. And the Corps
has successfully defended such theories of "adjacency" in the
courts, even after SWANCC's excision of "isolated" waters
and wetlands from the Act's coverage. One court has held since
SWANCC that wetlands separated from flood control channels by
70-foot-wide berms, atop which ran maintenance roads, had a
"significant nexus" to covered waters because, inter alia,
they lay "within the 100 year floodplain of tidal waters."
Baccarat Fremont Developers, LLC v. Army Corps of Engineers,
425 F. 3d 1150, 1152, 1157 (CA9 2005). In one of the cases before us
today, the Sixth Circuit held, in agreement with "[t]he majority of
courts," that "while a hydrological connection between the
non-navigable and navigable waters is required, there is no 'direct
abutment' requirement" under SWANCC for " 'adjacency.' "
376 F. 3d 629, 639 (2004) (Rapanos II). And even the most
insubstantial hydrologic connection may be held to constitute a
"significant nexus." One court distinguished SWANCC on the
ground that "a molecule of water residing in one of these pits or
ponds [in SWANCC] could not mix with molecules from other
bodies of water"--whereas, in the case before it, "water molecules
currently present in the wetlands will inevitably flow towards and
mix with water from connecting bodies," and "[a] drop of rainwater
landing in the Site is certain to intermingle with water from the
[nearby river]." United States v. Rueth Development Co.,
189 F. Supp. 2d 874, 877-878 (ND Ind. 2002).
II
In these consolidated cases, we consider whether four
Michigan wetlands, which lie near ditches or man-made drains that
eventually empty into traditional navigable waters, constitute
"waters of the United States" within the meaning of the Act.
Petitioners in No. 04-1034, the Rapanos and their affiliated
businesses, deposited fill material without a permit into wetlands
on three sites near Midland, Michigan: the "Salzburg site," the
"Hines Road site," and the "Pine River site." The wetlands at the
Salzburg site are connected to a man-made drain, which drains into
Hoppler Creek, which flows into the Kawkawlin River, which empties
into Saginaw Bay and Lake Huron. See Brief for United States in No.
04-1034, p. 11; 339 F. 3d, at 449. The wetlands at the Hines Road
site are connected to something called the "Rose Drain," which has a
surface connection to the Tittabawassee River. App. to Pet. for
Cert. in No. 04-1034, pp. A23, B20. And the wetlands at the Pine
River site have a surface connection to the Pine River, which flows
into Lake Huron. Id., at A23-A24, B26. It is not clear
whether the connections between these wetlands and the nearby drains
and ditches are continuous or intermittent, or whether the nearby
drains and ditches contain continuous or merely occasional flows of
water.
The United States brought civil enforcement proceedings
against the Rapanos petitioners. The District Court found that the
three described wetlands were "within federal jurisdiction" because
they were "adjacent to other waters of the United States," and held
petitioners liable for violations of the CWA at those sites.
Id., at B32-B35. On appeal, the United States Court of Appeals
for the Sixth Circuit affirmed, holding that there was federal
jurisdiction over the wetlands at all three sites because "there
were hydrological connections between all three sites and
corresponding adjacent tributaries of navigable waters." 376 F. 3d,
at 643.
Petitioners in No. 04-1384, the Carabells, were denied a
permit to deposit fill material in a wetland located on a triangular
parcel of land about one mile from Lake St. Clair. A man-made
drainage ditch runs along one side of the wetland, separated from it
by a 4-foot-wide man-made berm. The berm is largely or entirely
impermeable to water and blocks drainage from the wetland, though it
may permit occasional overflow to the ditch. The ditch empties into
another ditch or a drain, which connects to Auvase Creek, which
empties into Lake St. Clair. See App. to Pet. for Cert. in No.
04-1384, pp. 2a-3a.
After exhausting administrative appeals, the Carabell
petitioners filed suit in the District Court, challenging the
exercise of federal regulatory jurisdiction over their site. The
District Court ruled that there was federal jurisdiction because the
wetland "is adjacent to neighboring tributaries of navigable waters
and has a significant nexus to 'waters of the United States.' "
Id., at 49a. Again the Sixth Circuit affirmed, holding that the
Carabell wetland was "adjacent" to navigable waters. 391 F. 3d 704,
708 (2004) (Carabell).
We granted certiorari and consolidated the cases, 546 U. S.
___ (2005), to decide whether these wetlands constitute "waters of
the United States" under the Act, and if so, whether the Act is
constitutional.
III
The Rapanos petitioners contend that the terms "navigable
waters" and "waters of the United States" in the Act must be limited
to the traditional definition of The Daniel Ball, which
required that the "waters" be navigable in fact, or susceptible of
being rendered so. See 10 Wall., at 563. But this definition cannot
be applied wholesale to the CWA. The Act uses the phrase "navigable
waters" as a defined term, and the definition is simply
"the waters of the United States." 33 U. S. C. §1362(7). Moreover,
the Act provides, in certain circumstances, for the substitution of
state for federal jurisdiction over "navigable waters ... other
than those waters which are presently used, or are susceptible
to use in their natural condition or by reasonable improvement as a
means to transport interstate or foreign commerce ... including
wetlands adjacent thereto." §1344(g)(1) (emphasis added). This
provision shows that the Act's term "navigable waters" includes
something more than traditional navigable waters. We have twice
stated that the meaning of "navigable waters" in the Act is broader
than the traditional understanding of that term, SWANCC,
531 U. S., at 167; Riverside Bayview,
474 U. S., at 133.3
We have also emphasized, however, that the qualifier "navigable" is
not devoid of significance, SWANCC, supra, at 172.
We need not decide the precise extent to which the
qualifiers "navigable" and "of the United States" restrict the
coverage of the Act. Whatever the scope of these qualifiers, the CWA
authorizes federal jurisdiction only over "waters." 33 U. S. C.
§1362(7). The only natural definition of the term "waters," our
prior and subsequent judicial constructions of it, clear evidence
from other provisions of the statute, and this Court's canons of
construction all confirm that "the waters of the United States" in
§1362(7) cannot bear the expansive meaning that the Corps would give
it.
The Corps' expansive approach might be arguable if the CSA
defined "navigable waters" as "water of the United States." But "the
waters of the United States" is something else. The use of the
definite article ("the") and the plural number ("waters") show
plainly that §1362(7) does not refer to water in general. In this
form, "the waters" refers more narrowly to water "[a]s found in
streams and bodies forming geographical features such as oceans,
rivers, [and] lakes," or "the flowing or moving masses, as of waves
or floods, making up such streams or bodies." Webster's New
International Dictionary 2882 (2d ed. 1954) (hereinafter Webster's
Second).4
On this definition, "the waters of the United States" include only
relatively permanent, standing or flowing bodies of water.5
The definition refers to water as found in "streams," "oceans,"
"rivers," "lakes," and "bodies" of water "forming geographical
features." Ibid. All of these terms connote continuously
present, fixed bodies of water, as opposed to ordinarily dry
channels through which water occasionally or intermittently flows.
Even the least substantial of the definition's terms, namely
"streams," connotes a continuous flow of water in a permanent
channel--especially when used in company with other terms such as
"rivers," "lakes," and "oceans."6
None of these terms encompasses transitory puddles or ephemeral
flows of water.
The restriction of "the waters of the United States" to
exclude channels containing merely intermittent or ephemeral flow
also accords with the commonsense understanding of the term. In
applying the definition to "ephemeral streams," "wet meadows," storm
sewers and culverts, "directional sheet flow during storm events,"
drain tiles, man-made drainage ditches, and dry arroyos in the
middle of the desert, the Corps has stretched the term "waters of
the United States" beyond parody. The plain language of the statute
simply does not authorize this "Land Is Waters" approach to federal
jurisdiction.
In addition, the Act's use of the traditional phrase
"navigable waters" (the defined term) further confirms that it
confers jurisdiction only over relatively permanent bodies
of water. The Act adopted that traditional term from its predecessor
statutes. See SWANCC,
531 U. S., at 180 (Stevens, J., dissenting). On the
traditional understanding, "navigable waters" included only discrete
bodies of water. For example, in The Daniel Ball,
we used the terms "waters" and "rivers" interchangeably. 10 Wall.,
at 563. And in Appalachian Electric, we consistently
referred to the "navigable waters" as "waterways."
311 U. S., at 407-409. Plainly, because such "waters" had to be
navigable in fact or susceptible of being rendered so, the term did
not include ephemeral flows. As we noted in SWANCC, the
traditional term "navigable waters"--even though defined as "the
waters of the United States"--carries some of its original
substance: "[I]t is one thing to give a word limited effect and
quite another to give it no effect whatever."
531 U. S., at 172. That limited effect includes, at bare
minimum, the ordinary presence of water.
Our subsequent interpretation of the phrase "the waters of
the United States" in the CWA likewise confirms this limitation of
its scope. In Riverside Bayview, we stated that the phrase
in the Act referred primarily to "rivers, streams, and other
hydrographic features more conventionally identifiable as 'waters' "
than the wetlands adjacent to such features.
474 U. S., at 131 (emphasis added). We thus echoed the
dictionary definition of "waters" as referring to "streams and
bodies forming geographical features such as oceans,
rivers, [and] lakes." Webster's Second 2882 (emphasis added). Though
we upheld in that case the inclusion of wetlands abutting such a
"hydrographic featur[e]"--principally due to the difficulty of
drawing any clear boundary between the two, see
474 U. S., at 132; Part IV, infra--nowhere did we
suggest that "the waters of the United States" should be expanded to
include, in their own right, entities other than "hydrographic
features more conventionally identifiable as 'waters.' " Likewise,
in both Riverside Bayview and SWANCC, we
repeatedly described the "navigable waters" covered by the Act as
"open water" and "open waters." See Riverside Bayview,
supra, at 132, and n. 8, 134; SWANCC, supra,
at 167, 172. Under no rational interpretation are typically dry
channels described as "open waters."
Most significant of all, the CWA itself categorizes the
channels and conduits that typically carry intermittent flows of
water separately from "navigable waters," by including them in the
definition of " 'point source.' " The Act defines " 'point source' "
as "any discernible, confined and discrete conveyance, including but
not limited to any pipe, ditch, channel, tunnel, conduit, well,
discrete fissure, container, rolling stock, concentrated animal
feeding operation, or vessel or other floating craft, from which
pollutants are or may be discharged." 33 U. S. C. §1362(14). It also
defines " 'discharge of a pollutant' " as "any addition of any
pollutant to navigable waters from any point
source." §1362(12)(A) (emphases added). The definitions thus
conceive of "point sources" and "navigable waters" as separate and
distinct categories. The definition of "discharge" would make little
sense if the two categories were significantly overlapping. The
separate classification of "ditch[es], channel[s], and conduit[s]"--which
are terms ordinarily used to describe the watercourses through which
intermittent waters typically flow--shows that these are,
by and large, not "waters of the United States."7
Moreover, only the foregoing definition of "waters" is
consistent with the CWA's stated "policy of Congress to recognize,
preserve, and protect the primary responsibilities and rights of the
States to prevent, reduce, and eliminate pollution, [and] to plan
the development and use (including restoration, preservation, and
enhancement) of land and water resources ... ." §1251(b). This
statement of policy was included in the Act as enacted in 1972, see
86 Stat. 816, prior to the addition of the optional state
administration program in the 1977 amendments, see 91 Stat. 1601.
Thus the policy plainly referred to something beyond the
subsequently added state administration program of 33 U. S. C.
§1344(g)-(l). But the expansive theory advanced by the
Corps, rather than "preserv[ing] the primary rights and
responsibilities of the States," would have brought virtually all "plan[ning
of] the development and use . . . of land and water resources" by
the States under federal control. It is therefore an unlikely
reading of the phrase "the waters of the United States."8
Even if the phrase "the waters of the United States" were
ambiguous as applied to intermittent flows, our own canons of
construction would establish that the Corps' interpretation of the
statute is impermissible. As we noted in SWANCC, the
Government's expansive interpretation would "result in a significant
impingement of the States' traditional and primary power over land
and water use."
531 U. S., at 174. Regulation of land use, as through the
issuance of the development permits sought by petitioners in both of
these cases, is a quintessential state and local power. See FERC
v. Mississippi,
456 U. S. 742, 768, n. 30 (1982); Hess v. Port
Authority Trans-Hudson Corporation,
513 U. S. 30, 44 (1994). The extensive federal jurisdiction
urged by the Government would authorize the Corps to function as a
de facto regulator of immense stretches of intrastate
land--an authority the agency has shown its willingness to exercise
with the scope of discretion that would befit a local zoning board.
See 33 CFR §320.4(a)(1) (2004). We ordinarily expect a "clear and
manifest" statement from Congress to authorize an unprecedented
intrusion into traditional state authority. See BFP v.
Resolution Trust Corporation,
511 U. S. 531, 544 (1994). The phrase "the waters of the United
States" hardly qualifies.
Likewise, just as we noted in SWANCC, the Corps'
interpretation stretches the outer limits of Congress's commerce
power and raises difficult questions about the ultimate scope of
that power. See
531 U. S., at 173. (In developing the current regulations, the
Corps consciously sought to extend its authority to the farthest
reaches of the commerce power. See 42 Fed. Reg. 37127 (1977).) Even
if the term "the waters of the United States" were ambiguous as
applied to channels that sometimes host ephemeral flows of water
(which it is not), we would expect a clearer statement from Congress
to authorize an agency theory of jurisdiction that presses the
envelope of constitutional validity. See Edward J. DeBartolo
Corp. v. Florida Gulf Coast Building & Constr. Trades
Council,
485 U. S. 568, 575 (1988).9
In sum, on its only plausible interpretation, the phrase
"the waters of the United States" includes only those relatively
permanent, standing or continuously flowing bodies of water "forming
geographic features" that are described in ordinary parlance as
"streams[,] ... oceans, rivers, [and] lakes." See Webster's Second
2882. The phrase does not include channels through which water flows
intermittently or ephemerally, or channels that periodically provide
drainage for rainfall. The Corps' expansive interpretation of the
"the waters of the United States" is thus not "based on a
permissible construction of the statute." Chevron U. S. A. Inc.
v. Natural Resources Defense Council, Inc.,
467 U. S. 837, 843 (1984).
IV
In Carabell, the Sixth Circuit held that the nearby
ditch constituted a "tributary" and thus a "water of the United
States" under 33 CFR §328.3(a)(5) (2004). See 391 F. 3d, at 708-709.
Likewise in Rapanos, the Sixth Circuit held that the nearby
ditches were "tributaries" under §328(a)(5). 376 F. 3d, at 643. But
Rapanos II also stated that, even if the ditches were not
"waters of the United States," the wetlands were "adjacent" to
remote traditional navigable waters in virtue of the wetlands'
"hydrological connection" to them. See id., at 639-640.
This statement reflects the practice of the Corps' district offices,
which may "assert jurisdiction over a wetland without regulating the
ditch connecting it to a water of the United States." GAO Report 23.
We therefore address in this Part whether a wetland may be
considered "adjacent to" remote "waters of the United States,"
because of a mere hydrologic connection to them.
In Riverside Bayview, we noted the textual
difficulty in including "wetlands" as a subset of "waters": "On a
purely linguistic level, it may appear unreasonable to classify
'lands,' wet or otherwise, as 'waters.' "
474 U. S., at 132. We acknowledged, however, that there was an
inherent ambiguity in drawing the boundaries of any "waters":
"[T]he Corps must necessarily choose some point at which water
ends and land begins. Our common experience tells us that this is
often no easy task: the transition from water to solid ground is
not necessarily or even typically an abrupt one. Rather, between
open waters and dry land may lie shallows, marshes, mudflats,
swamps, bogs--in short, a huge array of areas that are not wholly
aquatic but nevertheless fall far short of being dry land. Where
on this continuum to find the limit of 'waters' is far from
obvious." Ibid.
Because of this inherent ambiguity, we deferred to the
agency's inclusion of wetlands "actually abut[ting]" traditional
navigable waters: "Faced with such a problem of defining the bounds
of its regulatory authority," we held, the agency could reasonably
conclude that a wetland that "adjoin[ed]" waters of the United
States is itself a part of those waters. Id., at 132, 135,
and n. 9. The difficulty of delineating the boundary between water
and land was central to our reasoning in the case: "In view of the
breadth of federal regulatory authority contemplated by the Act
itself and the inherent difficulties of defining precise bounds
to regulable waters, the Corps' ecological judgment about the
relationship between waters and their adjacent wetlands provides an
adequate basis for a legal judgment that adjacent wetlands may be
defined as waters under the Act." Id., at 134 (emphasis
added).10
When we characterized the holding of Riverside Bayview
in SWANCC, we referred to the close connection between
waters and the wetlands that they gradually blend into: "It was the
significant nexus between the wetlands and 'navigable
waters' that informed our reading of the CWA in Riverside
Bayview Homes."
531 U. S., at 167 (emphasis added). In particular, SWANCC
rejected the notion that the ecological considerations upon which
the Corps relied in Riverside Bayview--and upon which the
dissent repeatedly relies today, see post, at 10-11, 12,
13-14, 15, 18-19, 21-22, 24-25--provided an independent
basis for including entities like "wetlands" (or "ephemeral
streams") within the phrase "the waters of the United States."
SWANCC found such ecological considerations irrelevant to the
question whether physically isolated waters come within the Corps'
jurisdiction. It thus confirmed that Riverside Bayview
rested upon the inherent ambiguity in defining where water ends and
abutting ("adjacent") wetlands begin, permitting the Corps' reliance
on ecological considerations only to resolve that ambiguity
in favor of treating all abutting wetlands as waters. Isolated ponds
were not "waters of the United States" in their own right, see
531 U. S., at 167, 171, and presented no boundary-drawing
problem that would have justified the invocation of ecological
factors to treat them as such.
Therefore, only those wetlands with a continuous
surface connection to bodies that are "waters of the United States"
in their own right, so that there is no clear demarcation between
"waters" and wetlands, are "adjacent to" such waters and covered by
the Act. Wetlands with only an intermittent, physically remote
hydrologic connection to "waters of the United States" do not
implicate the boundary-drawing problem of Riverside Bayview,
and thus lack the necessary connection to covered waters that we
described as a "significant nexus" in SWANCC.
531 U. S., at 167. Thus, establishing that wetlands such as
those at the Rapanos and Carabell sites are covered by the Act
requires two findings: First, that the adjacent channel contains a "wate[r]
of the United States," (i.e., a relatively permanent body
of water connected to traditional interstate navigable waters); and
second, that the wetland has a continuous surface connection with
that water, making it difficult to determine where the "water" ends
and the "wetland" begins.
V
Respondents and their amici urge that such
restrictions on the scope of "navigable waters" will frustrate
enforcement against traditional water polluters under 33 U. S. C.
§§1311 and 1342. Because the same definition of "navigable waters"
applies to the entire statute, respondents contend that water
polluters will be able to evade the permitting requirement of
§1342(a) simply by discharging their pollutants into noncovered
intermittent watercourses that lie upstream of covered waters. See
Tr. of Oral Arg. 74-75.
That is not so. Though we do not decide this issue, there is
no reason to suppose that our construction today significantly
affects the enforcement of §1342, inasmuch as lower courts applying
§1342 have not characterized intermittent channels as "waters of the
United States." The Act does not forbid the "addition of any
pollutant directly to navigable waters from any point
source," but rather the "addition of any pollutant to
navigable waters." §1362(12)(A) (emphasis added); §1311(a). Thus,
from the time of the CWA's enactment, lower courts have held that
the discharge into intermittent channels of any pollutant that
naturally washes downstream likely violates §1311(a), even if
the pollutants discharged from a point source do not emit "directly
into" covered waters, but pass "through conveyances" in between.
