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Rapanos v. US, No. 04–1034 (U.S.S.C. June 19, 2006)
Rapanos v. US, No. 04–1034 (U.S.S.C. June 19, 2006)
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RAPANOS et ux., et al.
v. UNITED STATES
certiorari to the united states
court of appeals for the sixth circuit
No. 04-1034. Argued February 21,
2006--Decided June 19, 2006*
As relevant here, the Clean Water Act (CWA or Act) makes it
unlawful to discharge dredged or fill material into "navigable
waters" without a permit, 33 U. S. C. §§1311(a), 1342(a), and
defines "navigable waters" as "the waters of the United States,
including the territorial seas," §1362(7). The Army Corps of
Engineers (Corps), which issues permits for the discharge of dredged
or fill material into navigable waters, interprets "the waters of
the United States" expansively to include not only traditional
navigable waters, 33 CFR §328.3(a)(1), but also other defined
waters, §328.3(a)(2), (3); "[t]ributaries" of such waters,
§328.3(a)(5); and wetlands "adjacent" to such waters and
tributaries, §328.3(a)(7). "[A]djacent" wetlands include those
"bordering, contiguous [to], or neighboring" waters of the United
States even when they are "separated from [such] waters ... by
man-made dikes ... and the like." §328.3(c).
These cases involve four Michigan wetlands lying near
ditches or man-made drains that eventually empty into traditional
navigable waters. In No. 04-1034, the United States brought civil
enforcement proceedings against the Rapanos petitioners, who had
backfilled three of the areas without a permit. The District Court
found federal jurisdiction over the wetlands because they were
adjacent to "waters of the United States" and held petitioners
liable for CWA violations. Affirming, the Sixth Circuit found
federal jurisdiction based on the sites' hydrologic connections to
the nearby ditches or drains, or to more remote navigable waters. In
No. 04-1384, the Carabell petitioners were denied a permit to
deposit fill in a wetland that was separated from a drainage ditch
by an impermeable berm. The Carabells sued, but the District Court
found federal jurisdiction over the site. Affirming, the Sixth
Circuit held that the wetland was adjacent to navigable waters.
Held: The judgments are vacated, and the cases are
remanded.
No. 04-1034, 376 F. 3d 629, and No. 04-1384, 391 F. 3d 704,
vacated and remanded.
Justice Scalia, joined by The Chief Justice,
Justice Thomas, and Justice Alito, concluded:
1. The phrase "the waters of the United States" includes
only those relatively permanent, standing or continuously flowing
bodies of water "forming geographic features" that are described in
ordinary parlance as "streams," "oceans, rivers, [and] lakes,"
Webster's New International Dictionary 2882 (2d ed.), and does not
include channels through which water flows intermittently or
ephemerally, or channels that periodically provide drainage for
rainfall. The Corps' expansive interpretation of that phrase is thus
not "based on a permissible construction of the statute."
Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc.,
467 U. S. 837, 843. Pp. 12-21.
(a) While the meaning of "navigable waters" in the CWA
is broader than the traditional definition found in The Daniel
Ball, 10 Wall. 557, see Solid Waste Agency of Northern Cook
Cty. v. Army Corps of Engineers,
531 U. S. 159, 167 (SWANCC); United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121, 133, the CWA authorizes federal jurisdiction only
over "waters." The use of the definite article "the" and the plural
number "waters" show plainly that §1362(7) does not refer to water
in general, but more narrowly to water "[a]s found in streams,"
"oceans, rivers, [and] lakes," Webster's New International
Dictionary 2882 (2d ed.). Those terms all connote relatively
permanent bodies of water, as opposed to ordinarily dry channels
through which water occasionally or intermittently flows. Pp. 12-15.
(b) The Act's use of the traditional phrase "navigable
waters" further confirms that the CWA confers jurisdiction only over
relatively permanent bodies of water. Traditionally, such "waters"
included only discrete bodies of water, and the term still carries
some of its original substance, SWANCC, supra, at 172. This
Court's subsequent interpretation of "the waters of the United
States" in the CWA likewise confirms this limitation. See, e.g.,
Riverside Bayview, supra, at 131. And the CWA itself
categorizes the channels and conduits that typically carry
intermittent flows of water separately from "navigable waters,"
including them in the definition of " 'point sources,' " 33 U. S. C.
§1362(14). Moreover, only the foregoing definition of "waters" is
consistent with CWA's stated policy "to recognize, preserve, and
protect the primary responsibilities and rights of the States ... to
plan the development and use ... of land and water resources ... ."
§1251(b). In addition, "the waters of the United States" hardly
qualifies as the clear and manifest statement from Congress needed
to authorize intrusion into such an area of traditional state
authority as land-use regulation; and to authorize federal action
that stretches the limits of Congress's commerce power. See
SWANCC, supra, at 173. Pp. 15-21.