United States v. Velsicol Chemical Corp., 438 F. Supp.
945, 946-947 (WD Tenn. 1976) (a municipal sewer system separated the
"point source" and covered navigable waters). See also Sierra
Club v. El Paso Gold Mines, Inc., 421 F. 3d 1133,
1137, 1141 (CA10 2005) (2.5 miles of tunnel separated the "point
source" and "navigable waters").
In fact, many courts have held that such upstream,
intermittently flowing channels themselves constitute "point
sources" under the Act. The definition of "point source" includes
"any pipe, ditch, channel, tunnel, conduit, well, discrete fissure,
container, rolling stock, concentrated animal feeding operation, or
vessel or other floating craft, from which pollutants are or may be
discharged." 33 U. S. C. §1362(14). We have held that the Act "makes
plain that a point source need not be the original source of the
pollutant; it need only convey the pollutant to 'navigable
waters.' " South Fla. Water Management Dist. v.
Miccosukee Tribe,
541 U. S. 95, 105 (2004). Cases holding the intervening channel
to be a point source include United States v. Ortiz,
427 F. 3d 1278, 1281 (CA10 2005) (a storm drain that carried flushed
chemicals from a toilet to the Colorado River was a "point source"),
and Dague v. Burlington, 935 F. 2d 1343, 1354-1355
(CA2 1991) (a culvert connecting two bodies of navigable water was a
"point source"), rev'd on other grounds,
505 U. S. 557 (1992). Some courts have even adopted both the
"indirect discharge" rationale and the "point source" rationale in
the alternative, applied to the same facts. See, e.g.,
Concerned Area Residents for Environment v. Southview Farm,
34 F. 3d 114, 118-119 (CA2 1994). On either view, however, the lower
courts have seen no need to classify the intervening conduits as
"waters of the United States."
In contrast to the pollutants normally covered by the
permitting requirement of §1342(a), "dredged or fill material,"
which is typically deposited for the sole purpose of staying put,
does not normally wash downstream,11
and thus does not normally constitute an "addition ... to navigable
waters" when deposited in upstream isolated wetlands. §§1344(a),
1362(12). The Act recognizes this distinction by providing a
separate permitting program for such discharges in §1344(a). It does
not appear, therefore, that the interpretation we adopt today
significantly reduces the scope of §1342 of the Act.
Respondents also urge that the narrower interpretation of
"waters" will impose a more difficult burden of proof in enforcement
proceedings under §§1311(a) and 1342(a), by requiring the agency to
demonstrate the downstream flow of the pollutant along the
intermittent channel to traditional "waters." See Tr. of Oral Arg.
57. But, as noted above, the lower courts do not generally rely on
characterization of intervening channels as "waters of the United
States" in applying §1311 to the traditional pollutants subject to
§1342. Moreover, the proof of downstream flow of pollutants required
under §1342 appears substantially similar, if not identical, to the
proof of a hydrologic connection that would be required, on the
Sixth Circuit's theory of jurisdiction, to prove that an upstream
channel or wetland is a "wate[r] of the United States." See
Rapanos II, 376 F. 3d, at 639. Compare, e.g., App. to
Pet. for Cert. in No. 04-1034, at B11, B20, B26 (testimony of
hydrologic connections based on observation of surface water
connections), with Southview Farm, supra, at
118-121 (testimony of discharges based on observation of the flow of
polluted water). In either case, the agency must prove that the
contaminant-laden waters ultimately reach covered waters.
Finally, respondents and many amici admonish that
narrowing the definition of "the waters of the United States" will
hamper federal efforts to preserve the Nation's wetlands. It is not
clear that the state and local conservation efforts that the CWA
explicitly calls for, see 33 U. S. C. §1251(b), are in any way
inadequate for the goal of preservation. In any event, a
Comprehensive National Wetlands Protection Act is not before us, and
the "wis[dom]" of such a statute, post, at 19 (opinion of
Stevens, J.), is beyond our ken. What is clear, however, is
that Congress did not enact one when it granted the Corps
jurisdiction over only "the waters of the United States."
VI
In an opinion long on praise of environmental protection and
notably short on analysis of the statutory text and structure, the
dissent would hold that "the waters of the United States" include
any wetlands "adjacent" (no matter how broadly defined) to
"tributaries" (again, no matter how broadly defined) of traditional
navigable waters. For legal support of its policy-laden conclusion,
the dissent relies exclusively on two sources: "[o]ur unanimous
opinion in Riverside Bayview," post, at 6; and
"Congress' deliberate acquiescence in the Corps' regulations in
1977," post, at 11. Each of these is demonstrably
inadequate to support the apparently limitless scope that the
dissent would permit the Corps to give to the Act.
A
The dissent's assertion that Riverside Bayview
"squarely controls these cases," post, at 6, is wholly
implausible. First, Riverside Bayview could not possibly
support the dissent's acceptance of the Corps' inclusion of dry beds
as "tributaries," post, at 19, because the definition of
tributaries was not at issue in that case. Riverside Bayview
addressed only the Act's inclusion of wetlands abutting
navigable-in-fact waters, and said nothing at all about what
non-navigable tributaries the Act might also cover.
Riverside Bayview likewise provides no support for
the dissent's complacent acceptance of the Corps' definition of
"adjacent," which (as noted above) has been extended beyond reason
to include, inter alia, the 100-year floodplain of covered
waters. See supra, at 9. The dissent notes that
Riverside Bayview quoted without comment the Corps' description
of "adjacent" wetlands as those "that form the border of or are in
reasonable proximity to other waters of the United States." Post,
at 8 (citing
474 U. S., at 134 (quoting 42 Fed. Reg. 37128)). As we have
already discussed, this quotation provides no support for the
inclusion of physically unconnected wetlands as covered "waters."
See supra, at 22-23, n. 10. The dissent relies principally
on a footnote in Riverside Bayview recognizing that " 'not
every adjacent wetland is of great importance to the environment of
adjoining bodies of water,' " and that all " 'adjacent' " wetlands
are nevertheless covered by the Act, post, at 8 (quoting
474 U. S., at 135, n. 9). Of course, this footnote says
nothing to support the dissent's broad definition of
"adjacent"--quite the contrary, the quoted sentence uses "adjacent"
and "adjoining" interchangeably, and the footnote qualifies
a sentence holding that the wetland was covered "[b]ecause"
it "actually abut[ted] on a navigable waterway." Id., at
135 (emphasis added). Moreover, that footnote's assertion that the
Act may be interpreted to include even those adjoining wetlands that
are "lacking in importance to the aquatic environment," id.,
at 135, n. 9, confirms that the scope of ambiguity of "the waters of
the United States" is determined by a wetland's physical
connection to covered waters, not its ecological
relationship thereto.
The dissent reasons (1) that Riverside Bayview held
that "the waters of the United States" include "adjacent wetlands,"
and (2) we must defer to the Corps' interpretation of the ambiguous
word "adjacent." Post, at 20-21. But this is mere
legerdemain. The phrase "adjacent wetlands" is not part of the
statutory definition that the Corps is authorized to interpret,
which refers only to "the waters of the United States," 33 U. S. C.
§1362(7).12
In expounding the term "adjacent" as used in Riverside Bayview,
we are explaining our own prior use of that word to
interpret the definitional phrase "the waters of the United States."
However ambiguous the term may be in the abstract, as we have
explained earlier, "adjacent" as used in Riverside Bayview
is not ambiguous between "physically abutting" and merely "nearby."
See supra, at 21-23.
The dissent would distinguish SWANCC on the ground
that it "had nothing to say about wetlands," post, at 9--i.e.,
it concerned "isolated ponds" rather than isolated
wetlands. This is the ultimate distinction without a
difference. If isolated "permanent and seasonal ponds of varying
size ... and depth,"
531 U. S., at 163--which, after all, might at least be described
as "waters" in their own right--did not constitute "waters of the
United States," a fortiori, isolated swampy lands
do not constitute "waters of the United States." See also
474 U. S., at 132. As the author of today's dissent has written,
"[i]f, as I believe, actually navigable waters lie at the very heart
of Congress' commerce power and 'isolated,' nonnavigable waters lie
closer to ... the margin, 'isolated wetlands,' which are themselves
only marginally 'waters,' are the most marginal category of 'waters
of the United States' potentially covered by the statute."
531 U. S., at 187, n. 13 (Stevens, J., dissenting).
The only other ground that the dissent offers to distinguish
SWANCC is that, unlike the ponds in SWANCC, the
wetlands in these cases are "adjacent to navigable bodies of water
and their tributaries"--where "adjacent" may be interpreted
who-knows-how broadly. It is not clear why roughly defined physical
proximity should make such a difference--without actual abutment, it
raises no boundary-drawing ambiguity, and it is undoubtedly a poor
proxy for ecological significance. In fact, though the dissent is
careful to restrict its discussion to wetlands "adjacent" to
tributaries, its reasons for including those wetlands are
strictly ecological--such wetlands would be included because they
"serve ... important water quality roles," post, at 11, and
"play important roles in the watershed," post, at 18-19.
This reasoning would swiftly overwhelm SWANCC altogether;
after all, the ponds at issue in SWANCC could, no less than
the wetlands in these cases, "offer 'nesting, spawning, rearing and
resting sites for aquatic or land species,' " and " 'serve as
valuable storage areas for storm and flood waters,' " post,
at 9-10. The dissent's exclusive focus on ecological factors,
combined with its total deference to the Corps' ecological
judgments, would permit the Corps to regulate the entire country as
"waters of the United States."
B
Absent a plausible ground in our case law for its sweeping
position, the dissent relies heavily on "Congress' deliberate
acquiescence in the Corps' regulations in 1977," post, at
11--noting that "[w]e found [this acquiescence] significant in
Riverside Bayview," and even "acknowledged in SWANCC"
that we had done so, post, at 12. SWANCC
"acknowledged" that Riverside Bayview had relied on
congressional acquiescence only to criticize that reliance. It
reasserted in no uncertain terms our oft-expressed skepticism
towards reading the tea leaves of congressional inaction:
"Although we have recognized congressional acquiescence to
administrative interpretations of a statute in some situations, we
have done so with extreme care. Failed legislative proposals are a
particularly dangerous ground on which to rest an interpretation
of a prior statute. ... The relationship between the actions and
inactions of the 95th Congress and the intent of the 92d Congress
in passing [§1344(a)] is also considerably attenuated. Because
subsequent history is less illuminating than the contemporaneous
evidence, respondents face a difficult task in overcoming the
plain text and import of [§1344(a)]."
531 U. S., at 169 (citations, internal quotation marks, and
footnote omitted).
Congress takes no governmental action except by legislation.
What the dissent refers to as "Congress' deliberate acquiescence"
should more appropriately be called Congress's failure to express
any opinion. We have no idea whether the Members' failure to act in
1977 was attributable to their belief that the Corps' regulations
were correct, or rather to their belief that the courts would
eliminate any excesses, or indeed simply to their unwillingness to
confront the environmental lobby. To be sure, we have sometimes
relied on congressional acquiescence when there is evidence that
Congress considered and rejected the "precise issue"
presented before the Court, Bob Jones Univ. v. United
States,
461 U. S. 574, 600 (1983) (emphasis added). However, "[a]bsent
such overwhelming evidence of acquiescence, we are loath to
replace the plain text and original understanding of a statute with
an amended agency interpretation." SWANCC, supra,
at 169, n. 5 (emphasis added).
The dissent falls far short of producing "overwhelming
evidence" that Congress considered and failed to act upon the
"precise issue" before the Court today--namely, what constitutes an
"adjacent" wetland covered by the Act. Citing Riverside Bayview's
account of the 1977 debates, the dissent claims nothing more than
that Congress "conducted extensive debates about the Corps'
regulatory jurisdiction over wetlands [and] rejected efforts to
limit that jurisdiction ... ." Post, at 11. In fact, even
that vague description goes too far. As recounted in Riverside
Bayview, the 1977 debates concerned a proposal to "limi[t] the
Corps' authority under [§1344] to waters navigable in fact and their
adjacent wetlands (defined as wetlands periodically inundated by
contiguous navigable waters),"
474 U. S., at 136. In rejecting this proposal, Congress merely
failed to enact a limitation of "waters" to include only
navigable-in-fact waters--an interpretation we affirmatively reject
today, see supra, at 12--and a definition of wetlands based
on "periodi[c] inundat[ion]" that appears almost nowhere in the
briefs or opinions of these cases.13
No plausible interpretation of this legislative inaction can
construe it as an implied endorsement of every jot and tittle of the
Corps' 1977 regulations. In fact, Riverside Bayview itself
relied on this legislative inaction only as "at least some evidence
of the reasonableness" of the agency's inclusion of adjacent
wetlands under the Act,
474 U. S., at 137, and for the observation that "even those who
would have restricted the reach of the Corps' jurisdiction" would
not have excised adjacent wetlands, ibid. Both of these
conclusions are perfectly consistent with our interpretation, and
neither illuminates the disputed question of what constitutes an
"adjacent" wetland.
C
In a curious appeal to entrenched Executive error, the
dissent contends that "the appropriateness of the Corps' 30-year
implementation of the Clean Water Act should be addressed to
Congress or the Corps rather than to the Judiciary." Post,
at 14; see also post, at 2, 22. Surely this is a novel
principle of administrative law--a sort of 30-year adverse
possession that insulates disregard of statutory text from judicial
review. It deservedly has no precedent in our jurisprudence. We did
not invoke such a principle in SWANCC, when we invalidated
one aspect of the Corps' implementation.
The dissent contends that "[b]ecause there is ambiguity in
the phrase 'waters of the United States' and because interpreting it
broadly to cover such ditches and streams advances the purpose of
the Act, the Corps' approach should command our deference."
Post, at 19. Two defects in a single sentence: "[W]aters of the
United States" is in some respects ambiguous. The scope
of that ambiguity, however, does not conceivably extend to
whether storm drains and dry ditches are "waters," and hence does
not support the Corps' interpretation. And as for advancing "the
purpose of the Act": We have often criticized that last resort of
extravagant interpretation, noting that no law pursues its purpose
at all costs, and that the textual limitations upon a law's scope
are no less a part of its "purpose" than its substantive
authorizations. See, e.g., Director, Office of Workers'
Compensation Programs v. Newport News Shipbuilding & Dry
Dock Co.,
514 U. S. 122, 135-136 (1995).
Finally, we could not agree more with the dissent's
statement, post, at 14, that "[w]hether the benefits of
particular conservation measures outweigh their costs is a classic
question of public policy that should not be answered by appointed
judges." Neither, however, should it be answered by appointed
officers of the Corps of Engineers in contradiction of congressional
direction. It is the dissent's opinion, and not ours, which appeals
not to a reasonable interpretation of enacted text, but to the great
environmental benefits that a patently unreasonable interpretation
can achieve. We have begun our discussion by mentioning, to be sure,
the high costs imposed by that interpretation--but they are in no
way the basis for our decision, which rests, plainly and simply,
upon the limited meaning that can be borne by the phrase "waters of
the United States."
VII
Justice Kennedy's opinion concludes that our
reading of the Act "is inconsistent with its text, structure, and
purpose." Post, at 19. His own opinion, however, leaves the
Act's "text" and "structure" virtually unaddressed, and rests its
case upon an interpretation of the phrase "significant nexus,"
ibid., which appears in one of our opinions.
To begin with, Justice Kennedy's reading of
"significant nexus" bears no easily recognizable relation to either
the case that used it (SWANCC) or to the earlier case that
that case purported to be interpreting (Riverside Bayview).
To establish a "significant nexus," Justice Kennedy would
require the Corps to "establish ... on a case-by-case basis" that
wetlands adjacent to nonnavigable tributaries "significantly affect
the chemical, physical, and biological integrity of other covered
waters more readily understood as 'navigable.' " Post, at
25, 23. This standard certainly does not come from Riverside
Bayview, which explicitly rejected such case-by-case
determinations of ecological significance for the jurisdictional
question whether a wetland is covered, holding instead that all
physically connected wetlands are covered.
474 U. S., at 135, n. 9. It is true enough that one reason for
accepting that physical-connection criterion was the likelihood that
a physically connected wetland would have an ecological effect upon
the adjacent waters. But case-by-case determination of ecological
effect was not the test. Likewise, that test cannot be
derived from SWANCC's characterization of Riverside
Bayview, which emphasized that the wetlands which possessed a
"significant nexus" in that earlier case "actually abutted on a
navigable waterway,"
531 U. S., at 167, and which specifically rejected the
argument that physically unconnected ponds could be included based
on their ecological connection to covered waters. In fact,
Justice Kennedy acknowledges that neither Riverside Bayview
nor SWANCC required, for wetlands abutting
navigable-in-fact waters, the case-by-case ecological determination
that he proposes for wetlands that neighbor nonnavigable
tributaries. See post, at 23. Thus, Justice Kennedy
misreads SWANCC's "significant nexus" statement as
mischaracterizing Riverside Bayview to adopt a case-by-case
test of ecological significance; and then transfers that standard to
a context that Riverside Bayview expressly declined to
address (namely, wetlands nearby non-navigable tributaries); while
all the time conceding that this standard does not apply in
the context that Riverside Bayview did address
(wetlands abutting navigable waterways). Truly, this is "turtles all
the way down."14
But misreading our prior decisions is not the principal
problem. The principal problem is reading them in utter isolation
from the text of the Act. One would think, after reading Justice
Kennedy's exegesis, that the crucial provision of the
text of the CWA was a jurisdictional requirement of "significant
nexus" between wetlands and navigable waters. In fact, however, that
phrase appears nowhere in the Act, but is taken from SWANCC's
cryptic characterization of the holding of Riverside Bayview.
Our interpretation of the phrase is both consistent with
those opinions and compatible with what the Act does
establish as the jurisdictional criterion: "waters of the
United States." Wetlands are "waters of the United States" if they
bear the "significant nexus" of physical connection, which makes
them as a practical matter indistinguishable from waters of
the United States. What other nexus could conceivably cause
them to be "waters of the United States"? Justice
Kennedy's test is that they, "either alone or in combination
with similarly situated lands in the region, significantly
affect the chemical, physical, and biological integrity of
other covered waters more readily understood as 'navigable,' "
post, at 23 (emphasis added). But what possible linguistic
usage would accept that whatever (alone or in combination)
affects waters of the United States is waters of the
United States?
Only by ignoring the text of the statute and by assuming
that the phrase of SWANCC ("significant nexus") can
properly be interpreted in isolation from that text does
Justice Kennedy reach the conclusion he has arrived at.
Instead of limiting its meaning by reference to the text it was
applying, he purports to do so by reference to what he calls the
"purpose" of the statute. Its purpose is to clean up the waters of
the United States, and therefore anything that might "significantly
affect" the purity of those waters bears a "significant nexus" to
those waters, and thus (he never says this, but the text of the
statute demands that he mean it) is those waters. This is
the familiar tactic of substituting the purpose of the statute for
its text, freeing the Court to write a different statute that
achieves the same purpose. To begin with, as we have discussed
earlier, clean water is not the only purpose of the
statute. So is the preservation of primary state responsibility for
ordinary land-use decisions. 33 U. S. C. §1251(b). Justice
Kennedy's test takes no account of this purpose. More
fundamentally, however, the test simply rewrites the statute, using
for that purpose the gimmick of "significant nexus." It would have
been an easy matter for Congress to give the Corps jurisdiction over
all wetlands (or, for that matter, all dry lands) that
"significantly affect the chemical, physical, and biological
integrity of " waters of the United States. It did not do that, but
instead explicitly limited jurisdiction to "waters of the United
States."