2. A wetland may not be considered "adjacent to" remote
"waters of the United States" based on a mere hydrologic connection.
Riverside Bayview rested on an inherent ambiguity in
defining where the "water" ends and its abutting ("adjacent")
wetlands begin, permitting the Corps to rely on ecological
considerations only to resolve that ambiguity in favor of treating
all abutting wetlands as waters. Isolated ponds are not "waters of
the United States" in their own right, see SWANCC, supra,
at 167, 171, and present no boundary-drawing problem justifying the
invocation of such ecological factors. Thus, only those wetlands
with a continuous surface connection to bodies that are "waters of
the United States" in their own right, so that there is no clear
demarcation between the two, are "adjacent" to such waters and
covered by the Act. Establishing coverage of the Rapanos and
Carabell sites requires finding that the adjacent channel contains a
relatively permanent "wate[r] of the United States," and that each
wetland has a continuous surface connection to that water, making it
difficult to determine where the water ends and the wetland begins.
Pp. 21-24.
3. Because the Sixth Circuit applied an incorrect standard
to determine whether the wetlands at issue are covered "waters," and
because of the paucity of the record, the cases are remanded for
further proceedings. P. 39.
Justice Kennedy concluded that the Sixth Circuit correctly
recognized that a water or wetland constitutes "navigable waters"
under the Act if it possesses a "significant nexus" to waters that
are navigable in fact or that could reasonably be so made, Solid
Waste Agency of Northern Cook Cty. v. Army Corps of
Engineers,
531 U. S. 159, 167, 172 (SWANCC), but did not consider
all the factors necessary to determine that the lands in question
had, or did not have, the requisite nexus. United States v.
Riverside Bayview Homes, Inc.,
474 U. S. 121, and SWANCC establish the framework for
the inquiry here. The nexus required must be assessed in terms of
the Act's goals and purposes. Congress enacted the law to "restore
and maintain the chemical, physical, and biological integrity of the
Nation's waters," 33 U. S. C. §1251(a), and it pursued that
objective by restricting dumping and filling in "waters of the
United States," §§1311(a), 1362(12). The rationale for the Act's
wetlands regulation, as the Corps has recognized, is that wetlands
can perform critical functions related to the integrity of other
waters--such as pollutant trapping, flood control, and runoff
storage. 33 C. F. R. §320.4(b)(2). Accordingly, wetlands possess the
requisite nexus, and thus come within the statutory phrase
"navigable waters," if the wetlands, alone or in combination with
similarly situated lands in the region, significantly affect the
chemical, physical, and biological integrity of other covered waters
understood as navigable in the traditional sense. When, in contrast,
their effects on water quality are speculative or insubstantial,
they fall outside the zone fairly encompassed by the term "navigable
waters." Because the Corps' theory of jurisdiction in these
cases--adjacency to tributaries, however remote and
insubstantial--goes beyond the Riverside Bayview holding,
its assertion of jurisdiction cannot rest on that case. The breadth
of the Corps' existing standard for tributaries--which seems to
leave room for regulating drains, ditches, and streams remote from
any navigable-in-fact water and carrying only minor water-volumes
toward it--precludes that standard's adoption as the determinative
measure of whether adjacent wetlands are likely to play an important
role in the integrity of an aquatic system comprising navigable
waters as traditionally understood. Absent more specific
regulations, the Corps must establish a significant nexus on a
case-by-case basis when seeking to regulate wetlands based on
adjacency to nonnavigable tributaries, in order to avoid
unreasonable applications of the Act. In the instant cases the
record contains evidence pointing to a possible significant nexus,
but neither the agency nor the reviewing courts considered the issue
in these terms. Thus, the cases should be remanded for further
proceedings. Pp. 1-30.
Scalia, J., announced the judgment of the Court,
and delivered an opinion, in which Roberts, C. J., and
Thomas and Alito, JJ., joined. Roberts, C. J.,
filed a concurring opinion. Kennedy, J., filed an opinion
concurring in the judgment. Stevens, J., filed a dissenting
opinion, in which Souter, Ginsburg, and Breyer, JJ.,
joined. Breyer, J., filed a dissenting opinion.
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Scalia announced the judgment of the Court,
and delivered an opinion, in which The Chief Justice,
Justice Thomas, and Justice Alito join.
In April 1989, petitioner John A. Rapanos backfilled
wetlands on a parcel of land in Michigan that he owned and sought to
develop. This parcel included 54 acres of land with
sometimes-saturated soil conditions. The nearest body of navigable
water was 11 to 20 miles away. 339 F. 3d 447, 449 (CA6 2003) (Rapanos
I). Regulators had informed Mr. Rapanos that his saturated
fields were "waters of the United States," 33 U. S. C. §1362(7),
that could not be filled without a permit. Twelve years of criminal
and civil litigation ensued.
The burden of federal regulation on those who would deposit
fill material in locations denominated "waters of the United States"
is not trivial. In deciding whether to grant or deny a permit, the
U. S. Army Corps of Engineers (Corps) exercises the discretion of an
enlightened despot, relying on such factors as "economics,"
"aesthetics," "recreation," and "in general, the needs and welfare
of the people," 33 CFR §320.4(a) (2004).1
The average applicant for an individual permit spends 788 days and
$271,596 in completing the process, and the average applicant for a
nationwide permit spends 313 days and $28,915--not counting costs of
mitigation or design changes. Sunding & Zilberman, The Economics of
Environmental Regulation by Licensing: An Assessment of Recent
Changes to the Wetland Permitting Process, 42 Natural Resources J.
59, 74-76 (2002). "[O]ver $1.7 billion is spent each year by the
private and public sectors obtaining wetlands permits." Id.,
at 81. These costs cannot be avoided, because the Clean Water Act "impose[s]
criminal liability," as well as steep civil fines, "on a broad range
of ordinary industrial and commercial activities." Hanousek
v. United States,
528 U. S. 1102, 1103 (2000) (Thomas, J., dissenting
from denial of certiorari). In this litigation, for example, for
backfilling his own wet fields, Mr. Rapanos faced 63 months in
prison and hundreds of thousands of dollars in criminal and civil
fines. See United States v. Rapanos, 235 F. 3d
256, 260 (CA6 2000).
The enforcement proceedings against Mr. Rapanos are a small
part of the immense expansion of federal regulation of land use that
has occurred under the Clean Water Act--without any change in the
governing statute--during the past five Presidential
administrations. In the last three decades, the Corps and the
Environmental Protection Agency (EPA) have interpreted their
jurisdiction over "the waters of the United States" to cover
270-to-300 million acres of swampy lands in the United
States--including half of Alaska and an area the size of California
in the lower 48 States. And that was just the beginning. The Corps
has also asserted jurisdiction over virtually any parcel of land
containing a channel or conduit--whether man-made or natural, broad
or narrow, permanent or ephemeral--through which rainwater or
drainage may occasionally or intermittently flow. On this view, the
federally regulated "waters of the United States" include storm
drains, roadside ditches, ripples of sand in the desert that may
contain water once a year, and lands that are covered by floodwaters
once every 100 years. Because they include the land containing storm
sewers and desert washes, the statutory "waters of the United
States" engulf entire cities and immense arid wastelands. In fact,
the entire land area of the United States lies in some drainage
basin, and an endless network of visible channels furrows the entire
surface, containing water ephemerally wherever the rain falls. Any
plot of land containing such a channel may potentially be regulated
as a "water of the United States."
I
Congress passed the Clean Water Act (CWA or Act) in 1972.
The Act's stated objective is "to restore and maintain the chemical,
physical, and biological integrity of the Nation's waters." 86 Stat.
816, 33 U. S. C. §1251(a). The Act also states that "[i]t is the
policy of Congress to recognize, preserve, and protect the primary
responsibilities and rights of States to prevent, reduce, and
eliminate pollution, to plan the development and use (including
restoration, preservation, and enhancement) of land and water
resources, and to consult with the Administrator in the exercise of
his authority under this chapter." §1251(b).
One of the statute's principal provisions is 33 U. S. C.
§1311(a), which provides that "the discharge of any pollutant by any
person shall be unlawful." "The discharge of a pollutant" is defined
broadly to include "any addition of any pollutant to navigable
waters from any point source," §1362(12), and "pollutant" is defined
broadly to include not only traditional contaminants but also solids
such as "dredged spoil, . . . rock, sand, [and] cellar dirt,"
§1362(6). And, most relevant here, the CWA defines "navigable
waters" as "the waters of the United States, including the
territorial seas." §1362(7).
The Act also provides certain exceptions to its prohibition
of "the discharge of any pollutant by any person." §1311(a). Section
1342(a) authorizes the Administrator of the EPA to "issue a permit
for the discharge of any pollutant, ... notwithstanding section
1311(a) of this title." Section 1344 authorizes the Secretary of the
Army, acting through the Corps, to "issue permits ... for the
discharge of dredged or fill material into the navigable waters at
specified disposal sites." §1344(a), (d). It is the discharge of
"dredged or fill material"--which, unlike traditional water
pollutants, are solids that do not readily wash downstream--that we
consider today.
For a century prior to the CWA, we had interpreted the
phrase "navigable waters of the United States" in the Act's
predecessor statutes to refer to interstate waters that are
"navigable in fact" or readily susceptible of being rendered so.