Justice Kennedy's disposition would
disallow some of the Corps' excesses, and in that respect is a more
moderate flouting of statutory command than Justice Stevens'.15
In another respect, however, it is more extreme. At least
Justice Stevens can blame his implausible reading of the
statute upon the Corps. His error consists of giving that agency
more deference than reason permits. Justice Kennedy,
however, has devised his new statute all on his own. It purports to
be, not a grudging acceptance of an agency's close-to-the-edge
expansion of its own powers, but rather the most reasonable
interpretation of the law. It is far from that, unless whatever
affects waters is waters.
VIII
Because the Sixth Circuit applied the wrong standard to
determine if these wetlands are covered "waters of the United
States," and because of the paucity of the record in both of these
cases, the lower courts should determine, in the first instance,
whether the ditches or drains near each wetland are "waters" in the
ordinary sense of containing a relatively permanent flow; and (if
they are) whether the wetlands in question are "adjacent" to these
"waters" in the sense of possessing a continuous surface connection
that creates the boundary-drawing problem we addressed in
Riverside Bayview.
* * *
We vacate the judgments of the Sixth Circuit in both No.
04-1034 and No. 04-1384, and remand both cases for further
proceedings.
It is so ordered.
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Chief Justice Roberts, concurring.
Five years ago, this Court rejected the position of the Army
Corps of Engineers on the scope of its authority to regulate
wetlands under the Clean Water Act, 86 Stat. 816, as amended, 33
U. S. C. §1251 et seq. Solid Waste Agency of Northern
Cook Cty. v. Army Corps of Engineers,
531 U. S. 159 (2001) (SWANCC). The Corps had taken the
view that its authority was essentially limitless; this Court
explained that such a boundless view was inconsistent with the
limiting terms Congress had used in the Act. Id., at
167-174.
In response to the SWANCC decision, the Corps and
the Environmental Protection Agency (EPA) initiated a rulemaking to
consider "issues associated with the scope of waters that are
subject to the Clean Water Act (CWA), in light of the U. S. Supreme
Court decision in [SWANCC]." 68 Fed. Reg. 1991 (2003). The
"goal of the agencies" was "to develop proposed regulations that
will further the public interest by clarifying what waters are
subject to CWA jurisdiction and affording full protection to these
waters through an appropriate focus of Federal and State resources
consistent with the CWA." Ibid.
Agencies delegated rulemaking authority under a statute such
as the Clean Water Act are afforded generous leeway by the courts in
interpreting the statute they are entrusted to administer. See
Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc.,
467 U. S. 837, 842-845 (1984). Given the broad, somewhat
ambiguous, but nonetheless clearly limiting terms Congress employed
in the Clean Water Act, the Corps and the EPA would have enjoyed
plenty of room to operate in developing some notion of an
outer bound to the reach of their authority.
The proposed rulemaking went nowhere. Rather than refining
its view of its authority in light of our decision in SWANCC,
and providing guidance meriting deference under our generous
standards, the Corps chose to adhere to its essentially boundless
view of the scope of its power. The upshot today is another defeat
for the agency.
It is unfortunate that no opinion commands a majority of the
Court on precisely how to read Congress' limits on the reach of the
Clean Water Act. Lower courts and regulated entities will now have
to feel their way on a case-by-case basis. This situation is
certainly not unprecedented. See Grutter v. Bollinger,
539 U. S. 306, 325 (2003) (discussing Marks v.
United States,
430 U. S. 188 (1977)). What is unusual in this instance,
perhaps, is how readily the situation could have been avoided.*
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Kennedy, concurring in the judgment.
These consolidated cases require the Court to decide whether
the term "navigable waters" in the Clean Water Act extends to
wetlands that do not contain and are not adjacent to waters that are
navigable in fact. In Solid Waste Agency of Northern Cook Cty.
v. Army Corps of Engineers,
531 U. S. 159 (2001) (SWANCC), the Court held, under
the circumstances presented there, that to constitute " 'navigable
waters' " under the Act, a water or wetland must possess a
"significant nexus" to waters that are or were navigable in fact or
that could reasonably be so made. Id., at 167, 172. In the
instant cases neither the plurality opinion nor the dissent by
Justice Stevens chooses to apply this test; and though
the Court of Appeals recognized the test's applicability, it did not
consider all the factors necessary to determine whether the lands in
question had, or did not have, the requisite nexus. In my view the
cases ought to be remanded to the Court of Appeals for proper
consideration of the nexus requirement.
I
Although both the plurality opinion and the dissent by
Justice Stevens (hereinafter the dissent) discuss the
background of these cases in some detail, a further discussion of
the relevant statutes, regulations, and facts may clarify the
analysis suggested here.
A
The "objective" of the Clean Water Act (Act), is "to restore
and maintain the chemical, physical, and biological integrity of the
Nation's waters." 33 U. S. C. §1251(a). To that end, the statute,
among other things, prohibits "the discharge of any pollutant by any
person" except as provided in the Act. §1311(a). As relevant here,
the term "discharge of a pollutant" means "any addition of any
pollutant to navigable waters from any point source." §1362(12). The
term "pollutant" is defined as "dredged spoil, solid waste,
incinerator residue, sewage, garbage, sewage sludge, munitions,
chemical wastes, biological materials, radioactive materials, heat,
wrecked or discarded equipment, rock, sand, cellar dirt and
industrial, municipal, and agricultural waste discharged into
water." §1362(6). The Secretary of the Army, acting through the
Chief of Engineers of the Army Corps of Engineers, may issue permits
for "discharge of dredged or fill material into the navigable waters
at specified disposal sites." §§1344(a), (c), (d); but see §1344(f)
(categorically exempting certain forms of "discharge of dredged or
fill material" from regulation under §1311(a)). Pursuant to
§1344(g), States with qualifying programs may assume certain aspects
of the Corps' permitting responsibility. Apart from dredged or fill
material, pollutant discharges require a permit from the
Environmental Protection Agency (EPA), which also oversees the
Corps' (and qualifying States') permitting decisions. See §§1311(a),
1342(a), 1344(c). Discharge of pollutants without an appropriate
permit may result in civil or criminal liability. See §1319.
The statutory term to be interpreted and applied in the two
instant cases is the term "navigable waters." The outcome turns on
whether that phrase reasonably describes certain Michigan wetlands
the Corps seeks to regulate. Under the Act "[t]he term 'navigable
waters' means the waters of the United States, including the
territorial seas." §1362(7). In a regulation the Corps has construed
the term "waters of the United States" to include not only waters
susceptible to use in interstate commerce--the traditional
understanding of the term "navigable waters of the United States,"
see, e.g., United States v. Appalachian Elec.
Power Co.,
311 U. S. 377, 406-408 (1940); The Daniel Ball, 10
Wall. 557, 563-564 (1871)--but also tributaries of those waters and,
of particular relevance here, wetlands adjacent to those waters or
their tributaries. 33 CFR §§328.3(a)(1), (5), (7) (2005). The Corps
views tributaries as within its jurisdiction if they carry a
perceptible "ordinary high water mark." §328.4(c); 65 Fed. Reg.
12823 (2000). An ordinary high-water mark is a "line on the shore
established by the fluctuations of water and indicated by physical
characteristics such as clear, natural line impressed on the bank,
shelving, changes in the character of soil, destruction of
terrestrial vegetation, the presence of litter and debris, or other
appropriate means that consider the characteristics of the
surrounding areas." 33 CFR §328.3(e).
Contrary to the plurality's description, ante, at
2-3, 15, wetlands are not simply moist patches of earth. They are
defined as "those areas that are inundated or saturated by surface
or ground water at a frequency and duration sufficient to support,
and that under normal circumstances do support, a prevalence of
vegetation typically adapted for life in saturated soil conditions.
Wetlands generally include swamps, marshes, bogs, and similar
areas." §328.3(b). The Corps' Wetlands Delineation Manual, including
over 100 pages of technical guidance for Corps officers, interprets
this definition of wetlands to require: (1) prevalence of plant
species typically adapted to saturated soil conditions, determined
in accordance with the United States Fish and Wildlife Service's
National List of Plant Species that Occur in Wetlands; (2) hydric
soil, meaning soil that is saturated, flooded, or ponded for
sufficient time during the growing season to become anaerobic, or
lacking in oxygen, in the upper part; and (3) wetland hydrology, a
term generally requiring continuous inundation or saturation to the
surface during at least five percent of the growing season in most
years. See Wetlands Research Program Technical Report Y-87-1
(on-line edition), pp. 12-34 (Jan. 1987), http://www.saj.usace.army.mil/permit/documents/87manual.pdf
(all Internet material as visited June 16, 2006, and available in
Clerk of Court's case file). Under the Corps' regulations, wetlands
are adjacent to tributaries, and thus covered by the Act, even if
they are "separated from other waters of the United States by
man-made dikes or barriers, natural river berms, beach dunes and the
like." §328.3(c).
B
The first consolidated case before the Court, Rapanos
v. United States, No. 04-1034, relates to a civil
enforcement action initiated by the United States in the United
States District Court for the Eastern District of Michigan against
the owners of three land parcels near Midland, Michigan. The first
parcel, known as the Salzburg site, consists of roughly 230 acres.
The District Court, applying the Corps' definition of wetlands,
found based on expert testimony that the Salzburg site included 28
acres of wetlands. The District Court further found that "the
Salzburg wetlands have a surface water connection to tributaries of
the Kawkawlin River which, in turn, flows into the Saginaw River and
ultimately into Lake Huron." App. to Pet. for Cert. B11. Water from
the site evidently spills into the Hoppler Drain, located just north
of the property, which carries water into the Hoppler Creek and
thence into the Kawkawlin River, which is navigable. A state
official testified that he observed carp spawning in a ditch just
north of the property, indicating a direct surface-water connection
from the ditch to the Saginaw Bay of Lake Huron.
The second parcel, known as the Hines Road site, consists of
275 acres, which the District Court found included 64 acres of
wetlands. The court found that the wetlands have a surface-water
connection to the Rose Drain, which carries water into the
Tittabawassee River, a navigable waterway. The final parcel, called
the Pine River site, consists of some 200 acres. The District Court
found that 49 acres were wetlands and that a surface water
connection linked the wetlands to the nearby Pine River, which flows
into Lake Huron.
At all relevant times, John Rapanos owned the Salzburg site;
a company he controlled owned the Hines Road site; and Rapanos' wife
and a company she controlled (possibly in connection with another
entity) owned the Pine River site. All these parties are petitioners
here. In December 1988, Mr. Rapanos, hoping to construct a shopping
center, asked the Michigan Department of Natural Resources to
inspect the Salzburg site. A state official informed Rapanos that
while the site likely included regulated wetlands, Rapanos could
proceed with the project if the wetlands were delineated (that is,
identified and preserved) or if a permit were obtained. Pursuing the
delineation option, Rapanos hired a wetlands consultant to survey
the property. The results evidently displeased Rapanos: Informed
that the site included between 48 and 58 acres of wetlands, Rapanos
allegedly threatened to "destroy" the consultant unless he
eradicated all traces of his report. Rapanos then ordered
$350,000-worth of earthmoving and landclearing work that filled in
22 of the 64 wetlands acres on the Salzburg site. He did so without
a permit and despite receiving cease-and-desist orders from state
officials and the EPA. At the Hines Road and Pine River sites,
construction work--again conducted in violation of state and federal
compliance orders--altered an additional 17 and 15 wetlands acres,
respectively.
The Federal Government brought criminal charges against
Rapanos. In the suit at issue here, however, the United States
alleged civil violations of the Clean Water Act against all the
Rapanos petitioners. Specifically, the Government claimed that
petitioners discharged fill into jurisdictional wetlands, failed to
respond to requests for information, and ignored administrative
compliance orders. See 33 U. S. C. §§1311(a), 1318(a), 1319(a).
After a 13-day bench trial, the District Court made the findings
noted earlier and, on that basis, upheld the Corps' jurisdiction
over wetlands on the three parcels. On the merits the court ruled in
the Government's favor, finding that violations occurred at all
three sites. As to two other sites, however, the court rejected the
Corps' claim to jurisdiction, holding that the Government had failed
to carry its burden of proving the existence of wetlands under the
three-part regulatory definition. (These two parcels are no longer
at issue.) The United States Court of Appeals for the Sixth Circuit
affirmed. 376 F. 3d 629, 634 (2004). This Court granted certiorari
to consider the Corps' jurisdiction over wetlands on the Salzburg,
Hines Road, and Pine River sites. 546 U. S. ___ (2005).
The second consolidated case, Carabell, No.
04-1384, involves a parcel shaped like a right triangle and
consisting of some 19.6 acres, 15.9 of which are forested wetlands.
257 F. Supp. 2d 917, 923 (ED Mich. 2003). The property is located
roughly one mile from Lake St. Clair, a 430-square-mile lake located
between Michigan and Canada that is popular for boating and fishing
and produces some 48 percent of the sport fish caught in the Great
Lakes, see Brief for Macomb County, Michigan as Amicus Curiae
2. The right-angle corner of the property is located to the
northwest. The hypotenuse, which runs from northeast to southwest,
lies alongside a man-made berm that separates the property from a
ditch. At least under current conditions--that is, without the
deposit of fill in the wetlands that the landowners propose--the
berm ordinarily, if not always, blocks surface-water flow from the
wetlands into the ditch. But cf. App. 186a (administrative hearing
testimony by consultant for Carabells indicating "you would start
seeing some overflow" in a "ten year storm"). Near the northeast
corner of the property, the ditch connects with the Sutherland-Oemig
Drain, which carries water continuously throughout the year and
empties into Auvase Creek. The creek in turn empties into Lake St.
Clair. At its southwest end, the ditch connects to other ditches
that empty into the Auvase Creek and thence into Lake St. Clair.
In 1993 petitioners Keith and June Carabell sought a permit
from the Michigan Department of Environmental Quality (MDEQ), which
has assumed permitting functions of the Corps pursuant to §1344(g).
Petitioners hoped to fill in the wetlands and construct 130
condominium units. Although the MDEQ denied the permit, a State
Administrative Law Judge directed the agency to approve an
alternative plan, proposed by the Carabells, that involved the
construction of 112 units. This proposal called for filling in 12.2
acres of the property while creating retention ponds on 3.74 acres.
Because the EPA had objected to the permit, jurisdiction over the
case transferred to the Corps. See §1344(j).
The Corps' district office concluded that the Carabells'
property "provides water storage functions that, if destroyed, could
result in an increased risk of erosion and degradation of water
quality in the Sutherland-Oemig Drain, Auvase Creek, and Lake St.
Clair." Id., at 127a. The district office denied the
permit, and the Corps upheld the denial in an administrative appeal.
The Carabells, challenging both the Corps' jurisdiction and the
merits of the permit denial, sought judicial review pursuant to the
Administrative Procedure Act, 5 U. S. C. §706(2)(A). The United
States District Court for the Eastern District of Michigan granted
summary judgment to the Corps, 257 F. Supp. 2d 917, and the United
States Court of Appeals for the Sixth Circuit affirmed, 391 F. 3d
704 (2005). This Court granted certiorari to consider the
jurisdictional question. 546 U. S. ___ (2005).
II
Twice before the Court has construed the term "navigable
waters" in the Clean Water Act. In United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121 (1985), the Court upheld the Corps' jurisdiction
over wetlands adjacent to navigable-in-fact waterways. Id.,
at 139. The property in Riverside Bayview, like the
wetlands in the Carabell case now before the Court, was
located roughly one mile from Lake St. Clair, see United States
v. Riverside Bayview Homes, Inc., 729 F. 2d 391, 392 (CA6
1984) (decision on review in Riverside Bayview), though in
that case, unlike Carabell, the lands at issue formed part
of a wetland that directly abutted a navigable-in-fact creek,
474 U. S., at 131. In regulatory provisions that remain in
effect, the Corps had concluded that wetlands perform important
functions such as filtering and purifying water draining into
adjacent water bodies, 33 CFR §320.4(b)(2)(vii), slowing the flow of
runoff into lakes, rivers, and streams so as to prevent flooding and
erosion, §§320.4(b)(2)(iv), (v), and providing critical habitat for
aquatic animal species, §320.4(b)(2)(i).
474 U. S., at 134-135. Recognizing that "[a]n agency's
construction of a statute it is charged with enforcing is entitled
to deference if it is reasonable and not in conflict with the
expressed intent of Congress," id., at 131 (citing
Chemical Mfrs. Assn. v. Natural Resources Defense Council,
Inc.,
470 U. S. 116, 125 (1985), and Chevron U. S. A. Inc. v.
Natural Resources Defense Council, Inc.,
467 U. S. 837, 842-845 (1984)), the Court held that "the Corps'
ecological judgment about the relationship between waters and their
adjacent wetlands provides an adequate basis for a legal judgment
that adjacent wetlands may be defined as waters under the Act,"
474 U. S., at 134. The Court reserved, however, the question of
the Corps' authority to regulate wetlands other than those adjacent
to open waters. See id., at 131-132, n. 8.
In SWANCC, the Court considered the validity of the
Corps' jurisdiction over ponds and mudflats that were isolated in
the sense of being unconnected to other waters covered by the Act.
531 U. S., at 171. The property at issue was an abandoned sand
and gravel pit mining operation where "remnant excavation trenches"
had "evolv[ed] into a scattering of permanent and seasonal ponds."
Id., at 163. Asserting jurisdiction pursuant to a
regulation called the "Migratory Bird Rule," the Corps argued that
these isolated ponds were "waters of the United States" (and thus
"navigable waters" under the Act) because they were used as habitat
by migratory birds. Id., at 164-165. The Court rejected
this theory. "It was the significant nexus between wetlands and
'navigable waters,' " the Court held, "that informed our reading of
the [Act] in Riverside Bayview Homes." Id., at
167. Because such a nexus was lacking with respect to isolated
ponds, the Court held that the plain text of the statute did not
permit the Corps' action. Id., at 172.
Riverside Bayview and SWANCC establish the
framework for the inquiry in the cases now before the Court: Do the
Corps' regulations, as applied to the wetlands in Carabell
and the three wetlands parcels in Rapanos, constitute a
reasonable interpretation of "navigable waters" as in Riverside
Bayview or an invalid construction as in SWANCC? Taken
together these cases establish that in some instances, as
exemplified by Riverside Bayview, the connection between a
nonnavigable water or wetland and a navigable water may be so close,
or potentially so close, that the Corps may deem the water or
wetland a "navigable water" under the Act. In other instances, as
exemplified by SWANCC, there may be little or no
connection. Absent a significant nexus, jurisdiction under the Act
is lacking. Because neither the plurality nor the dissent addresses
the nexus requirement, this separate opinion, in my respectful view,
is necessary.
A
The plurality's opinion begins from a correct premise. As
the plurality points out, and as Riverside Bayview holds,
in enacting the Clean Water Act Congress intended to regulate at
least some waters that are not navigable in the traditional sense.
Ante, at 12; Riverside Bayview,
474 U. S., at 133; see also SWANCC, supra, at
167. This conclusion is supported by "the evident breadth of
congressional concern for protection of water quality and aquatic
ecosystems." Riverside Bayview, supra, at 133; see
also Milwaukee v. Illinois,
451 U. S. 304, 318 (1981) (describing the Act as "an
all-encompassing program of water pollution regulation"). It is
further compelled by statutory text, for the text is explicit in
extending the coverage of the Act to some nonnavigable waters. In a
provision allowing States to assume some regulatory functions of the
Corps (an option Michigan has exercised), the Act limits States to
issuing permits for:
"the discharge of dredged or fill material into the navigable
waters (other than those waters which are presently used, or are
susceptible to use in their natural condition or by reasonable
improvement as a means to transport interstate or foreign commerce
shoreward to their ordinary high water mark, including all waters
which are subject to the ebb and flow of the tide shoreward to
their ordinary high water mark, or mean higher high water mark on
the west coast, including wetlands adjacent thereto) within its
jurisdiction." 33 U. S. C. §1344(g)(1).