The Daniel Ball, 10 Wall. 557, 563 (1871); see also United
States v. Appalachian Elec. Power Co.,
311 U. S. 377, 406 (1940). After passage of the CWA, the Corps
initially adopted this traditional judicial definition for the Act's
term "navigable waters." See 39 Fed. Reg. 12119, codified at 33 CFR
§209.120(d)(1) (1974); see also Solid Waste Agency of Northern
Cook Cty. v. Army Corps of Engineers,
531 U. S. 159, 168 (2001) (SWANCC). After a District
Court enjoined these regulations as too narrow, Natural
Resources Defense Council, Inc. v. Callaway, 392
F. Supp. 685, 686 (DC 1975), the Corps adopted a far broader
definition. See 40 Fed. Reg. 31324-31325 (1975); 42 Fed. Reg. 37144
(1977). The Corps' new regulations deliberately sought to extend the
definition of "the waters of the United States" to the outer limits
of Congress's commerce power. See id., at 37144, n. 2.
The Corps' current regulations interpret "the waters of the
United States" to include, in addition to traditional interstate
navigable waters, 33 CFR §328.3(a)(1) (2004), "[a]ll interstate
waters including interstate wetlands," §328.3(a)(2); "[a]ll other
waters such as intrastate lakes, rivers, streams (including
intermittent streams), mudflats, sandflats, wetlands, sloughs,
prairie potholes, wet meadows, playa lakes, or natural ponds, the
use, degradation or destruction of which could affect interstate or
foreign commerce," §328.3(a)(3); "[t]ributaries of [such] waters,"
§328.3(a)(5); and "[w]etlands adjacent to [such] waters [and
tributaries] (other than waters that are themselves wetlands),"
§328.3(a)(7). The regulation defines "adjacent" wetlands as those
"bordering, contiguous [to], or neighboring" waters of the United
States. §328.3(c). It specifically provides that "[w]etlands
separated from other waters of the United States by man-made dikes
or barriers, natural river berms, beach dunes and the like are
'adjacent wetlands.' " Ibid.
We first addressed the proper interpretation of 33 U. S. C.
§1362(7)'s phrase "the waters of the United States" in United
States v. Riverside Bayview Homes, Inc.,
474 U. S. 121 (1985). That case concerned a wetland that "was
adjacent to a body of navigable water," because "the area
characterized by saturated soil conditions and wetland vegetation
extended beyond the boundary of respondent's property to ... a
navigable waterway." Id., at 131; see also 33 CFR §328.3(b)
(2004). Noting that "the transition from water to solid ground is
not necessarily or even typically an abrupt one," and that "the
Corps must necessarily choose some point at which water ends and
land begins,"
474 U. S., at 132, we upheld the Corps' interpretation of "the
waters of the United States" to include wetlands that "actually
abut[ted] on" traditional navigable waters. Id., at 135.
Following our decision in Riverside Bayview, the
Corps adopted increasingly broad interpretations of its own
regulations under the Act. For example, in 1986, to "clarify" the
reach of its jurisdiction, the Corps announced the so-called
"Migratory Bird Rule," which purported to extend its jurisdiction to
any intrastate waters "[w]hich are or would be used as habitat" by
migratory birds. 51 Fed. Reg. 41217; see also SWANCC,
supra, at 163-164. In addition, the Corps interpreted its own
regulations to include "ephemeral streams" and "drainage ditches" as
"tributaries" that are part of the "waters of the United States,"
see 33 CFR §328.3(a)(5), provided that they have a perceptible
"ordinary high water mark" as defined in §328.3(e). 65 Fed. Reg.
12823 (2000). This interpretation extended "the waters of the United
States" to virtually any land feature over which rainwater or
drainage passes and leaves a visible mark--even if only "the
presence of litter and debris." 33 CFR §328.3(e). See also U. S.
General Accounting Office, Report to the Chairman, Subcommittee on
Energy Policy, Natural Resources and Regulating Affairs, Committee
on Government Reform, House of Representatives, Waters and Wetlands:
Corps of Engineers Needs to Evaluate Its District Office Practices
in Determining Juris-
diction, GAO-04-297, pp. 20-22 (Feb. 2004) (hereinafter GAO Report),
http://www.gao.gov/new.items/d04297.pdf (all Internet materials as
visited June 9, 2006, and available in Clerk of Court's case file).
Prior to our decision in SWANCC, lower courts upheld the
application of this expansive definition of "tributaries" to such
entities as storm sewers that contained flow to covered waters
during heavy rainfall, United States v. Eidson,
108 F. 3d 1336, 1340-1342 (CA11 1997), and dry arroyos connected to
remote waters through the flow of groundwater over "centuries,"
Quivira Mining Co. v. EPA, 765 F. 2d 126, 129 (CA10
1985).
In SWANCC, we considered the application of the
Corps' "Migratory Bird Rule" to "an abandoned sand and gravel pit in
northern Illinois."
531 U. S., at 162. Observing that "[i]t was the significant
nexus between the wetlands and 'navigable waters' that informed
our reading of the CWA in Riverside Bayview," id.,
at 167 (emphasis added), we held that Riverside Bayview did
not establish "that the jurisdiction of the Corps extends to ponds
that are not adjacent to open water."
531 U. S., at 168 (emphasis deleted). On the contrary, we held
that "nonnavigable, isolated, intrastate waters," id., at
171--which, unlike the wetlands at issue in Riverside Bayview,
did not "actually abu[t] on a navigable waterway,"
531 U. S., at 167--were not included as "waters of the United
States."
Following our decision in SWANCC, the Corps did not
significantly revise its theory of federal jurisdiction under
§1344(a). The Corps provided notice of a proposed rulemaking in
light of SWANCC, 68 Fed. Reg. 1991 (2003), but ultimately
did not amend its published regulations. Because SWANCC did
not directly address tributaries, the Corps notified its field staff
that they "should continue to assert jurisdiction over traditional
navigable waters ... and, generally speaking, their tributary
systems (and adjacent wetlands)." 68 Fed. Reg. 1998. In addition,
because SWANCC did not overrule Riverside Bayview,
the Corps continues to assert jurisdiction over waters
" 'neighboring' " traditional navigable waters and their
tributaries. 68 Fed. Reg. 1997 (quoting 33 CFR §328.3(c) (2003)).
Even after SWANCC, the lower courts have continued
to uphold the Corps' sweeping assertions of jurisdiction over
ephemeral channels and drains as "tributaries." For example, courts
have held that jurisdictional "tributaries" include the
"intermittent flow of surface water through approximately 2.4 miles
of natural streams and manmade ditches (paralleling and crossing
under I-64)," Treacy v. Newdunn Assoc., 344 F. 3d
407, 410 (CA4 2003); a "roadside ditch" whose water took "a winding,
thirty-two-mile path to the Chesapeake Bay," United States
v. Deaton, 332 F. 3d 698, 702 (CA4 2003); irrigation
ditches and drains that intermittently connect to covered waters,
Community Assn. for Restoration of Environment v. Henry
Bosma Dairy, 305 F. 3d 943, 954-955 (CA9 2002); Headwaters,
Inc. v. Talent Irrigation Dist., 243 F. 3d 526, 534
(CA9 2001); and (most implausibly of all) the "washes and arroyos"
of an "arid development site," located in the middle of the desert,
through which "water courses . . . during periods of heavy rain,"
Save Our Sonoran, Inc. v. Flowers, 408 F. 3d 1113,
1118 (CA9 2005).2
These judicial constructions of "tributaries" are not
outliers. Rather, they reflect the breadth of the Corps'
determinations in the field. The Corps' enforcement practices vary
somewhat from district to district because "the definitions used to
make jurisdictional determinations" are deliberately left "vague."
GAO Report 26; see also id., at 22. But district offices of
the Corps have treated, as "waters of the United States," such
typically dry land features as "arroyos, coulees, and washes," as
well as other "channels that might have little water flow in a given
year." Id., at 20-21. They have also applied that
definition to such manmade, intermittently flowing features as
"drain tiles, storm drains systems, and culverts." Id., at
24 (footnote omitted).
In addition to "tributaries," the Corps and the lower courts
have also continued to define "adjacent" wetlands broadly after
SWANCC. For example, some of the Corps' district offices have
concluded that wetlands are "adjacent" to covered waters if they are
hydrologically connected "through directional sheet flow during
storm events," GAO Report 18, or if they lie within the "100-year
floodplain" of a body of water--that is, they are connected to the
navigable water by flooding, on average, once every 100 years,
id., at 17, and n. 16. Others have concluded that presence
within 200 feet of a tributary automatically renders a wetland
"adjacent" and jurisdictional. Id., at 19. And the Corps
has successfully defended such theories of "adjacency" in the
courts, even after SWANCC's excision of "isolated" waters
and wetlands from the Act's coverage. One court has held since
SWANCC that wetlands separated from flood control channels by
70-foot-wide berms, atop which ran maintenance roads, had a
"significant nexus" to covered waters because, inter alia,
they lay "within the 100 year floodplain of tidal waters."