Were there no Clean Water Act "navigable waters" apart from
waters "presently used" or "susceptible to use" in interstate
commerce, the "other than" clause, which begins the long
parenthetical statement, would overtake the delegation of authority
the provision makes at the outset. Congress, it follows, must have
intended a broader meaning for navigable waters. The mention of
wetlands in the "other than" clause, moreover, makes plain that at
least some wetlands fall within the scope of the term "navigable
waters." See Riverside Bayview, supra, at 138-139,
and n. 11.
From this reasonable beginning the plurality proceeds to
impose two limitations on the Act; but these limitations, it is here
submitted, are without support in the language and purposes of the
Act or in our cases interpreting it. First, because the dictionary
defines "waters" to mean "water '[a]s found in streams and bodies
forming geographical features such as oceans, rivers, [and] lakes,'
or 'the flowing or moving masses, as of waves or floods, making up
such streams or bodies," ante, at 13 (quoting Webster's New
International Dictionary 2882 (2d ed. 1954) (hereinafter Webster's
Second)), the plurality would conclude that the phrase "navigable
waters" permits Corps and EPA jurisdiction only over "relatively
permanent, standing or flowing bodies of water," ante, at
13-14--a category that in the plurality's view includes "seasonal"
rivers, that is, rivers that carry water continuously except during
"dry months," but not intermittent or ephemeral streams, ante,
at 13-15, and n. 5. Second, the plurality asserts that wetlands fall
within the Act only if they bear "a continuous surface connection to
bodies that are 'waters of the United States' in their own
right"--waters, that is, that satisfy the plurality's requirement of
permanent standing water or continuous flow. Ante, at
23-24.
The plurality's first requirement--permanent standing water
or continuous flow, at least for a period of "some months," ante,
at 13-14, and n. 5--makes little practical sense in a statute
concerned with downstream water quality. The merest trickle, if
continuous, would count as a "water" subject to federal regulation,
while torrents thundering at irregular intervals through otherwise
dry channels would not. Though the plurality seems to presume that
such irregular flows are too insignificant to be of concern in a
statute focused on "waters," that may not always be true. Areas in
the western parts of the Nation provide some examples. The Los
Angeles River, for instance, ordinarily carries only a trickle of
water and often looks more like a dry roadway than a river. See,
e.g., B. Gumprecht, The Los Angeles River: Its Life, Death, and
Possible Rebirth 1-2 (1999); Martinez, City of Angels' Signature
River Tapped for Rebirth, Chicago Tribune, Apr. 10, 2005, section 1,
p. 8. Yet it periodically releases water-volumes so powerful and
destructive that it has been encased in concrete and steel over a
length of some 50 miles. See Gumprecht, supra, at 227.
Though this particular waterway might satisfy the plurality's test,
it is illustrative of what often-dry watercourses can become when
rain waters flow. See, e.g., County of Los Angeles Dept. of
Public Works, Water Resources Division:
2002-2003 Hydrologic Report, Runoff, Daily Discharge, F377-R BOUQUET
CANYON CREEK at Urbandale Avenue 11107860 Bouquet Creek Near Saugus,
CA, http://ladpw.org/wrd/report/0203/runoff/discharge.cfm
(indicating creek carried no flow for much of the year but carried
122 cubic feet per second on Feb. 12, 2003).
To be sure, Congress could draw a line to exclude irregular
waterways, but nothing in the statute suggests it has done so. Quite
the opposite, a full reading of the dictionary definition precludes
the plurality's emphasis on permanence: The term "waters" may mean
"flood or inundation," Webster's Second 2882, events that are
impermanent by definition. Thus, although of course the Act's use of
the adjective "navigable" indicates a focus on waterways rather than
floods, Congress' use of "waters" instead of "water," ante,
at 13, does not necessarily carry the connotation of "relatively
permanent, standing or flowing bodies of water," ante, at
13-14. (And contrary to the plurality's suggestion, ante,
at 13, n. 4, there is no indication in the dictionary that the
"flood or inundation" definition is limited to poetry.) In any
event, even granting the plurality's preferred definition--that
"waters" means "water '[a]s found in streams and bodies forming
geographical features such as oceans, rivers, [and] lakes,' "
ante, at 13 (quoting Webster's Second 2882)--the dissent is
correct to observe that an intermittent flow can constitute a
stream, in the sense of " 'a current or course of water or other
fluid, flowing on the earth,' " ante, at 14, n. 6 (quoting
Webster's Second 2493), while it is flowing. See post, at
15-16 (Stevens, J., dissenting) (also noting Court's use of
the phrase " 'intermittent stream' " in Harrisonville v.
W. S. Dickey Clay Mfg. Co.,
289 U. S. 334, 335 (1933)). It follows that the Corps can
reasonably interpret the Act to cover the paths of such impermanent
streams.
Apart from the dictionary, the plurality invokes
Riverside Bayview to support its interpretation that the term
"waters" is so confined, but this reliance is misplaced. To be sure,
the Court there compared wetlands to "rivers, streams, and other
hydrographic features more conventionally identifiable as
'waters.' "
474 U. S., at 131. It is quite a stretch to claim, however, that
this mention of hydrographic features "echoe[s]" the dictionary's
reference to " 'geographical features such as oceans,
rivers, [and] lakes.' " Ante, at 16 (quoting Webster's
Second 2882). In fact the Riverside Bayview opinion does
not cite the dictionary definition on which the plurality relies,
and the phrase "hydrographic features" could just as well refer to
intermittent streams carrying substantial flow to navigable waters.
See Webster's Second 1221 (defining "hydrography" as "[t]he
description and study of seas, lakes, rivers, and other waters;
specif[ically] ... [t]he measurement of flow and investigation of
the behavior of streams, esp[ecially] with reference to the control
or utilization of their waters").
Also incorrect is the plurality's attempt to draw support
from the statutory definition of "point source" as "any discernible,
confined and discrete conveyance, including but not limited to any
pipe, ditch, channel, tunnel, conduit, well, discrete fissure,
container, rolling stock, concentrated animal feeding operation, or
vessel or other floating craft, from which pollutants are or may be
discharged." 33 U. S. C. §1362(14). This definition is central to
the Act's regulatory structure, for the term "discharge of a
pollutant" is defined in relevant part to mean "any addition of any
pollutant to navigable waters from any point source," §1362(12).
Interpreting the point-source definition, the plurality presumes,
first, that the point-source examples describe "watercourses through
which intermittent waters typically flow," and second, that
point sources and navigable waters are "separate and distinct
categories." Ante, at 17. From this the plurality
concludes, by a sort of negative inference, that navigable waters
may not be intermittent. The conclusion is unsound. Nothing in the
point-source definition requires an intermittent flow. Polluted
water could flow night and day from a pipe, channel, or conduit and
yet still qualify as a point source; any contrary conclusion would
likely exclude, among other things, effluent streams from sewage
treatment plants. As a result, even were the statute read to require
continuity of flow for navigable waters, certain water-bodies could
conceivably constitute both a point source and a water. At any rate,
as the dissent observes, the fact that point sources may carry
continuous flow undermines the plurality's conclusion that covered
"waters" under the Act may not be discontinuous. See post,
at 17.
The plurality's second limitation--exclusion of wetlands
lacking a continuous surface connection to other jurisdictional
waters--is also unpersuasive. To begin with, the plurality is wrong
to suggest that wetlands are "indistinguishable" from
waters to which they bear a surface connection. Ante, at
37. Even if the precise boundary may be imprecise, a bog or swamp is
different from a river. The question is what circumstances permit a
bog, swamp, or other nonnavigable wetland to constitute a "navigable
water" under the Act--as §1344(g)(1), if nothing else, indicates is
sometimes possible, see supra, at 10-11. Riverside
Bayview addressed that question and its answer is inconsistent
with the plurality's theory. There, in upholding the Corps'
authority to regulate "wetlands adjacent to other bodies of water
over which the Corps has jurisdiction," the Court deemed it
irrelevant whether "the moisture creating the wetlands ... find[s]
its source in the adjacent bodies of water."
474 U. S., at 135. The Court further observed that adjacency
could serve as a valid basis for regulation even as to "wetlands
that are not significantly intertwined with the ecosystem of
adjacent waterways." Id., at 135, n. 9. "If it is
reasonable," the Court explained, "for the Corps to conclude that in
the majority of cases, adjacent wetlands have significant effects on
water quality and the aquatic ecosystem, its definition can stand."
Ibid.
The Court in Riverside Bayview did note, it is
true, the difficulty of defining where "water ends and land begins,"
id., at 132, and the Court cited that problem as one reason
for deferring to the Corps' view that adjacent wetlands could
constitute waters. Given, however, the further recognition in
Riverside Bayview that an overinclusive definition is
permissible even when it reaches wetlands holding moisture
disconnected from adjacent water-bodies, id., at 135, and
n. 9, Riverside Bayview's observations about the difficulty
of defining the water's edge cannot be taken to establish that when
a clear boundary is evident, wetlands beyond the boundary fall
outside the Corps' jurisdiction.
For the same reason Riverside Bayview also cannot
be read as rejecting only the proposition, accepted by the Court of
Appeals in that case, that wetlands covered by the Act must contain
moisture originating in neighboring waterways. See id., at
125, 134. Since the Court of Appeals had accepted that theory, the
Court naturally addressed it. Yet to view the decision's reasoning
as limited to that issue--an interpretation the plurality urges
here, ante, at 33, n. 13--would again overlook the
opinion's broader focus on wetlands' "significant effects on water
quality and the aquatic ecosystem,"
474 U. S., at 135, n. 9. In any event, even were this reading of
Riverside Bayview correct, it would offer no support for
the plurality's proposed requirement of a "continuous surface
connection," ante, at 23. The Court in Riverside
Bayview rejected the proposition that origination in flooding
was necessary for jurisdiction over wetlands. It did not suggest
that a flood-based origin would not support jurisdiction; indeed, it
presumed the opposite. See
474 U. S., at 134 (noting that the Corps' view was valid "even
for wetlands that are not the result of flooding or permeation"
(emphasis added)). Needless to say, a continuous connection is not
necessary for moisture in wetlands to result from flooding--the
connection might well exist only during floods.
SWANCC, likewise, does not support the plurality's
surface-connection requirement. SWANCC's holding that "nonnavigable,
isolated, intrastate waters,"
531 U. S., at 171, are not "navigable waters" is not an explicit
or implicit overruling of Riverside Bayview's approval of
adjacency as a factor in determining the Corps' jurisdiction. In
rejecting the Corps' claimed authority over the isolated ponds in
SWANCC, the Court distinguished adjacent nonnavigable
waters such as the wetlands addressed in Riverside Bayview.
531 U. S., at 167, 170-171.
As Riverside Bayview recognizes, the Corps'
adjacency standard is reasonable in some of its applications.
Indeed, the Corps' view draws support from the structure of the Act,
while the plurality's surface-water-connection requirement does not.
As discussed above, the Act's prohibition on the discharge
of pollutants into navigable waters, 33 U. S. C. §1311(a), covers
both the discharge of toxic materials such as sewage, chemical
waste, biological material, and radioactive material and the
discharge of dredged spoil, rock, sand, cellar dirt, and the like.
All these substances are defined as pollutants whose discharge into
navigable waters violates the Act. §§1311(a), 1362(6), (12). One
reason for the parallel treatment may be that the discharge of fill
material can impair downstream water quality. The plurality argues
otherwise, asserting that dredged or fill material "does not
normally wash downstream." Ante, at 26. As the dissent
points out, this proposition seems questionable as an empirical
matter. See post, at 22. It seems plausible that new or
loose fill, not anchored by grass or roots from other vegetation,
could travel downstream through waterways adjacent to a wetland; at
the least this is a factual possibility that the Corps' experts can
better assess than can the plurality. Silt, whether from natural or
human sources, is a major factor in aquatic environments, and it may
clog waterways, alter ecosystems, and limit the useful life of dams.
See, e.g., Fountain, Unloved, But Not Unbuilt, N. Y. Times,
June 5, 2005 section 4, p. 3, col. 1; DePalma, Dam to Be Demolished
to Save an Endangered Species, N. Y. Times, Apr. 26, 2004, section
B, p. 1, col. 2; MacDougall, Damage Can Be Irreversible, Los Angeles
Times, June 19, 1987, pt. 1, p. 10, col. 4.
Even granting, however, the plurality's assumption that fill
material will stay put, Congress' parallel treatment of fill
material and toxic pollution may serve another purpose. As the Court
noted in Riverside Bayview, "the Corps has concluded that
wetlands may serve to filter and purify water draining into adjacent
bodies of water, 33 CFR §320.4(b)(2)(vii) (1985), and to slow the
flow of surface runoff into lakes, rivers, and streams and thus
prevent flooding and erosion, see §§320.4(b)(2)(iv) and (v)."
474 U. S., at 134. Where wetlands perform these filtering and
runoff-control functions, filling them may increase downstream
pollution, much as a discharge of toxic pollutants would. Not only
will dirty water no longer be stored and filtered but also the act
of filling and draining itself may cause the release of nutrients,
toxins, and pathogens that were trapped, neutralized, and perhaps
amenable to filtering or detoxification in the wetlands. See U. S.
Congress, Office of Technology Assessment, Wetlands: Their Use and
Regulation, OTA-O-206 pp. 43, 48-52 (Mar. 1984), http://govinfo.library.unt.edu/ota/OTA_4/DATA/1984/8433.pdf
(hereinafter OTA). In many cases, moreover, filling in wetlands
separated from another water by a berm can mean that flood water,
impurities, or runoff that would have been stored or contained in
the wetlands will instead flow out to major waterways. With these
concerns in mind, the Corps' definition of adjacency is a reasonable
one, for it may be the absence of an interchange of waters prior to
the dredge and fill activity that makes protection of the wetlands
critical to the statutory scheme.
In sum the plurality's opinion is inconsistent with the
Act's text, structure, and purpose. As a fallback the plurality
suggests that avoidance canons would compel its reading even if the
text were unclear. Ante, at 18-20. In SWANCC, as
one reason for rejecting the Corps' assertion of jurisdiction over
the isolated ponds at issue there, the Court observed that this
"application of [the Corps'] regulations" would raise significant
questions of Commerce Clause authority and encroach on traditional
state land-use regulation.
531 U. S., at 174. As SWANCC observed, ibid.,
and as the plurality points out here, ante, at 18, the Act
states that "[i]t is the policy of the Congress to recognize,
preserve, and protect the primary responsibilities and rights of
States to prevent, reduce, and eliminate pollution, [and] to plan
the development and use ... of land and water resources," 33
U. S. C. §1251(b). The Court in SWANCC cited this provision
as evidence that a clear statement supporting jurisdiction in
applications raising constitutional and federalism difficulties was
lacking.
531 U. S., at 174.
The concerns addressed in SWANCC do not support the
plurality's interpretation of the Act. In SWANCC, by
interpreting the Act to require a significant nexus with navigable
waters, the Court avoided applications--those involving waters
without a significant nexus--that appeared likely, as a category, to
raise constitutional difficulties and federalism concerns. Here, in
contrast, the plurality's interpretation does not fit the avoidance
concerns it raises. On the one hand, when a surface-water connection
is lacking, the plurality forecloses jurisdiction over wetlands that
abut navigable-in-fact waters--even though such navigable waters
were traditionally subject to federal authority. On the other hand,
by saying the Act covers wetlands (however remote) possessing a
surface-water connection with a continuously flowing stream (however
small), the plurality's reading would permit applications of the
statute as far from traditional federal authority as are the waters
it deems beyond the statute's reach. Even assuming, then, that
federal regulation of remote wetlands and nonnavigable waterways
would raise a difficult Comerce Clause issue notwithstanding those
waters' aggregate effects on national water quality, but cf.
Wickard v. Filburn,
317 U. S. 111 (1942); see also infra, at 25-26, the
plurality's reading is not responsive to this concern. As for
States' "responsibilities and rights," §1251(b), it is noteworthy
that 33 States plus the District of Columbia have filed an amici
brief in this litigation asserting that the Clean Water Act is
important to their own water policies. See Brief for States of New
York et al. 1-3. These amici note, among other things, that
the Act protects downstream States from out-of-state pollution that
they cannot themselves regulate. Ibid.
It bears mention also that the plurality's overall tone and
approach--from the characterization of acres of wetlands destruction
as "backfilling ... wet fields," ante, at 2, to the
rejection of Corps authority over "man-made drainage ditches" and
"dry arroyos" without regard to how much water they periodically
carry, ante, at 15, to the suggestion, seemingly contrary
to Congress' judgment, that discharge of fill material is
inconsequential for adjacent waterways, ante, at 26, and n.
11--seems unduly dismissive of the interests asserted by the United
States in these cases. Important public interests are served by the
Clean Water Act in general and by the protection of wetlands in
particular. To give just one example, amici here have noted
that nutrient-rich runoff from the Mississippi River has created a
hypoxic, or oxygen-depleted, "dead zone" in the Gulf of Mexico that
at times approaches the size of Massachusetts and New Jersey. Brief
for Association of State Wetland Managers et al. 21-23; Brief for
Environmental Law Institute 23. Scientific evidence indicates that
wetlands play a critical role in controlling and filtering runoff.
See, e.g., OTA 43, 48-52; R. Tiner, In Search of Swampland:
A Wetland Sourcebook and Field Guide 93-95 (2d ed. 2005); Whitmire &
Hamilton, Rapid Removal of Nitrate and Sulfate in Freshwater Wetland
Sediments, 34 J. Env. Quality 2062 (2005). It is true, as the
plurality indicates, that environmental concerns provide no reason
to disregard limits in the statutory text, ante, at 27, but
in my view the plurality's opinion is not a correct reading of the
text. The limits the plurality would impose, moreover, give
insufficient deference to Congress' purposes in enacting the Clean
Water Act and to the authority of the Executive to implement that
statutory mandate.
Finally, it should go without saying that because the
plurality presents its interpretation of the Act as the only
permissible reading of the plain text, ante, at 20, 23-24,
the Corps would lack discretion, under the plurality's theory, to
adopt contrary regulations. The Chief Justice
suggests that if the Corps and EPA had issued new regulations after
SWANCC they would have "enjoyed plenty of room to operate
in developing some notion of an outer bound to the reach of
their authority" and thus could have avoided litigation of the
issues we address today. Ante, at 2. That would not
necessarily be true under the opinion The Chief Justice
has joined. New rulemaking could have averted the disagreement here
only if the Corps had anticipated the unprecedented reading of the
Act that the plurality advances.
B
While the plurality reads nonexistent requirements into the
Act, the dissent reads a central requirement out--namely, the
requirement that the word "navigable" in "navigable waters" be given
some importance. Although the Court has held that the statute's
language invokes Congress' traditional authority over waters
navigable in fact or susceptible of being made so, SWANCC,
531 U. S., at 172 (citing Appalachian Power,
311 U. S., at 407-408), the dissent would permit federal
regulation whenever wetlands lie alongside a ditch or drain, however
remote and insubstantial, that eventually may flow into traditional
navigable waters. The deference owed to the Corps' interpretation of
the statute does not extend so far.