Baccarat Fremont Developers, LLC v. Army Corps of Engineers,
425 F. 3d 1150, 1152, 1157 (CA9 2005). In one of the cases before us
today, the Sixth Circuit held, in agreement with "[t]he majority of
courts," that "while a hydrological connection between the
non-navigable and navigable waters is required, there is no 'direct
abutment' requirement" under SWANCC for " 'adjacency.' "
376 F. 3d 629, 639 (2004) (Rapanos II). And even the most
insubstantial hydrologic connection may be held to constitute a
"significant nexus." One court distinguished SWANCC on the
ground that "a molecule of water residing in one of these pits or
ponds [in SWANCC] could not mix with molecules from other
bodies of water"--whereas, in the case before it, "water molecules
currently present in the wetlands will inevitably flow towards and
mix with water from connecting bodies," and "[a] drop of rainwater
landing in the Site is certain to intermingle with water from the
[nearby river]." United States v. Rueth Development Co.,
189 F. Supp. 2d 874, 877-878 (ND Ind. 2002).
II
In these consolidated cases, we consider whether four
Michigan wetlands, which lie near ditches or man-made drains that
eventually empty into traditional navigable waters, constitute
"waters of the United States" within the meaning of the Act.
Petitioners in No. 04-1034, the Rapanos and their affiliated
businesses, deposited fill material without a permit into wetlands
on three sites near Midland, Michigan: the "Salzburg site," the
"Hines Road site," and the "Pine River site." The wetlands at the
Salzburg site are connected to a man-made drain, which drains into
Hoppler Creek, which flows into the Kawkawlin River, which empties
into Saginaw Bay and Lake Huron. See Brief for United States in No.
04-1034, p. 11; 339 F. 3d, at 449. The wetlands at the Hines Road
site are connected to something called the "Rose Drain," which has a
surface connection to the Tittabawassee River. App. to Pet. for
Cert. in No. 04-1034, pp. A23, B20. And the wetlands at the Pine
River site have a surface connection to the Pine River, which flows
into Lake Huron. Id., at A23-A24, B26. It is not clear
whether the connections between these wetlands and the nearby drains
and ditches are continuous or intermittent, or whether the nearby
drains and ditches contain continuous or merely occasional flows of
water.
The United States brought civil enforcement proceedings
against the Rapanos petitioners. The District Court found that the
three described wetlands were "within federal jurisdiction" because
they were "adjacent to other waters of the United States," and held
petitioners liable for violations of the CWA at those sites.
Id., at B32-B35. On appeal, the United States Court of Appeals
for the Sixth Circuit affirmed, holding that there was federal
jurisdiction over the wetlands at all three sites because "there
were hydrological connections between all three sites and
corresponding adjacent tributaries of navigable waters." 376 F. 3d,
at 643.
Petitioners in No. 04-1384, the Carabells, were denied a
permit to deposit fill material in a wetland located on a triangular
parcel of land about one mile from Lake St. Clair. A man-made
drainage ditch runs along one side of the wetland, separated from it
by a 4-foot-wide man-made berm. The berm is largely or entirely
impermeable to water and blocks drainage from the wetland, though it
may permit occasional overflow to the ditch. The ditch empties into
another ditch or a drain, which connects to Auvase Creek, which
empties into Lake St. Clair. See App. to Pet. for Cert. in No.
04-1384, pp. 2a-3a.
After exhausting administrative appeals, the Carabell
petitioners filed suit in the District Court, challenging the
exercise of federal regulatory jurisdiction over their site. The
District Court ruled that there was federal jurisdiction because the
wetland "is adjacent to neighboring tributaries of navigable waters
and has a significant nexus to 'waters of the United States.' "
Id., at 49a. Again the Sixth Circuit affirmed, holding that the
Carabell wetland was "adjacent" to navigable waters. 391 F. 3d 704,
708 (2004) (Carabell).
We granted certiorari and consolidated the cases, 546 U. S.
___ (2005), to decide whether these wetlands constitute "waters of
the United States" under the Act, and if so, whether the Act is
constitutional.
III
The Rapanos petitioners contend that the terms "navigable
waters" and "waters of the United States" in the Act must be limited
to the traditional definition of The Daniel Ball, which
required that the "waters" be navigable in fact, or susceptible of
being rendered so. See 10 Wall., at 563. But this definition cannot
be applied wholesale to the CWA. The Act uses the phrase "navigable
waters" as a defined term, and the definition is simply
"the waters of the United States." 33 U. S. C. §1362(7). Moreover,
the Act provides, in certain circumstances, for the substitution of
state for federal jurisdiction over "navigable waters ... other
than those waters which are presently used, or are susceptible
to use in their natural condition or by reasonable improvement as a
means to transport interstate or foreign commerce ... including
wetlands adjacent thereto." §1344(g)(1) (emphasis added). This
provision shows that the Act's term "navigable waters" includes
something more than traditional navigable waters. We have twice
stated that the meaning of "navigable waters" in the Act is broader
than the traditional understanding of that term, SWANCC,
531 U. S., at 167; Riverside Bayview,
474 U. S., at 133.3
We have also emphasized, however, that the qualifier "navigable" is
not devoid of significance, SWANCC, supra, at 172.
We need not decide the precise extent to which the
qualifiers "navigable" and "of the United States" restrict the
coverage of the Act. Whatever the scope of these qualifiers, the CWA
authorizes federal jurisdiction only over "waters." 33 U. S. C.
§1362(7). The only natural definition of the term "waters," our
prior and subsequent judicial constructions of it, clear evidence
from other provisions of the statute, and this Court's canons of
construction all confirm that "the waters of the United States" in
§1362(7) cannot bear the expansive meaning that the Corps would give
it.
The Corps' expansive approach might be arguable if the CSA
defined "navigable waters" as "water of the United States." But "the
waters of the United States" is something else. The use of the
definite article ("the") and the plural number ("waters") show
plainly that §1362(7) does not refer to water in general. In this
form, "the waters" refers more narrowly to water "[a]s found in
streams and bodies forming geographical features such as oceans,
rivers, [and] lakes," or "the flowing or moving masses, as of waves
or floods, making up such streams or bodies." Webster's New
International Dictionary 2882 (2d ed. 1954) (hereinafter Webster's
Second).4
On this definition, "the waters of the United States" include only
relatively permanent, standing or flowing bodies of water.5
The definition refers to water as found in "streams," "oceans,"
"rivers," "lakes," and "bodies" of water "forming geographical
features." Ibid. All of these terms connote continuously
present, fixed bodies of water, as opposed to ordinarily dry
channels through which water occasionally or intermittently flows.
Even the least substantial of the definition's terms, namely
"streams," connotes a continuous flow of water in a permanent
channel--especially when used in company with other terms such as
"rivers," "lakes," and "oceans."6
None of these terms encompasses transitory puddles or ephemeral
flows of water.
The restriction of "the waters of the United States" to
exclude channels containing merely intermittent or ephemeral flow
also accords with the commonsense understanding of the term. In
applying the definition to "ephemeral streams," "wet meadows," storm
sewers and culverts, "directional sheet flow during storm events,"
drain tiles, man-made drainage ditches, and dry arroyos in the
middle of the desert, the Corps has stretched the term "waters of
the United States" beyond parody. The plain language of the statute
simply does not authorize this "Land Is Waters" approach to federal
jurisdiction.
In addition, the Act's use of the traditional phrase
"navigable waters" (the defined term) further confirms that it
confers jurisdiction only over relatively permanent bodies
of water. The Act adopted that traditional term from its predecessor
statutes. See SWANCC,
531 U. S., at 180 (Stevens, J., dissenting). On the
traditional understanding, "navigable waters" included only discrete
bodies of water. For example, in The Daniel Ball,
we used the terms "waters" and "rivers" interchangeably. 10 Wall.,
at 563. And in Appalachian Electric, we consistently
referred to the "navigable waters" as "waterways."
311 U. S., at 407-409. Plainly, because such "waters" had to be
navigable in fact or susceptible of being rendered so, the term did
not include ephemeral flows. As we noted in SWANCC, the
traditional term "navigable waters"--even though defined as "the
waters of the United States"--carries some of its original
substance: "[I]t is one thing to give a word limited effect and
quite another to give it no effect whatever."
531 U. S., at 172. That limited effect includes, at bare
minimum, the ordinary presence of water.
Our subsequent interpretation of the phrase "the waters of
the United States" in the CWA likewise confirms this limitation of
its scope. In Riverside Bayview, we stated that the phrase
in the Act referred primarily to "rivers, streams, and other
hydrographic features more conventionally identifiable as 'waters' "
than the wetlands adjacent to such features.
474 U. S., at 131 (emphasis added). We thus echoed the
dictionary definition of "waters" as referring to "streams and
bodies forming geographical features such as oceans,
rivers, [and] lakes." Webster's Second 2882 (emphasis added). Though
we upheld in that case the inclusion of wetlands abutting such a
"hydrographic featur[e]"--principally due to the difficulty of
drawing any clear boundary between the two, see
474 U. S., at 132; Part IV, infra--nowhere did we
suggest that "the waters of the United States" should be expanded to
include, in their own right, entities other than "hydrographic
features more conventionally identifiable as 'waters.' " Likewise,
in both Riverside Bayview and SWANCC, we
repeatedly described the "navigable waters" covered by the Act as
"open water" and "open waters." See Riverside Bayview,
supra, at 132, and n. 8, 134; SWANCC, supra,
at 167, 172. Under no rational interpretation are typically dry
channels described as "open waters."