Congress' choice of words creates difficulties, for the Act
contemplates regulation of certain "navigable waters" that are not
in fact navigable. Supra, at 10-11. Nevertheless, the word
"navigable" in the Act must be given some effect. See SWANCC,
supra, at 172. Thus, in SWANCC the Court rejected
the Corps' assertion of jurisdiction over isolated ponds and
mudflats bearing no evident connection to navigable-in-fact waters.
And in Riverside Bayview, while the Court indicated that
"the term 'navigable' as used in the Act is of limited import,"
474 U. S., at 133, it relied, in upholding jurisdiction, on the
Corps' judgment that "wetlands adjacent to lakes, rivers, streams,
and other bodies of water may function as integral parts of the
aquatic environment even when the moisture creating the wetlands
does not find its source in the adjacent bodies of water," id.,
at 135. The implication, of course, was that wetlands' status as
"integral parts of the aquatic environment"--that is, their
significant nexus with navigable waters--was what established the
Corps' jurisdiction over them as waters of the United States.
Consistent with SWANCC and Riverside Bayview
and with the need to give the term "navigable" some meaning, the
Corps' jurisdiction over wetlands depends upon the existence of a
significant nexus between the wetlands in question and navigable
waters in the traditional sense. The required nexus must be assessed
in terms of the statute's goals and purposes. Congress enacted the
law to "restore and maintain the chemical, physical, and biological
integrity of the Nation's waters," 33 U. S. C. §1251(a), and it
pursued that objective by restricting dumping and filling in
"navigable waters," §§1311(a), 1362(12). With respect to wetlands,
the rationale for Clean Water Act regulation is, as the Corps has
recognized, that wetlands can perform critical functions related to
the integrity of other waters--functions such as pollutant trapping,
flood control, and runoff storage. 33 CFR §320.4(b)(2). Accordingly,
wetlands possess the requisite nexus, and thus come within the
statutory phrase "navigable waters," if the wetlands, either alone
or in combination with similarly situated lands in the region,
significantly affect the chemical, physical, and biological
integrity of other covered waters more readily understood as
"navigable." When, in contrast, wetlands' effects on water quality
are speculative or insubstantial, they fall outside the zone fairly
encompassed by the statutory term "navigable waters."
Although the dissent acknowledges that wetlands' ecological
functions vis-À-vis other covered waters are the basis for the
Corps' regulation of them, post, at 10-11, it concludes
that the ambiguity in the phrase "navigable waters" allows the Corps
to construe the statute as reaching all "non-isolated wetlands,"
just as it construed the Act to reach the wetlands adjacent to
navigable-in-fact waters in Riverside Bayview, see post,
at 11. This, though, seems incorrect. The Corps' theory of
jurisdiction in these consolidated cases--adjacency to tributaries,
however remote and insubstantial--raises concerns that go beyond the
holding of Riverside Bayview; and so the Corps' assertion
of jurisdiction cannot rest on that case.
As applied to wetlands adjacent to navigable-in-fact waters,
the Corps' conclusive standard for jurisdiction rests upon a
reasonable inference of ecologic interconnection, and the assertion
of jurisdiction for those wetlands is sustainable under the Act by
showing adjacency alone. That is the holding of Riverside
Bayview. Furthermore, although the Riverside Bayview
Court reserved the question of the Corps' authority over "wetlands
that are not adjacent to bodies of open water,"
474 U. S., at 131-132, n. 8, and in any event addressed no
factual situation other than wetlands adjacent to navigable-in-fact
waters, it may well be the case that Riverside Bayview's
reasoning--supporting jurisdiction without any inquiry beyond
adjacency--could apply equally to wetlands adjacent to certain major
tributaries. Through regulations or adjudication, the Corps may
choose to identify categories of tributaries that, due to their
volume of flow (either annually or on average), their proximity to
navigable waters, or other relevant considerations, are significant
enough that wetlands adjacent to them are likely, in the majority of
cases, to perform important functions for an aquatic system
incorporating navigable waters.
The Corps' existing standard for tributaries, however,
provides no such assurance. As noted earlier, the Corps deems a
water a tributary if it feeds into a traditional navigable water (or
a tributary thereof) and possesses an ordinary high-water mark,
defined as a "line on the shore established by the fluctuations of
water and indicated by [certain] physical characteristics,"
§328.3(e). See supra, at 3. This standard presumably
provides a rough measure of the volume and regularity of flow.
Assuming it is subject to reasonably consistent application, but see
U. S. General Accounting Office, Report to the Chairman,
Subcommittee on Energy Policy, Natural Resources and Regulating
Affairs, Committee on Reform, House of Representatives, Waters and
Wetlands: Corps of Engineers Needs to Evaluate Its District Office
Practices in Determining Jurisdiction, GAO-04-297 pp. 3-4 (Feb.
2004), http://www.gao.gov/new.items/d04297.pdf (noting variation in
results among Corps district offices), it may well provide a
reasonable measure of whether specific minor tributaries bear a
sufficient nexus with other regulated waters to constitute
"navigable waters" under the Act. Yet the breadth of this
standard--which seems to leave wide room for regulation of drains,
ditches, and streams remote from any navigable-in-fact water and
carrying only minor water-volumes towards it--precludes its adoption
as the determinative measure of whether adjacent wetlands are likely
to play an important role in the integrity of an aquatic system
comprising navigable waters as traditionally understood. Indeed, in
many cases wetlands adjacent to tributaries covered by this standard
might appear little more related to navigable-in-fact waters than
were the isolated ponds held to fall beyond the Act's scope in
SWANCC. Cf. Leibowitz & Nadeau, Isolated Wetlands:
State-of-the-Science and Future Directions, 23 Wetlands 663, 669
(2003) (noting that " 'isolated' is generally a matter of degree").
When the Corps seeks to regulate wetlands adjacent to
navigable-in-fact waters, it may rely on adjacency to establish its
jurisdiction. Absent more specific regulations, however, the Corps
must establish a significant nexus on a case-by-case basis when it
seeks to regulate wetlands based on adjacency to nonnavigable
tributaries. Given the potential overbreadth of the Corps'
regulations, this showing is necessary to avoid unreasonable
applications of the statute. Where an adequate nexus is established
for a particular wetland, it may be permissible, as a matter of
administrative convenience or necessity, to presume covered status
for other comparable wetlands in the region. That issue, however, is
neither raised by these facts nor addressed by any agency regulation
that accommodates the nexus requirement outlined here.
This interpretation of the Act does not raise federalism or
Commerce Clause concerns sufficient to support a presumption against
its adoption. To be sure, the significant nexus requirement may not
align perfectly with the traditional extent of federal authority.
Yet in most cases regulation of wetlands that are adjacent to
tributaries and possess a significant nexus with navigable waters
will raise no serious constitutional or federalism difficulty. Cf.
Pierce County v. Guillen,
537 U. S. 129, 147 (2003) (upholding federal legislation "aimed
at improving safety in the channels of commerce"); Oklahoma ex
rel. Phillips v. Guy F. Atkinson Co.,
313 U. S. 508, 524-525 (1941) ("[J]ust as control over the
non-navigable parts of a river may be essential or desirable in the
interests of the navigable portions, so may the key to flood control
on a navigable stream be found in whole or in part in flood control
on its tributaries ... . [T]he exercise of the granted power of
Congress to regulate interstate commerce may be aided by appropriate
and needful control of activities and agencies which, though
intrastate, affect that commerce"). As explained earlier, moreover,
and as exemplified by SWANCC, the significant-nexus test
itself prevents problematic applications of the statute. See
supra, at 19-20;
531 U. S., at 174. The possibility of legitimate Commerce Clause
and federalism concerns in some circumstances does not require the
adoption of an interpretation that departs in all cases from the
Act's text and structure. See Gonzales v. Raich,
545 U. S. 1, __ (2005) (slip op., at 14) ("[W]hen a general
regulatory statute bears a substantial relation to commerce, the
de minimis character of individual instances arising under that
statute is of no consequence" (internal quotation marks omitted)).
III
In both the consolidated cases before the Court the record
contains evidence suggesting the possible existence of a significant
nexus according to the principles outlined above. Thus the end
result in these cases and many others to be considered by the Corps
may be the same as that suggested by the dissent, namely, that the
Corps' assertion of jurisdiction is valid. Given, however, that
neither the agency nor the reviewing courts properly considered the
issue, a remand is appropriate, in my view, for application of the
controlling legal standard.
Rapanos
As the dissent points out, in Rapanos, No. 04-1034,
an expert whom the District Court found "eminently qualified" and
"highly credible," App. to Pet. for Cert. B7, testified that the
wetlands were providing "habitat, sediment trapping, nutrient
recycling, and flood peak diminution, reduction flow water
augmentation." 4 Tr. 96 (Apr. 5, 1999). Although the expert had "not
studied the upstream drainage of these sites" and thus could not
assert that the wetlands were performing important
pollutant-trapping functions, ibid., he did observe:
"we have a situation in which the flood water attenuation in
that water is held on the site in the wetland ... such that it
does not add to flood peak. By the same token it would have some
additional water flowing into the rivers during the drier periods,
thus, increasing the low water flow... . By the same token on all
of the sites to the extent that they slow the flow of water off of
the site they will also accumulate sediment and thus trap sediment
and hold nutrients for use in those wetlands systems later in the
season as well." Id., at 95-96.
In addition, in assessing the hydrology prong of the three-part
wetlands test, see supra, at 3-4, the District Court made
extensive findings regarding water tables and drainage on the
parcels at issue. In applying the Corps' jurisdictional regulations,
the District Court found that each of the wetlands bore surface
water connections to tributaries of navigable-in-fact waters.
Much the same evidence should permit the establishment of a
significant nexus with navigable-in-fact waters, particularly if
supplemented by further evidence about the significance of the
tributaries to which the wetlands are connected. The Court of
Appeals, however, though recognizing that under SWANCC such
a nexus was required for jurisdiction, held that a significant nexus
"can be satisfied by the presence of a hydrologic connection." 376
F. 3d, at 639. Absent some measure of the significance of the
connection for downstream water quality, this standard was too
uncertain. Under the analysis described earlier,
supra, at 22-23, 25, mere hydrologic connection should not
suffice in all cases; the connection may be too insubstantial for
the hydrologic linkage to establish the required nexus with
navigable waters as traditionally understood. In my view this case
should be remanded so that the District Court may reconsider the
evidence in light of the appropriate standard. See, e.g.,
Pullman-Standard v. Swint,
456 U. S. 273, 291 (1982) ("When an appellate court discerns
that a district court has failed to make a finding because of an
erroneous view of the law, the usual rule is that there should be a
remand for further proceedings to permit the trial court to make the
missing findings").
Carabell
In Carabell, No. 04-1384, the record also contains
evidence bearing on the jurisdictional inquiry. The Corps noted in
deciding the administrative appeal that "[b]esides the effects on
wildlife habitat and water quality, the [district office] also noted
that the project would have a major, long-term detrimental effect on
wetlands, flood retention, recreation and conservation and overall
ecology," App. 218a. Similarly, in the district office's permit
evaluation, Corps officers observed:
"The proposed work would destroy/adversely impact an area that
retains rainfall and forest nutrients and would replace it with a
new source area for runoff pollutants. Pollutants from this area
may include lawn fertilizers, herbicides, pesticides, road salt,
oil, and grease. These pollutants would then runoff directly into
the waterway... . Overall, the operation and use of the proposed
activity would have a major, long term, negative impact on water
quality. The cumulative impacts of numerous such projects would be
major and negative as the few remaining wetlands in the area are
developed." Id., at 97a-98a.
The Corps' evaluation further noted that by "eliminat[ing] the
potential ability of the wetland to act as a sediment catch basin,"
the proposed project "would contribute to increased runoff and
accretion ... along the drain and further downstream in Auvase
Creek." Id., at 98a. And it observed that increased runoff
from the site would likely cause downstream areas to "see an
increase in possible flooding magnitude and frequency." Id.,
at 99a.
The conditional language in these assessments--"potential
ability," "possible flooding"--could suggest an undue degree of
speculation, and a reviewing court must identify substantial
evidence supporting the Corps' claims, see 5 U. S. C. §706(2)(E).
Nevertheless, the record does show that factors relevant to the
jurisdictional inquiry have already been noted and considered. As in
Rapanos, though, the record gives little indication of the
quantity and regularity of flow in the adjacent tributaries--a
consideration that may be important in assessing the nexus. Also, as
in Rapanos, the legal standard applied to the facts was
imprecise.
The Court of Appeals, considering the Carabell case
after its Rapanos decision, framed the inquiry in terms of
whether hydrologic connection is required to establish a significant
nexus. The court held that it is not, and that much of its holding
is correct. Given the role wetlands play in pollutant filtering,
flood control, and runoff storage, it may well be the absence of
hydrologic connection (in the sense of interchange of waters) that
shows the wetlands' significance for the aquatic system. In the
administrative decision under review, however, the Corps based its
jurisdiction solely on the wetlands' adjacency to the ditch opposite
the berm on the property's edge. As explained earlier, mere
adjacency to a tributary of this sort is insufficient; a similar
ditch could just as well be located many miles from any
navigable-in-fact water and carry only insubstantial flow towards
it. A more specific inquiry, based on the significant nexus
standard, is therefore necessary. Thus, a remand is again required
to permit application of the appropriate legal standard. See,
e.g., INS v. Orlando Ventura,
537 U. S. 12, 16 (2002) (per curiam) ("Generally
speaking, a court of appeals should remand a case to an agency for
decision of a matter that statutes place primarily in agency
hands").
* * *
In these consolidated cases I would vacate the judgments of
the Court of Appeals and remand for consideration whether the
specific wetlands at issue possess a significant nexus with
navigable waters.
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Stevens, with whom Justice Souter,
Justice Ginsburg, and Justice Breyer join,
dissenting.
In 1972, Congress decided to "restore and maintain the
chemical, physical, and biological integrity of the Nation's waters"
by passing what we now call the Clean Water Act. 86 Stat. 816, as
amended, 33 U. S. C. §1251 et seq. The costs of achieving
the Herculean goal of ending water pollution by 1985, see §1251(a),
persuaded President Nixon to veto its enactment, but both Houses of
Congress voted to override that veto by overwhelming margins.
To achieve its goal, Congress prohibited "the discharge of any
pollutant"--defined to include "any addition of any pollutant to
navigable waters from any point source"--without a permit issued by
the Army Corps of Engineers (Army Corps or Corps) or the
Environmental Protection Agency (EPA). §§1311(a), 1362(12)(A).
Congress further defined "navigable waters" to mean "the waters of
the United States." §1362(7).
The narrow question presented in No. 04-1034 is whether
wetlands adjacent to tributaries of traditionally navigable waters
are "waters of the United States" subject to the jurisdiction of the
Army Corps; the question in No. 04-1384 is whether a manmade berm
separating a wetland from the adjacent tributary makes a difference.
The broader question is whether regulations that have protected the
quality of our waters for decades, that were implicitly approved by
Congress, and that have been repeatedly enforced in case after case,
must now be revised in light of the creative criticisms voiced by
the plurality and Justice Kennedy today. Rejecting more
than 30 years of practice by the Army Corps, the plurality
disregards the nature of the congressional delegation to the agency
and the technical and complex character of the issues at stake.
Justice Kennedy similarly fails to defer sufficiently to the
Corps, though his approach is far more faithful to our precedents
and to principles of statutory interpretation than is the
plurality's.
In my view, the proper analysis is straightforward. The Army
Corps has determined that wetlands adjacent to tributaries of
traditionally navigable waters preserve the quality of our Nation's
waters by, among other things, providing habitat for aquatic
animals, keeping excessive sediment and toxic pollutants out of
adjacent waters, and reducing downstream flooding by absorbing water
at times of high flow. The Corps' resulting decision to treat these
wetlands as encompassed within the term "waters of the United
States" is a quintessential example of the Executive's reasonable
interpretation of a statutory provision. See Chevron U. S. A.
Inc. v. Natural Resources Defense Council, Inc.,
467 U. S. 837, 842-845 (1984).
Our unanimous decision in United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121 (1985), was faithful to our duty to respect the
work product of the Legislative and Executive Branches of our
Government. Today's judicial amendment of the Clean Water Act is
not.
I
At each of the three sites at issue in No. 04-1034, the
petitioners filled large areas of wetlands without permits, despite
being on full notice of the Corps' regulatory requirements. Because
the plurality gives short shrift to the facts of this case--as well
as to those of No. 04-1384--I shall discuss them at some length.
The facts related to the 230-acre Salzburg site are
illustrative. In 1988, John Rapanos asked the Michigan Department of
Natural Resources (MDNR) to inspect the site "in order to discuss
with him the feasibility of building a shopping center there." App.
to Pet. for Cert. in No. 04-1034, p. B15. An MDNR inspector informed
Rapanos that the land probably included wetlands that were "waters
of the United States" and sent him an application for a permit under
§404 of the Act.1
Rapanos then hired a wetland consultant, Dr. Frederick Goff. After
Dr. Goff concluded that the land did in fact contain many acres of
wetlands, "Rapanos threatened to 'destroy' Dr. Goff if he did not
destroy the wetland report, and refused to pay Dr. Goff unless and
until he complied." Ibid. In the meantime, without applying
for a permit, Rapanos hired construction companies to do $350,000
worth of work clearing the land, filling in low spots, and draining
subsurface water. After Rapanos prevented MDNR inspectors from
visiting the site, ignored an MDNR cease-and-desist letter, and
refused to obey an administrative compliance order issued by the
EPA, the matter was referred to the Department of Justice. In the
civil case now before us, the District Court found that Rapanos
unlawfully filled 22 acres of wetlands.
Rapanos and his wife engaged in similar behavior at the
Hines Road and Pine River sites. Without applying for §404 permits,
they hired construction companies to perform extensive clearing and
filling activities. They continued these activities even after
receiving EPA administrative compliance orders directing them to
cease the work immediately. They ultimately spent $158,000 at the
275-acre Hines Road site, filling 17 of its existing 64 acres of
wetlands. At the 200-acre Pine River site, they spent $463,000 and
filled 15 of its 49 acres of wetlands.
Prior to their destruction, the wetlands at all three sites
had surface connections to tributaries of traditionally navigable
waters. The Salzburg wetlands connected to a drain that flows into a
creek that flows into the navigable Kawkawlin River. The Hines Road
wetlands connected to a drain that flows into the navigable
Tittabawassee River. And the Pine River wetlands connected with the
Pine River, which flows into Lake Huron.
At trial, the Government put on a wetland expert, Dr. Daniel
Willard, whom the trial court found "eminently qualified" and
"highly credible." Id., at B7. Dr. Willard testified that
the wetlands at these three sites provided ecological functions in
terms of "habitat, sediment trapping, nutrient recycling, and flood
peak diminution." 4 Tr. 96 (Apr. 5, 1999).2
He explained:
"[G]enerally for all of the . . . sites we have a situation in
which the flood water attenuation in that water is held on the
site in the wetland . . . such that it does not add to flood peak.
By the same token it would have some additional water flowing into
the rivers during the drier periods, thus, increasing low water
flow.
. . . . .
"By the same token on all of the sites to the extent that they
slow the flow of water of the site they will also accumulate
sediment and thus trap sediment and hold nutrients for use in
those wetland systems later in the season as well." Id.,
at 95-96.
The District Court found that the wetlands at all three sites
were covered by the Clean Water Act and that the Rapanoses had
violated the Act by destroying them without permits. The Sixth
Circuit unanimously affirmed. 376 F. 3d 629 (2004).
The facts of No. 04-1384 are less dramatic. The petitioners
in that case own a 20-acre tract of land, of which 16 acres are
wetlands, located in Macomb County a mile from Lake St. Clair. These
wetlands border a ditch that flows into a drain that flows into a
creek that flows into Lake St. Clair. A 4-foot-wide manmade berm
separates the wetlands from the ditch; thus water rarely if ever
passes from wetlands to ditch or vice versa.
Petitioners applied for a permit to fill most of these
wetlands with 57,500 cubic yards of material. They intended to build
a 112-unit condominium development on the site. After inspecting the
site and considering comments from, among others, the Water Quality
Unit of the Macomb County Prosecutor's Office (which urged the Corps
to deny the permit because "[t]he loss of this high quality wetland
area would have an unacceptable adverse effect on wildlife, water
quality, and conservation of wetlands resources," App. in No.
04-1384, p. 79a), the Corps denied the permit. Id., at
84a-126a. As summarized in a letter sent to petitioners, reasons for
denial included:
"Your parcel is primarily a forested wetland that provides
valuable seasonal habitat for aquatic organisms and year round
habitat for terrestrial organisms. Additionally, the site provides
water storage functions that, if destroyed, could result in an
increased risk of erosion and degradation of water quality in the
Sutherland-Oemig Drain, Auvase Creek, and Lake St. Clair. The
minimization of impacts to these wetlands is important for
conservation and the overall ecology of the region. Because the
project development area is a forested wetland, the proposed
project would destroy the resources in such a manner that they
would not soon recover from impacts of the discharges. The extent
of impacts in the project area when considered both individually
and cumulatively would be unacceptable and contrary to the public
interest." Id., at 127a-128a.
As in No. 04-1034, the unanimous judgment of the District and
Circuit Judges was that the Corps has jurisdiction over this wetland
because it is adjacent to a tributary of traditionally navigable
waters. 391 F. 3d 704 (CA6 2004). The Solicitor General defends both
judgments.
II
Our unanimous opinion in Riverside Bayview squarely
controls these cases. There, we evaluated the validity of the very
same regulations at issue today. These regulations interpret "waters
of the United States" to cover all traditionally navigable waters;
tributaries of these waters; and wetlands adjacent to traditionally
navigable waters or their tributaries. 33 CFR §§328.3(a)(1), (5),
and (7) (2005); §§323.2(a)(1), (5), and (7) (1985). Although the
particular wetland at issue in Riverside Bayview abutted a
navigable creek, we framed the question presented as whether the
Clean Water Act "authorizes the Corps to require landowners to
obtain permits from the Corps before discharging fill material into
wetlands adjacent to navigable bodies of water and their
tributaries."
474 U. S., at 123 (emphasis added).3
We held that, pursuant to our decision in Chevron,
"our review is limited to the question whether it is
reasonable, in light of the language, policies, and legislative
history of the Act for the Corps to exercise jurisdiction over
wetlands adjacent to but not regularly flooded by rivers, streams,
and other hydrographic features more conventionally identifiable
as 'waters.' "
474 U. S., at 131.
Applying this standard, we held that the Corps' decision to
interpret "waters of the United States" as encompassing such
wetlands was permissible. We recognized the practical difficulties
in drawing clean lines between land and water, id., at 132,
and deferred to the Corps' judgment that treating adjacent wetlands
as "waters" would advance the "congressional concern for protection
of water quality and aquatic ecosystems," id., at 133.
Contrary to the plurality's revisionist reading today,
ante, at 21-24, 28-29, Riverside Bayview nowhere
implied that our approval of "adjacent" wetlands was contingent upon
an understanding that "adjacent" means having a "continuous surface
connection" between the wetland and its neighboring creek, ante,
at 23. Instead, we acknowledged that the Corps defined "adjacent" as
including wetlands " 'that form the border of or are in reasonable
proximity to other waters' " and found that the Corps reasonably
concluded that adjacent wetlands are part of the waters of the
United States.
474 U. S., at 134 (quoting 42 Fed. Reg. 37128 (1977)). Indeed,
we explicitly acknowledged that the Corps' jurisdictional
determination was reasonable even though
"not every adjacent wetland is of great importance to the
environment of adjoining bodies of water. . . . If it is
reasonable for the Corps to conclude that in the majority of
cases, adjacent wetlands have significant effects on water quality
and the ecosystem, its definition can stand. That the definition
may include some wetlands that are not significantly intertwined
with the ecosystem of adjacent waterways is of little moment, for
where it appears that a wetland covered by the Corps' definition
is in fact lacking in importance to the aquatic environment . . .
the Corps may always allow development of the wetland for other
uses simply by issuing a permit."
474 U. S., at 135, n. 9.
In closing, we emphasized that the scope of the Corps' asserted
jurisdiction over wetlands had been specifically brought to
Congress' attention in 1977, that Congress had rejected an amendment
that would have narrowed that jurisdiction, and that even proponents
of the amendment would not have removed wetlands altogether from the
definition of "waters of the United States." Id., at
135-139.
Disregarding the importance of Riverside Bayview,
the plurality relies heavily on the Court's subsequent opinion in
Solid Waste Agency of Northern Cook Cty. v. Army Corps
of Engineers,
531 U. S. 159 (2001) (SWANCC). In stark contrast to
Riverside Bayview, however, SWANCC had nothing to say
about wetlands, let alone about wetlands adjacent to traditionally
navigable waters or their tributaries. Instead, SWANCC
dealt with a question specifically reserved by Riverside Bayview,
see n. 3, supra, namely, the Corps' jurisdiction over
isolated waters--" 'waters that are not part of a tributary
system to interstate waters or to navigable waters of the United
States, the degradation or destruction of which could affect
interstate commerce.' "
531 U. S., at 168-169 (quoting 33 CFR §323.2(a)(5) (1978);
emphasis added); see also
531 U. S., at 163 (citing 33 CFR §328.2(a)(3) (1999), which is
the later regulatory equivalent to §323.2(a)(5) (1978)). At issue in
SWANCC was "an abandoned sand and gravel pit . . . which
provide[d] habitat for migratory birds" and contained a few pools of
"nonnavigable, isolated, intrastate waters."
531 U. S., at 162, 166. The Corps had asserted jurisdiction over
the gravel pit under its 1986 Migratory Bird Rule, which treated
isolated waters as within its jurisdiction if migratory birds
depended upon these waters. The Court rejected this jurisdictional
basis since these isolated pools, unlike the wetlands at issue in
Riverside Bayview, had no "significant nexus" to
traditionally navigable waters.
531 U. S., at 167. In the process, the Court distinguished
Riverside Bayview's reliance on Congress' decision to leave the
Corps' regulations alone when it amended the Act in 1977, since " '[i]n
both Chambers, debate on the proposals to narrow the definition of
navigable waters centered largely on the issue of wetlands
preservation' " rather than on the Corps' jurisdiction over truly
isolated waters.
531 U. S., at 170 (quoting
474 U. S., at 136).4
Unlike SWANCC and like Riverside Bayview,
the cases before us today concern wetlands that are adjacent to
"navigable bodies of water [or] their tributaries,"
474 U. S., at 123. Specifically, these wetlands abut tributaries
of traditionally navigable waters. As we recognized in Riverside
Bayview, the Corps has concluded that such wetlands play
important roles in maintaining the quality of their adjacent waters,
see id., at 134-135, and consequently in the waters
downstream. Among other things, wetlands can offer "nesting,
spawning, rearing and resting sites for aquatic or land species";
"serve as valuable storage areas for storm and flood waters"; and
provide "significant water purification functions." 33 CFR
§320.4(b)(2) (2005);
474 U. S., at 134-135. These values are hardly "independent"
ecological considerations as the plurality would have it, ante,
at 23--instead, they are integral to the "chemical, physical, and
biological integrity of the Nation's waters," 33 U. S. C. §1251(a).
Given that wetlands serve these important water quality roles and
given the ambiguity inherent in the phrase "waters of the United
States," the Corps has reasonably interpreted its jurisdiction to
cover non-isolated wetlands. See
474 U. S., at 131-135.5
This conclusion is further confirmed by Congress' deliberate
acquiescence in the Corps' regulations in 1977. Id., at
136. Both Chambers conducted extensive debates about the Corps'
regulatory jurisdiction over wetlands, rejected efforts to limit
this jurisdiction, and appropriated funds for a " 'National Wetlands
Inventory' " to help the States " 'in the development and operation
of programs under this Act.' " Id., at 135-139 (quoting 33
U. S. C. §1288(i)(2)). We found these facts significant in
Riverside Bayview, see
474 U. S., at 135-139, as we acknowledged in SWANCC.
See
531 U. S., at 170-171 (noting that "[b]eyond Congress'
desire to regulate wetlands adjacent to 'navigable waters,'
respondents point us to no persuasive evidence" of congressional
acquiescence (emphasis added)).
The Corps' exercise of jurisdiction is reasonable even
though not every wetland adjacent to a traditionally navigable water
or its tributary will perform all (or perhaps any) of the water
quality functions generally associated with wetlands. Riverside
Bayview made clear that jurisdiction does not depend on a
wetland-by-wetland inquiry.
474 U. S., at 135, n. 9. Instead, it is enough that wetlands
adjacent to tributaries generally have a significant nexus to the
watershed's water quality. If a particular wetland is "not
significantly intertwined with the ecosystem of adjacent waterways,"
then the Corps may allow its development "simply by issuing a
permit." Ibid.6
Accordingly, for purposes of the Corps' jurisdiction it is of
no significance that the wetlands in No. 04-1034 serve flood control
and sediment sink functions, but may not do much to trap other
pollutants, supra, at 4-5, and n. 2, or that the wetland in
No. 04-1328 keeps excess water from Lake St. Clair but may not trap
sediment, see supra, at 5-6.
Seemingly alarmed by the costs involved, the plurality shies
away from Riverside Bayview's recognition that jurisdiction
is not a case-by-case affair. I do not agree with the plurality's
assumption that the costs of preserving wetlands are unduly high. It
is true that the cost of §404 permits are high for those who must
obtain them7--but
these costs amount to only a small fraction of 1% of the $760
billion spent each year on private and public construction and
development activity. Sunding & Zilberman 80. More significant than
the plurality's exaggerated concern about costs, however, is the
fact that its omission of any discussion of the benefits that the
regulations at issue have produced sheds a revelatory light on the
quality (and indeed the impartiality) of its cost-benefit analysis.8
The importance of wetlands for water quality
is hard to overstate. See, e.g., U. S. Congress, Office
of Technology Assessment, Wetlands: Their Use and Regulation,
OTA-206, pp. 43-61 (Mar. 1984), http://govinfo.library.unt.edu/ota/Ota_4/DATA/1984/8433.PDF
(hereinafter OTA) (describing wetlands' role in floodpeak reduction,
shoreline protection, ground water recharge, trapping of suspended
sediment, filtering of toxic pollutants, and protection of fish and
wildlife). See also ante, at 20 (Kennedy, J.,
concurring in judgment). Unsurprisingly, the Corps' approach has the
overwhelming endorsement of numerous amici curiae,
including 33 States and the county in which the property in No.
04-1384 is located.
In final analysis, however, concerns about the
appropriateness of the Corps' 30-year implementation of the Clean
Water Act should be addressed to Congress or the Corps rather than
to the Judiciary. Whether the benefits of particular conservation
measures outweigh their costs is a classic question of public policy
that should not be answered by appointed judges. The fact that large
investments are required to finance large developments merely means
that those who are most adversely affected by the Corps' permitting
decisions are persons who have the ability to communicate
effectively with their representatives. Unless and until they
succeed in convincing Congress (or the Corps) that clean water is
less important today than it was in the 1970's, we continue to owe
deference to regulations satisfying the "evident breadth of
congressional concern for protection of water quality and aquatic
ecosystems" that all of the Justices on the Court in 1985 recognized
in Riverside Bayview,
474 U. S., at 133.
III
Even setting aside the plurality's dramatic departure from
our reasoning and holding in Riverside Bayview, its
creative opinion is utterly unpersuasive. The plurality imposes two
novel conditions on the exercise of the Corps' jurisdiction that can
only muddy the jurisdictional waters. As Justice Kennedy
observes, "these limitations . . . are without support in the
language and purposes of the Act or in our cases interpreting it."
Ante, at 11 (opinion concurring in judgment). The
impropriety of crafting these new conditions is highlighted by the
fact that no party or amicus has suggested either
of them.9
First, ignoring the importance of preserving jurisdiction
over water beds that are periodically dry, the plurality imposes a
requirement that only tributaries with the "relatively permanent"
presence of water fall within the Corps' jurisdiction. Ante,
at 13-14. Under the plurality's view, then, the Corps can regulate
polluters who dump dredge into a stream that flows year round but
may not be able to regulate polluters who dump into a neighboring
stream that flows for only 290 days of the year--even if the dredge
in this second stream would have the same effect on downstream
waters as the dredge in the year-round one. Ante, at 14,
n. 5.10
To find this arbitrary distinction compelled by the statute,
the plurality cites a dictionary for a proposition that it does not
contain. The dictionary treats "streams" as "waters" but has nothing
to say about whether streams must contain water year round to
qualify as "streams." Ante, at 13-14, and n. 6 (citing
Webster's New International Dictionary 2493 (2d ed. 1954)
(hereinafter Webster's Second), as defining stream as a " 'current
or course of water or other fluid, flowing on the earth' "). From
this, the plurality somehow deduces that streams can never be
intermittent or ephemeral (i.e., flowing for only part of
the
year). Ante, at 13-15, and nn. 5-6. But common
sense and common usage demonstrate that intermit-
tent streams, like perennial streams, are still
streams.11
See, e.g., U. S. Dept. of Interior, U. S. Geological
Survey, Topographic Map Symbols 3 (2005), http://erg.usgs.gov/isb/pubs/booklets/symbols/
(identifying symbols for "[p]erennial stream" and "[i]ntermittent
stream," as well as for "[p]erennial river" and "[i]ntermittent
river"). This was true well before the passage of the Act in 1972.
E.g., Webster's Third New International Dictionary 1180
(1961) (hereinafter Webster's Third) (linking "intermittent" with
"stream"). Indeed, we ourselves have used the term "intermittent
stream" as far back as 1932. Harrisonville v. W. S.
Dickey Clay Mfg. Co.,
289 U. S. 334, 335 (1933). Needless to say, Justice Brandeis'
use of the term in a unanimous opinion should not be dismissed as
merely a "useful oxymor[on]," ante, at 15, n. 6 (plurality
opinion).
The plurality attempts to bolster its arbitrary
jurisdictional line by citing two tangential statutory provisions
and two inapplicable canons of construction. None comes close to
showing that Congress directly spoke to whether "waters" requires
the relatively permanent presence of water.
The first provision relied on by the plurality--the
definition of "point source" in 33 U. S. C. §1362(14)--has no
conceivable bearing on whether permanent tributaries should be
treated differently from intermittent ones, since "pipe[s], ditch[es],
channel[s], tunnel[s], conduit[s], [and] well[s]" can all hold water
permanently as well as intermittently.12
The second provision is §1251(b), which announces a congressional
policy to "recognize, preserve, and protect the primary
responsibilities and rights of States" to prevent pollution, to plan
development, and to consult with the EPA. Under statutory additions
made in 1977 when Congress considered and declined to alter the
Corps' interpretation of its broad regulatory jurisdiction, the
States may run their own §404 programs. §§1344(g)-(h). As modified,
§1251(b) specifically recognizes this role for the States as part of
their primary responsibility for preventing water pollution. Even
focusing only on the Act as it stood between 1972 and 1977, but see
International Paper Co. v. Ouellette,
479 U. S. 481, 489-490 (1987) (interpreting §1251(b) in light of
the 1977 additions), broad exercise of jurisdiction by the Corps
still left the States with ample rights and responsibilities. See
S. D. Warren Co. v. Maine Bd. of Environmental
Protection, 547 U. S. __, __ (2006) (slip op., at 14-15).
States had the power to impose tougher water pollution standards
than required by the Act, §1370, and to prevent the Corps and the
EPA from issuing permits, §1341(a)(1)--not to mention nearly
exclusive responsibility for containing pollution from nonpoint
sources.
The two canons of construction relied on by the plurality
similarly fail to overcome the deference owed to the Corps. First,
the plurality claims that concerns about intruding on state power to
regulate land use compel the conclusion that the phrase "waters of
the United States" does not cover intermittent streams. As we have
recognized, however, Congress found it " 'essential that discharge
of pollutants be controlled at the source,' " Riverside Bayview,
474 U. S., at 133 (quoting S. Rep. No. 92-414, p. 77 (1972)),
and the Corps can define "waters" broadly to accomplish this aim.
Second, the plurality suggests that the canon of constitutional
avoidance applies because the Corps' approach might exceed the
limits of our Commerce Clause authority. Setting aside whether such
a concern was proper in SWANCC,
531 U. S., at 173; but see id., at 192-196 (Stevens,
J., dissenting), it is plainly not warranted here. The wetlands
in these cases are not "isolated" but instead are adjacent to
tributaries of traditionally navigable waters and play important
roles in the watershed, such as keeping water out of the tributaries
or absorbing water from the tributaries. "There is no constitutional
reason why Congress cannot, under the commerce power, treat the
watersheds as a key to flood control on navigable streams and their
tributaries." Oklahoma ex rel. Phillips v. Guy
F. Atkinson Co.,
313 U. S. 508, 525 (1941).
Most importantly, the plurality disregards the fundamental
significance of the Clean Water Act. As then-Justice Rehnquist
explained when writing for the Court in 1981, the Act was "not
merely another law" but rather was "viewed by Congress as a 'total
restructuring' and 'complete rewriting' of the existing water
pollution legislation." Milwaukee v. Illinois,
451 U. S. 304, 317. "Congress' intent in enacting the [Act] was
clearly to establish an all-encompassing program of water pollution
regulation," and "the most casual perusal of the legislative history
demonstrates that . . . views on the comprehensive nature of the
legislation were practically universal." Id., at 318, and
n. 12; see also
531 U. S., at 177-181 (Stevens, J., dissenting). The
Corps has concluded that it must regulate pollutants at the time
they enter ditches or streams with ordinary high-water
marks--whether perennial, intermittent, or ephemeral--in order to
properly control water pollution. 65 Fed. Reg. 12823 (2000). Because
there is ambiguity in the phrase "waters of the United States" and
because interpreting it broadly to cover such ditches and streams
advances the purpose of the Act, the Corps' approach should command
our deference. Intermittent streams can carry pollutants
just as perennial streams can, and their regulation may prove as
important for flood control purposes. The inclusion of all
identifiable tributaries that ultimately drain into large bodies of
water within the mantle of federal protection is surely wise.
The plurality's second statutory invention is as arbitrary
as its first. Trivializing the significance of changing conditions
in wetlands environments, the plurality imposes a separate
requirement that "the wetland has a continuous surface connection"
with its abutting waterway such that it is "difficult to determine
where the 'water' ends and the 'wetland' begins." Ante, at
24. An "intermittent, physically remote hydrologic connection"
between the wetland and other waters is not enough. Ibid.
Under this view, wetlands that border traditionally navigable waters
or their tributaries and perform the essential function of soaking
up overflow waters during hurricane season--thus reducing flooding
downstream--can be filled in by developers with impunity, as long as
the wetlands lack a surface connection with the adjacent waterway
the rest of the year.
The plurality begins reasonably enough by recognizing that
the Corps may appropriately regulate all wetlands " 'adjacent to' "
other waters. Ante, at 21. This recognition is wise, since
the statutory text clearly accepts this standard. Title 33 U. S. C.
§1344(g)(1), added in 1977, includes "adjacent wetlands" in its
description of "waters" and thus "expressly stated that the term
'waters' included adjacent wetlands." Riverside Bayview,
474 U. S., at 138. While this may not "conclusively determine
the construction to be placed on the use of the term 'waters'
elsewhere in the Act . . . , in light of the fact that the various
provisions of the Act should be read in pari materia, it
does at least suggest strongly that the term 'waters' as used in the
Act does not necessarily exclude 'wetlands.' " Id., at 138,
n. 11.
The plurality goes on, however, to define " 'adjacent to' "
as meaning "with a continuous surface connection to" other water.
Ante, at 21-24. It is unclear how the plurality reached
this conclusion, though it plainly neglected to consult a
dictionary. Even its preferred Webster's Second defines the term as
"[l]ying near, close, or contiguous; neighboring; bordering
on" and acknowledges that "[o]bjects are Adjacent when they
lie close to each other, but not necessarily in actual contact."
Webster's Second 32 (emphasis added); see also Webster's Third 26.
In any event, the proper question is not how the plurality would
define "adjacent," but whether the Corps' definition is reasonable.
The Corps defines "adjacent" as "bordering, contiguous, or
neighboring," and specifies that "[w]etlands separated from other
waters of the United States by man-made dikes or barriers, natural
river berms, beach dunes and the like are 'adjacent wetlands.' " 33
CFR §328.3(c) (2005). This definition is plainly reasonable, both on
its face and in terms of the purposes of the Act. While wetlands
that are physically separated from other waters may perform less
valuable functions, this is a matter for the Corps to evaluate in
its permitting decisions. We made this clear in Riverside
Bayview,
474 U. S., at 135, n. 9--which did not impose the plurality's
new requirement despite an absence of evidence that the wetland at
issue had the sort of continuous surface connection required by the
plurality today. See supra, at 7; see also ante,
at 15-17 (Kennedy, J., concurring in judgment) (observing
that the plurality's requirement is inconsistent with Riverside
Bayview). And as the facts of No. 04-1384 demonstrate, wetland
separated by a berm from adjacent tributaries may still prove
important to downstream water quality. Moreover, Congress was on
notice of the Corps' definition of "adjacent" when it amended the
Act in 1977 and added 33 U. S. C. §1344(g)(1). See 42 Fed. Reg.
37129 (1977).
Finally, implicitly recognizing that its approach endangers
the quality of waters which Congress sought to protect, the
plurality suggests that the EPA can regulate pollutants before they
actually enter the "waters of the United States." Ante, at
24-27. I express no view on the merits of the plurality's reasoning,
which relies heavily on a respect for lower court judgments that is
conspicuously lacking earlier in its opinion, ante, at
8-10.
I do fail to understand, however, why the plurality would
not similarly apply this logic to dredged and fill material. The
EPA's authority over pollutants (other than dredged and fill
materials) stems from the identical statutory language that gives
rise to the Corps' §404 jurisdiction. The plurality claims that
there is a practical difference, asserting that dredged and fill
material "does not normally wash downstream." Ante, at 26.
While more of this material will probably stay put than is true of
soluble pollutants, the very existence of words like "alluvium" and
"silt" in our language, see Webster's Third 59, 2119, suggests that
at least some fill makes its way downstream. See also, e.g.,
United States v. Deaton, 332 F. 3d 698, 707 (CA4
2003) ("Any pollutant or fill material that degrades water quality
in a tributary has the potential to move downstream and degrade the
quality of the navigable waters themselves").
Moreover, such fill can harm the biological integrity of downstream
waters even if it largely stays put upstream. The Act's purpose of
protecting fish, see 33 U. S. C. §1251(a)(2); S. D. Warren Co.,
547 U. S., at __ (slip op., at 13-14), could be seriously impaired
by sediment in upstream waters where fish spawn, since excessive
sediment can "smother bottom-dwelling invertebrates and impair fish
spawning," OTA 48. See also, e.g., Erman & Hawthorne, The
Quantitative Importance of an Intermittent Stream in the Spawning of
Rainbow Trout, 105 Transactions of the American Fisheries Society
675-681 (1976); Brief for American Rivers et al. as Amici Curiae
14 (observing that anadromous salmon often spawn in small,
intermittent streams).
IV
While I generally agree with Parts I and II-A of Justice
Kennedy's opinion, I do not share his view that we should
replace regulatory standards that have been in place for over 30
years with a judicially crafted rule distilled from the term
"significant nexus" as used in SWANCC. To the extent that
our passing use of this term has become a statutory requirement, it
is categorically satisfied as to wetlands adjacent to navigable
waters or their tributaries. Riverside Bayview and
SWANCC together make this clear. SWANCC's only use of
the term comes in the sentence: "It was the significant nexus
between the wetlands and 'navigable waters' that informed our
reading of the [Clean Water Act] in Riverside Bayview."
531 U. S., at 167. Because Riverside Bayview was
written to encompass "wetlands adjacent to navigable waters and
their tributaries,"
474 U. S., at 123, and reserved only the question of isolated
waters, see id., at 131-132, n. 8; see also n. 3, supra,
its determination of the Corps' jurisdiction applies to the wetlands
at issue in these cases.
Even setting aside the apparent applicability of
Riverside Bayview. I think it clear that wetlands adjacent to
tributaries of navigable waters generally have a "significant nexus"
with the traditionally navigable waters downstream. Unlike the "nonnavigable,
isolated, intrastate waters" in SWANCC,
531 U. S., at 171, these wetlands can obviously have a
cumulative effect on downstream water flow by releasing waters at
times of low flow or by keeping waters back at times of high flow.
This logical connection alone gives the wetlands the "limited"
connection to traditionally navigable waters that is all the statute
requires, see id., at 172;
474 U. S., at 133--and disproves Justice Kennedy's
claim that my approach gives no meaning to the word
" ' navigable,' " ante, at 21 (opinion concurring in
judgment). Similarly, these wetlands can preserve downstream water
quality by trapping sediment, filtering toxic pollutants, protecting
fish-spawning grounds, and so forth. While there may exist
categories of wetlands adjacent to tributaries of traditionally
navigable waters that, taken cumulatively, have no plausibly
discernable relationship to any aspect of downstream water quality,
I am skeptical. And even given Justice Kennedy's
"significant nexus" test, in the absence of compelling evidence that
many such categories do exist I see no reason to conclude that the
Corps' longstanding regulations are overbroad.
Justice Kennedy's "significant nexus" test will
probably not do much to diminish the number of wetlands covered by
the Act in the long run. Justice Kennedy himself recognizes
that the records in both cases contain evidence that "should permit
the establishment of a significant nexus," ante, at 27, see
also ante, at 26, and it seems likely that evidence would
support similar findings as to most (if not all) wetlands adjacent
to tributaries of navigable waters. But Justice Kennedy's
approach will have the effect of creating additional work for all
concerned parties. Developers wishing to fill wetlands adjacent to
ephemeral or intermittent tributaries of traditionally navigable
waters will have no certain way of knowing whether they need to get
§404 permits or not. And the Corps will have to make case-by-case
(or category-by-category) jurisdictional determinations, which will
inevitably increase the time and resources spent processing permit
applications. These problems are precisely the ones that
Riverside Bayview's deferential approach avoided. See
474 U. S., at 135, n. 9 (noting that it "is of little moment" if
the Corps' jurisdiction encompasses some wetlands "not significantly
intertwined" with other waters of the United States). Unlike
Justice Kennedy, I see no reason to change Riverside
Bayview's approach--and every reason to continue to defer to
the Executive's sensible, bright-line rule.
V
As I explained in SWANCC, Congress passed the Clean
Water Act in response to wide-spread recognition--based on events
like the 1969 burning of the Cuyahoga River in Cleveland--that our
waters had become appallingly
polluted.
531 U. S., at 174-175 (dissenting opinion). The Act has largely
succeeded in restoring the quality of
our Nation's waters. Where the Cuyahoga River was
once coated with industrial waste, "[t]oday, that loca-
tion is lined with restaurants and pleasure boat
slips." EPA, A Benefits Assessment of the Water
Pollution Control Programs Since 1972, p. 1-2 (Jan.
2000), http://www.epa.gov/ost/economics/assessment.pdf. By
curtailing the Corps' jurisdiction of more than 30 years, the
plurality needlessly jeopardizes the quality of our waters. In doing
so, the plurality disregards the deference it owes the Executive,
the congressional acquiescence in the Executive's position that we
recognized in Riverside Bayview, and its own obligation to
interpret laws rather than to make them. While Justice Kennedy's
approach has far fewer faults, nonetheless it also fails to give
proper deference to the agencies entrusted by Congress to implement
the Clean Water Act.
I would affirm the judgments in both cases, and respectfully
dissent from the decision of five Members of this Court to vacate
and remand. I close, however, by noting an unusual feature of the
Court's judgments in these cases. It has been our practice in a case
coming to us from a lower federal court to enter a judgment
commanding that court to conduct any further proceedings pursuant to
a specific mandate. That prior practice has, on occasion, made it
necessary for Justices to join a judgment that did not conform to
their own views.13
In these cases, however, while both the plurality and Justice
Kennedy agree that there must be a remand for further
proceedings, their respective opinions define different tests to be
applied on remand. Given that all four Justices who have joined this
opinion would uphold the Corps' jurisdiction in both of these
cases--and in all other cases in which either the plurality's or
Justice Kennedy's test is satisfied--on remand each of the
judgments should be reinstated if either of those tests is
met.14
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Breyer, dissenting.
In my view, the authority of the Army Corps of Engineers
under the Clean Water Act extends to the limits of congressional
power to regulate interstate commerce. See Solid Waste Agency of
Northern Cook Cty. v. Army Corps of Engineers,
531 U. S. 159, 181-182 (2001) (SWANCC) (Stevens,
J., dissenting). I therefore have no difficulty finding that the
wetlands at issue in these cases are within the Corps' jurisdiction,
and I join Justice Stevens' dissenting opinion.
My view of the statute rests in part upon the nature of the
problem. The statute seeks to "restore and maintain the chemical,
physical, and biological integrity of the Nation's waters." 33
U. S. C. §1251(a). Those waters are so various and so intricately
interconnected that Congress might well have decided the only way to
achieve this goal is to write a statute that defines "waters"
broadly and to leave the enforcing agency with the task of
restricting the scope of that definition, either wholesale through
regulation or retail through development permissions. That is why I
believe that Congress, in using the term "waters of the United
States," §1362(7), intended fully to exercise its relevant Commerce
Clause powers.
I mention this because the Court, contrary to my view, has
written a "nexus" requirement into the statute. SWANCC,
supra, at 167; ante, at 22 (opinion of Kennedy,
J.) ("[T]he Corps' jurisdiction over wetlands depends upon the
existence of a significant nexus between the wetlands in question
and navigable waters in the traditional sense"). But it has left the
administrative powers of the Army Corps of Engineers untouched. That
agency may write regulations defining the term--something that it
has not yet done. And the courts must give those regulations
appropriate deference. Chevron U. S. A. Inc. v. Natural
Resources Defense Council, Inc.,
467 U. S. 837 (1984).
If one thing is clear, it is that Congress intended the Army
Corps of Engineers to make the complex technical judgments that lie
at the heart of the present cases (subject to deferential judicial
review). In the absence of updated regulations, courts will have to
make ad hoc determinations that run the risk of
transforming scientific questions into matters of law. That is not
the system Congress intended. Hence I believe that today's opinions,
taken together, call for the Army Corps of Engineers to write new
regulations, and speedily so.
FOOTNOTES
Footnote
*
Together with No. 04-1384, Carabell et al. v.
United States Army Corps of Engineers et al., also on
certiorari to the same court.
FOOTNOTES
Footnote
1
In issuing permits, the Corps directs that "[a]ll factors which
may be relevant to the proposal must be considered including the
cumulative effects thereof: among those are conservation, economics,
aesthetics, general environmental concerns, wetlands, historic
properties, fish and wildlife values, flood hazards, floodplain
values, land use, navigation, shore erosion and accretion,
recreation, water supply and conservation, water quality, energy
needs, safety, food and fiber production, mineral needs,
considerations of property ownership and, in general, the needs and
welfare of the people." §320.4(a).
Footnote
2
We are indebted to the Sonoran court for a famous
exchange, from the movie Casablanca (Warner Bros. 1942), which
portrays most vividly the absurdity of finding the desert filled
with waters:
" 'Captain Renault [Claude Rains]: "What in heaven's name brought
you to Casablanca?"
" 'Rick [Humphrey Bogart]: "My health. I came to Casablanca for
the waters."
" 'Captain Renault: "The waters? What waters? We're in the
desert."
" 'Rick: "I was misinformed.' " 408 F. 3d, at 1117.
Footnote
3
One possibility, which we ultimately find unsatisfactory, is
that the "other" waters covered by 33 U. S. C. §1344(g)(1) are
strictly intrastate waters that are traditionally
navigable. But it would be unreasonable to interpret "the waters of
the United States" to include all and only traditional navigable
waters, both interstate and intrastate. This would preserve the
traditional import of the qualifier "navigable" in the defined
term "navigable waters," at the cost of depriving the qualifier "of
the United States" in the definition of all
meaning. As traditionally understood, the latter qualifier excludes
intrastate waters, whether navigable or not. See The Daniel Ball,
10 Wall. 557, 563 (1871). In SWANCC, we held that
"navigable" retained something of its traditional import.
531 U. S., at 172. A fortiori, the phrase "of the
United States" in the definition retains some of its traditional
meaning.
Footnote
4
Justice Kennedy observes, post, at 13 (opinion
concurring in judgment), that the dictionary approves an
alternative, somewhat poetic usage of "waters" as connoting "[a]
flood or inundation; as the waters have fallen. 'The peril
of waters, wind, and rocks.' Shak." Webster's
Second 2882. It seems to us wholly unreasonable to interpret the
statute as regulating only "floods" and "inundations" rather than
traditional waterways--and strange to suppose that Congress had
waxed Shakespearean in the definition section of an otherwise
prosaic, indeed downright tedious, statute. The duller and more
commonplace meaning is obviously intended.
Footnote
5
By describing "waters" as "relatively permanent," we do not
necessarily exclude streams, rivers, or lakes that might dry up in
extraordinary circumstances, such as drought. We also do not
necessarily exclude seasonal rivers, which contain
continuous flow during some months of the year but no flow during
dry months--such as the 290-day, continuously flowing stream
postulated by Justice Stevens' dissent (hereinafter the
dissent), post, at 15. Common sense and common usage
distinguish between a wash and seasonal river.
Though scientifically precise distinctions between
"perennial" and "intermittent" flows are no doubt available, see,
e.g., Dept. of Interior, U. S. Geological Survey, E. Hedman
& W. Osterkamp, Streamflow Characteristics Related to Channel
Geometry of Streams in Western United States 15 (1982) (Water-Supply
Paper 2193), we have no occasion in this litigation to decide
exactly when the drying-up of a stream bed is continuous and
frequent enough to disqualify the channel as a "wate[r] of the
United States." It suffices for present purposes that channels
containing permanent flow are plainly within the definition, and
that the dissent's "intermittent" and "ephemeral" streams, post,
at 16 (opinion of Stevens, J.)--that is, streams whose flow
is "[c]oming and going at intervals ... [b]roken, fitful," Webster's
Second 1296, or "existing only, or no longer than, a day; diurnal
... short-lived," id., at 857--are not.
Footnote
6
The principal definition of "stream" likewise includes reference
to such permanent, geographically fixed bodies of water: "[a]
current or course of water or other fluid, flowing on the earth, as
a river, brook, etc." Id., at 2493 (emphasis
added). The other definitions of "stream" repeatedly emphasize the
requirement of continuous flow: "[a] steady flow,
as of water, air, gas, or the like"; "[a]nything issuing or moving
with continued succession of parts"; "[a] continued
current or course; current; drift." Ibid. (emphases
added). The definition of the verb form of "stream" contains a
similar emphasis on continuity: "[t]o issue or flow in a stream; to
issue freely or move in a continuous flow or course."
Ibid. (emphasis added). On these definitions, therefore, the
Corps' phrases "intermittent streams," 33 CFR §328.3(a)(3) (2004),
and "ephemeral streams," 65 Fed. Reg. 12823 (2000), are--like
Senator Bentsen's " ' flowing gullies,' " post, at 16,
n. 11 (opinion of Stevens, J.)--useful oxymora. Properly
speaking, such entities constitute extant "streams" only while they
are "continuous[ly] flow[ing]"; and the usually dry channels that
contain them are never "streams." Justice Kennedy
apparently concedes that "an intermittent flow can constitute a
stream" only "while it is flowing," post, at 13
(emphasis added)--which would mean that the channel is a "water"
covered by the Act only during those times when water flow actually
occurs. But no one contends that federal jurisdiction appears and
evaporates along with the water in such regularly dry channels.
Footnote
7
It is of course true, as the dissent and Justice Kennedy
both observe, that ditches, channels, conduits and the like "can all
hold water permanently as well as intermittently," post, at
17 (opinion of Stevens, J.); see also post, at
14-15 (opinion of Kennedy, J.). But when they do, we
usually refer to them as "rivers," "creeks," or "streams." A
permanently flooded ditch around a castle is technically a "ditch,"
but (because it is permanently filled with water) we normally
describe it as a "moat." See Webster's Second 1575. And a
permanently flooded man-made ditch used for navigation is normally
described, not as a "ditch," but as a "canal." See id., at
388. Likewise, an open channel through which water permanently flows
is ordinarily described as a "stream," not as a "channel," because
of the continuous presence of water. This distinction is
particularly apt in the context of a statute regulating water
quality, rather than (for example) the shape of stream beds. Cf.
Jennison v. Kirk,
98 U. S. 453, 454-456 (1879) (referring to man-made channels as
"ditches" when the alleged injury arose from physical damage to the
banks of the ditch); PUD No. 1 of Jefferson Cty.
v. Washington Dept. of Ecology,
511 U. S. 700, 709 (1994) (referring to a water-filled tube as a
"tunnel" in order to describe the shape of the conveyance,
not the fact that it was water-filled), both cited post, at
17, n. 12 (opinion of Stevens, J.). On its only natural
reading, such a statute that treats "waters" separately from "ditch[es],
channel[s], tunnel[s], and conduit[s]," thereby distinguishes
between continuously flowing "waters" and channels containing only
an occasional or intermittent flow.
It is also true that highly artificial, manufactured,
enclosed conveyance systems--such as "sewage treatment plants,"
post, at 15 (opinion of Kennedy, J.), and the "mains,
pipes, hydrants, machinery, buildings, and other appurtenances and
incidents" of the city of Knoxville's "system of waterworks,"
Knoxville Water Co. v. Knoxville,
200 U. S. 22, 27 (1906), cited post, at 17, n. 12
(opinion of Stevens, J.)--likely do not qualify as "waters
of the United States," despite the fact that they may contain
continuous flows of water. See post, at 15 (opinion of
Kennedy, J.); post, at 17, n. 12 (opinion of
Stevens, J.). But this does not contradict our interpretation,
which asserts that relatively continuous flow is a necessary
condition for qualification as a "water," not an adequate
condition. Just as ordinary usage does not treat typically dry
beds as "waters," so also it does not treat such elaborate,
man-made, enclosed systems as "waters" on a par with "streams,"
"rivers," and "oceans."
Footnote
8
Justice Kennedy contends that the Corps' preservation
of the "responsibilities and rights" of the States is adequately
demonstrated by the fact that "33 States and the District of
Columbia have filed an amici brief in this litigation" in
favor of the Corps' interpretation, post, at 20. But it
makes no difference to the statute's stated purpose of
preserving States' "rights and responsibilities," §1251(b), that
some States wish to unburden themselves of them. Legislative and
executive officers of the States may be content to leave "responsibilit[y]"
with the Corps because it is attractive to shift to another entity
controversial decisions disputed between politically powerful, rival
interests. That, however, is not what the statute provides.
Footnote
9
Justice Kennedy objects that our reliance on these two
clear-statement rules is inappropriate because "the plurality's
interpretation does not fit the avoidance concerns that it raises,"
post, at 19--that is, because our resolution both
eliminates some jurisdiction that is clearly constitutional and
traditionally federal, and retains some that is questionably
constitutional and traditionally local. But a clear-statement rule
can carry one only so far as the statutory text permits. Our
resolution, unlike Justice Kennedy's, keeps both the
overinclusion and the underinclusion to the minimum consistent with
the statutory text. Justice Kennedy's reading--despite
disregarding the text--fares no better than ours as a precise "fit"
for the "avoidance concerns" that he also acknowledges. He admits,
post, at 25, that "the significant nexus requirement may
not align perfectly with the traditional extent of federal
authority" over navigable waters--an admission that "tests the
limits of understatement," Gonzales v. Oregon, 126
S. Ct. 904, 932 (2005) (Scalia, J., dissenting)--and it
aligns even worse with the preservation of traditional state
land-use regulation.
Footnote
10
Since the wetlands at issue in Riverside Bayview
actually abutted waters of the United States, the case could not
possibly have held that merely "neighboring" wetlands came within
the Corps' jurisdiction. Obiter approval of that
proposition might be inferred, however, from the opinion's quotation
without comment of a statement by the Corps describing covered
"adjacent" wetlands as those " 'that form the border of or are
in reasonable proximity to other waters of the United
States.' "
474 U. S., at 134 (quoting 42 Fed. Reg. 37128 (1977); emphasis
added). The opinion immediately reiterated, however, that adjacent
wetlands could be regarded as "the waters of the United States" in
view of "the inherent difficulties of defining precise bounds to
regulable waters,"
474 U. S., at 134--a rationale that would have no application to
physically separated "neighboring" wetlands. Given that the wetlands
at issue in Riverside Bayview themselves "actually abut[ted]
on a navigable waterway," id., at 135; given that our
opinion recognized that unconnected wetlands could not naturally be
characterized as " 'waters' " at all, id., at 132; and
given the repeated reference to the difficulty of determining where
waters end and wetlands begin; the most natural reading of the
opinion is that a wetlands' mere "reasonable proximity" to waters of
the United States is not enough to confer Corps jurisdiction. In any
event, as discussed in our immediately following text, any possible
ambiguity has been eliminated by SWANCC,
531 U. S. 159 (2001).
Footnote
11
The dissent argues that "the very existence of words like
'alluvium' and 'silt' in our language suggests that at least some
[dredged or fill material] makes its way downstream," post,
at 22 (citation omitted). See also post, at 17 (opinion of
Kennedy, J.). By contrast, amici cite multiple
empirical analyses that contradict the dissent's philological
approach to sediment erosion--including one which concludes that "[t]he
idea that the discharge of dredged or fill material into isolated
waters, ephemeral drains or non-tidal ditches will pollute navigable
waters located any appreciable distance from them lacks
credibility." R. Pierce, Technical Principles Related to
Establishing the Limits of Jurisdiction for Section 404 of the Clean
Water Act 34-40 (Apr. 2003), available at www.wetlandtraining.com/tpreljscwa.pdf,
cited in Brief for International Council of Shopping Centers et al.
as Amici Curiae 26-27; Brief for Pulte Homes, Inc., et al.
as Amici Curiae 20-21; Brief for Foundation for
Environmental and Economic Progress et al. as Amici
Curiae 29, and n. 53 ("Fill material does not migrate"). Such
scientific analysis is entirely unnecessary, however, to reach the
unremarkable conclusion that the deposit of mobile
pollutants into upstream ephemeral channels is naturally described
as an "addition ... to navigable waters," 33 U. S. C. §1362(12),
while the deposit of stationary fill material generally is
not.
Footnote
12
Nor does the passing reference to "wetlands adjacent thereto" in
§1344(g)(1) purport to expand that statutory definition. As the
dissent concedes, post, at 20, that reference merely
confirms that the statutory definition can be read to include
some wetlands--namely, those that directly "abut" covered
waters. Riverside Bayview explicitly acknowledged that
§1344(g)(1) "does not conclusively determine the construction to be
placed on the use of the term 'waters' elsewhere in the Act
(particularly in [§1362(7)], which contains the relevant definition
of 'navigable waters'); however, ... it does at least suggest
strongly that the term 'waters' as used in the Act does not
necessarily exclude 'wetlands.' "
474 U. S., at 138, n. 11 (emphases added).
Footnote
13
The sole exception is in Justice Kennedy's opinion,
which argues that Riverside Bayview rejected our
physical-connection requirement by accepting as a given that any
wetland formed by inundation from covered waters (whether or not
continuously connected to them) is covered by the Act: "The Court in
Riverside Bayview ... did not suggest that a flood-based
origin would not support jurisdiction; indeed, it presumed the
opposite. See
474 U. S., at 134 (noting that the Corps' view was valid 'even
for wetlands that are not the result of flooding or permeation'
(emphasis added))." Post, at 16. Of course Justice
Kennedy himself fails to observe this supposed presumption,
since his "significant nexus" test makes no exception for wetlands
created by inundation. In any event, the language from Riverside
Bayview in Justice Kennedy's parenthetical is wrenched
out of context. The sentence which Justice Kennedy quotes
in part immediately followed the Court's conclusion that "adjacent"
wetlands are included because of "the inherent difficulties of
defining precise bounds to regulable waters,"
474 U. S., at 134. And the full sentence reads as follows: "This
holds true even for wetlands that are not the result of flooding or
permeation by water having its source in adjacent bodies of
open water," ibid. (emphasis added). Clearly, the
"wetlands" referred to in the sentence are only "adjacent"
wetlands--namely, those with the continuous physical connection that
the rest of the Riverside Bayview opinion required, see
supra, at 21-23. Thus, it is evident that the quoted language
was not at all a rejection of the physical-connection requirement,
but rather a rejection of the alternative position (which had been
adopted by the lower court in that case, see id., at 125)
that the only covered wetlands are those created by
inundation. As long as the wetland is "adjacent" to covered waters,
said Riverside Bayview, its creation vel non by
inundation is irrelevant.
Footnote
14
The allusion is to a classic story told in different forms and
attributed to various authors. See, e.g., Geertz, Thick
Description: Toward an Interpretive Theory of Culture, in The
Interpretation of Cultures 28-29 (1973). In our favored
version, an Eastern guru affirms that the earth is supported on the
back of a tiger. When asked what supports the tiger, he says it
stands upon an elephant; and when asked what supports the elephant
he says it is a giant turtle. When asked, finally, what supports the
giant turtle, he is briefly taken aback, but quickly replies "Ah,
after that it is turtles all the way down."
Footnote
15
It is unclear how much more moderate the flouting is,
since Justice Kennedy's "significant nexus" standard is
perfectly opaque. When, exactly, does a wetland "significantly
affect" covered waters, and when are its effects "in contrast ...
speculative or insubstantial"? Post, at 23. Justice
Kennedy does not tell us clearly--except to suggest, post,
at 25, that " ' "isolated" is generally a matter of degree' "
(quoting Leibowitz & Nadeau, Isolated Wetlands: State-of-the-Science
and Future Directions, 23 Wetlands 663, 669 (2003)). As the dissent
hopefully observes, post, at 24, such an unverifiable
standard is not likely to constrain an agency whose disregard for
the statutory language has been so long manifested. In fact, by
stating that "[i]n both the consolidated cases before the Court the
record contains evidence suggesting the possible existence of a
significant nexus according to the principles outlined above,"
post, at 26, Justice Kennedy tips a wink at the
agency, inviting it to try its same expansive reading again.
FOOTNOTES
Footnote
*
The scope of the proposed rulemaking was not as narrow as
Justice Stevens suggests, post, at 10, n. 4
(dissenting opinion). See 68 Fed. Reg. 1994 (2003) ("Additionally,
we invite your views as to whether any other revisions are needed to
the existing regulations on which waters are jurisdictional under
the CWA"); id., at 1992 ("Today's [notice of proposed
rulemaking] seeks public input on what, if any, revisions in light
of SWANCC might be appropriate to the regulations that define
'waters of the U. S.', and today's [notice] thus would be of
interest to all entities discharging to, or regulating,
such waters" (emphases added)). The agencies can decide for
themselves whether, as the SWANCC dissenter suggests, it
was wise for them to take no action in response to SWANCC.
FOOTNOTES
Footnote
1
Pursuant to 33 U. S. C. §§1344(g)-(h), Michigan operates its own
§404 permitting program, subject to supervision from the Army Corps.
Footnote
2
Dr. Willard did not "stud[y] the upstream drainage of these
sites . . . well enough to make a statement" about whether they also
performed pollutant-trapping functions. 4 Tr. 96.
Footnote
3
By contrast, we "d[id] not express any opinion" on the Corps'
additional assertion of jurisdiction over "wetlands that are not
adjacent to bodies of open water, see 33 CFR §323.2(a)(2) and (3)
(1985)."
474 U. S., at 131-132, n. 8; see also id., at 124, n. 2
(making the same reservation). Contrary to Justice Kennedy's
reading, ante, at 23-24 (opinion concurring in judgment),
we were not reserving the issue of the Corps' jurisdiction over
wetlands adjacent to tributaries, but only reserving the issue of
the Corps' jurisdiction over truly isolated waters. A glance at the
cited regulation makes this clear. Section 323.2(a)(2) refers to "[a]ll
interstate waters including interstate wetlands" and §323.2(a)(3)
covers "[a]ll other waters such as intrastate lakes, rivers, streams
(including intermittent streams), mudflats, sandflats, wetlands,
sloughs, prairie potholes, wet meadows, playa lakes, or natural
ponds, the use, degradation or destruction of which could affect
interstate or foreign commerce including any such waters." See also
Solid Waste Agency of Northern Cook Cty. v. Army Corps
of Engineers,
531 U. S. 159, 163-164 (2001) (considering the validity of an
application of §328.3(a)(3) (1999), which is substantively identical
to §323.2(a)(3) (1985) and to §323.2(a)(5) (1978)). Wetlands
adjacent to tributaries of traditionally navigable waters were
covered in the 1985 regulation by other provisions of the
regulation, namely a combination of §§323.2(a)(1) (covering
traditionally navigable waters), (4) (covering tributaries of
subsection (a)(1) waters), and (7) (covering wetlands adjacent to
subsection (a)(4) waters).
Footnote
4
As The Chief Justice observes, the Corps and
the EPA initially considered revising their regulations in response
to SWANCC. Ante, at 1-2 (concurring opinion).
The Chief Justice neglects to mention, however, that
almost all of the 43 States to submit comments opposed any
significant narrowing of the Corps' jurisdiction--as did roughly 99%
of the 133,000 other comment submitters. See U. S. General
Accounting Office, Report to the Chairman, Subcommittee on Energy
Policy, Natural Resources and Regulating Affairs, Committee on
Government Reform, House of Representatives, Waters and Wetlands:
Corps of Engineers Needs to Evaluate Its District Office Practices
in Determining Jurisdiction, GAO-04-297, pp. 14-15 (Feb. 2004),
http://www.gao.gov/new.items/d04297.pdf (hereinafter GAO Report)
(all Internet materials as visited June 14, 2006, and available in
Clerk of Court's case file); Brief for Association of State and
Interstate Water Pollution Control Administrators as Amicus
Curiae. In any event, the agencies' decision to abandon their
rulemaking is hardly responsible for the cases at hand. The proposed
rulemaking focused on isolated waters, which are covered by 33 CFR
§328.3(a)(3) (1999) and which were called into question by
SWANCC, rather than on wetlands adjacent to tributaries of
navigable waters, which are covered by a combination of
§§328.3(a)(1), (5), and (7) and which (until now) seemed obviously
within the agencies' jurisdiction in light of Riverside Bayview.
See 68 Fed. Reg. 1994 (2003) ("The agencies seek comment on the use
of the factors in 33 CFR 328.3(a)(3)(i)-(iii) . . . in determining
[Clean Water Act] jurisdiction over isolated, intrastate,
non-navigable waters").
Footnote
5
Unsurprisingly, most Courts of Appeals to consider the scope of
the Corps' jurisdiction after SWANCC have unhesitatingly
concluded that this jurisdiction covers intermittent tributaries and
wetlands adjacent--in the normal sense of the word--to traditionally
navigable waters and their tributaries. E.g., United
States v. Deaton, 332 F. 3d 698 (CA4 2003) (upholding
the Corps' jurisdiction over wetlands adjacent to a ditch that might
not contain consistently flowing water but did drain into another
ditch that drained into a creek that drained into a navigable
waterway); Headwaters, Inc. v. Talent Irrigation Dist.,
243 F. 3d 526 (CA9 2001) (treating as "waters of the United
States" canals that held water intermittently and connected to other
tributaries of navigable waters); United States v.
Rueth Development Co., 335 F. 3d 598, 604 (CA7 2003) (observing
"it is clear that SWANCC did not affect the law regarding .
. . adjacency" in upholding the Corps' jurisdiction over a wetland
without finding that this wetland had a continuous surface
connection to its adjacent tributary); Baccarat Fremont v.
U. S. Army Corps of Engineers, 425 F. 3d 1150, 1156 (CA9
2005) (upholding the Corps' jurisdiction over wetlands separated by
berms from traditionally navigable channels and observing that "SWANCC
simply did not address the issue of jurisdiction over adjacent
wetlands"); but see In re Needham, 354 F. 3d 340 (CA5 2003)
(reading "waters of the United States" narrowly as used in the Oil
Pollution Act of 1990).
Footnote
6
Indeed, "[t]he Corps approves virtually all section 404 permit[s],"
though often requiring applicants to avoid or mitigate impacts to
wetlands and other waters. GAO Report 8.
Footnote
7
According to the Sunding and Zilberman article cited by the
plurality, ante, at 2, for 80% of permits the mean cost is
about $29,000 (with a median cost of about $12,000). The Economics
of Environmental Regulation by Licensing: An Assessment of Recent
Changes to the Wetland Permitting Process, 42 Natural Resources J.
59, 63, 74 (2002) (hereinafter Sunding & Zilberman). Only for less
than 20% of the permits--those for projects with the most
significant impacts on wetlands--is the mean cost around $272,000
(and the median cost is $155,000). Ibid.
Of course, not every placement of fill or dredged material
into the waters of the United States requires a §404 permit. Only
when such fill comes from point sources--"discernible, confined and
discrete conveyance[s]"--is a §404 permit needed. 33 U. S. C.
§§1362(12), (14). Moreover, permits are not required for discharges
from point sources engaged in, among other things, normal farming
activities; maintenance of transportation structures; and
construction of irrigation ditches, farm roads, forest roads, and
temporary mining roads. §1344(f).
Footnote
8
Rather than defending its own antagonism to environmentalism,
the plurality counters by claiming that my dissent is
"policy-laden." Ante, at 28. The policy considerations that
have influenced my thinking are Congress' rather than my own. In
considering whether the Corps' interpretation of its jurisdiction is
reasonable, I am admittedly taking into account the congressional
purpose of protecting the physical, chemical, and biological
integrity of our waters. See 33 U. S. C. §1251(a); see also
Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc.,
467 U. S. 863, 837 (1984) (considering whether the agency
regulation was consistent with "the policy concerns that motivated
the [Clean Air Act's] enactment").
Footnote
9
Only 3 of the 21 amici briefs filed on petitioners'
behalf come even close to asking for one of the plurality's two
conditions. These briefs half-argue that intermittent streams should
fall outside the Corps' jurisdiction--though not for the reasons
given by the plurality. See Brief for National Stone, Sand and
Gravel Assn. et al. 20, n. 7; Brief for Foundation for Environmental
and Economic Progress et al. 22-23; Brief for Western Coalition of
Arid States 10.
Footnote
10
The plurality does suggest that "seasonal rivers" are
not "necessarily exclude[d]" from the Corps' jurisdiction--and then
further suggests that "streams" are "rivers." Ante, at 14,
n. 5. I will not explore the semantic issues posed by the latter
point. On the former point, I have difficulty understanding how a
"seasonal" river could meet the plurality's test of having water
present "relatively permanent[ly]." By failing to explain itself,
the plurality leaves litigants without guidance as to where the line
it draws between "relatively permanent" and "intermittent" lies.
Footnote
11
Indeed, in the 1977 debate over whether to restrict the scope of
the Corps' regulatory power, Senator Bentsen recognized that the
Corps' jurisdiction "cover[s] all waters of the United States,
including small streams, ponds, isolated marshes, and intermittently
flowing gullies." 4 Legislative History of the Clean Water Act of
1977 (Committee Print compiled for the Senate Committee on
Environment and Public Works by the Library of Congress), Ser. No.
95-14, p. 903 (1978). His proposed amendment to restrict this
jurisdiction failed. Id., at 947.
Footnote
12
The plurality's reasoning to the contrary is mystifying. The
plurality emphasizes that a ditch around a castle is also called a
"moat" and that a navigable manmade channel is called a "canal." See
ante, at 17, n. 7. On their face (and even after much
head-scratching), these points have nothing to do with whether we
use the word "stream" rather than "ditch" where permanently present
water is concerned. Indeed, under the plurality's reasoning, we
would call a "canal" a "stream" or a "river" rather than a "canal."
Moreover, we do use words like "ditch" without regard to
whether water is present relatively permanently. In Jennison
v. Kirk,
98 U. S. 453 (1879), for example, Justice Field used the term
"ditch"--not "stream"--in describing a manmade structure that
carried water year round. See also, e.g., Knoxville Water Co.
v. Knoxville,
200 U. S. 22, 27 (1906) (opinion for the Court by Harlan, J.)
(describing "pipes" that would continuously carry water); ante,
at 20, 24 (plurality opinion) (using "channel" with reference to
both intermittent and relatively permanent waters); PUD No. 1 of
Jefferson Cty. v. Washington Dept. of Ecology,
511 U. S. 700, 709 (1994) (describing a "tunnel" that would
carry water year round); New Orleans Water-Works Co. v.
Rivers,
115 U. S. 674, 683 (1885) (opinion for the Court by Harlan, J.)
(describing "conduits" that would supply water for a hotel). The
plurality's attempt to achieve its desired outcome by redefining
terms does no credit to lexicography--let alone to justice.
Footnote
13
See, e.g., Screws v. United States,
325 U. S. 91, 131-134 (1945) (Rutledge, J., concurring in
result); Turner Broadcasting System, Inc. v. FCC,
512 U. S. 622, 674 (1994) (Stevens, J., concurring in
part and concurring in judgment); Hamdi v. Rumsfeld,
542 U. S. 507, 553-554 (2004) (Souter, J., concurring
in part, dissenting in part, and concurring in judgment).
Footnote
14
I assume that Justice Kennedy's approach will be
controlling in most cases because it treats more of the Nation's
waters as within the Corps' jurisdiction, but in the unlikely event
that the plurality's test is met but Justice Kennedy's is
not, courts should also uphold the Corps' jurisdiction. In sum, in
these and future cases the United States may elect to prove
jurisdiction under either test.
|