Most significant of all, the CWA itself categorizes the
channels and conduits that typically carry intermittent flows of
water separately from "navigable waters," by including them in the
definition of " 'point source.' " The Act defines " 'point source' "
as "any discernible, confined and discrete conveyance, including but
not limited to any pipe, ditch, channel, tunnel, conduit, well,
discrete fissure, container, rolling stock, concentrated animal
feeding operation, or vessel or other floating craft, from which
pollutants are or may be discharged." 33 U. S. C. §1362(14). It also
defines " 'discharge of a pollutant' " as "any addition of any
pollutant to navigable waters from any point
source." §1362(12)(A) (emphases added). The definitions thus
conceive of "point sources" and "navigable waters" as separate and
distinct categories. The definition of "discharge" would make little
sense if the two categories were significantly overlapping. The
separate classification of "ditch[es], channel[s], and conduit[s]"--which
are terms ordinarily used to describe the watercourses through which
intermittent waters typically flow--shows that these are,
by and large, not "waters of the United States."7
Moreover, only the foregoing definition of "waters" is
consistent with the CWA's stated "policy of Congress to recognize,
preserve, and protect the primary responsibilities and rights of the
States to prevent, reduce, and eliminate pollution, [and] to plan
the development and use (including restoration, preservation, and
enhancement) of land and water resources ... ." §1251(b). This
statement of policy was included in the Act as enacted in 1972, see
86 Stat. 816, prior to the addition of the optional state
administration program in the 1977 amendments, see 91 Stat. 1601.
Thus the policy plainly referred to something beyond the
subsequently added state administration program of 33 U. S. C.
§1344(g)-(l). But the expansive theory advanced by the
Corps, rather than "preserv[ing] the primary rights and
responsibilities of the States," would have brought virtually all "plan[ning
of] the development and use . . . of land and water resources" by
the States under federal control. It is therefore an unlikely
reading of the phrase "the waters of the United States."8
Even if the phrase "the waters of the United States" were
ambiguous as applied to intermittent flows, our own canons of
construction would establish that the Corps' interpretation of the
statute is impermissible. As we noted in SWANCC, the
Government's expansive interpretation would "result in a significant
impingement of the States' traditional and primary power over land
and water use."
531 U. S., at 174. Regulation of land use, as through the
issuance of the development permits sought by petitioners in both of
these cases, is a quintessential state and local power. See FERC
v. Mississippi,
456 U. S. 742, 768, n. 30 (1982); Hess v. Port
Authority Trans-Hudson Corporation,
513 U. S. 30, 44 (1994). The extensive federal jurisdiction
urged by the Government would authorize the Corps to function as a
de facto regulator of immense stretches of intrastate
land--an authority the agency has shown its willingness to exercise
with the scope of discretion that would befit a local zoning board.
See 33 CFR §320.4(a)(1) (2004). We ordinarily expect a "clear and
manifest" statement from Congress to authorize an unprecedented
intrusion into traditional state authority. See BFP v.
Resolution Trust Corporation,
511 U. S. 531, 544 (1994). The phrase "the waters of the United
States" hardly qualifies.
Likewise, just as we noted in SWANCC, the Corps'
interpretation stretches the outer limits of Congress's commerce
power and raises difficult questions about the ultimate scope of
that power. See
531 U. S., at 173. (In developing the current regulations, the
Corps consciously sought to extend its authority to the farthest
reaches of the commerce power. See 42 Fed. Reg. 37127 (1977).) Even
if the term "the waters of the United States" were ambiguous as
applied to channels that sometimes host ephemeral flows of water
(which it is not), we would expect a clearer statement from Congress
to authorize an agency theory of jurisdiction that presses the
envelope of constitutional validity. See Edward J. DeBartolo
Corp. v. Florida Gulf Coast Building & Constr. Trades
Council,
485 U. S. 568, 575 (1988).9
In sum, on its only plausible interpretation, the phrase
"the waters of the United States" includes only those relatively
permanent, standing or continuously flowing bodies of water "forming
geographic features" that are described in ordinary parlance as
"streams[,] ... oceans, rivers, [and] lakes." See Webster's Second
2882. The phrase does not include channels through which water flows
intermittently or ephemerally, or channels that periodically provide
drainage for rainfall. The Corps' expansive interpretation of the
"the waters of the United States" is thus not "based on a
permissible construction of the statute." Chevron U. S. A. Inc.
v. Natural Resources Defense Council, Inc.,
467 U. S. 837, 843 (1984).
IV
In Carabell, the Sixth Circuit held that the nearby
ditch constituted a "tributary" and thus a "water of the United
States" under 33 CFR §328.3(a)(5) (2004). See 391 F. 3d, at 708-709.
Likewise in Rapanos, the Sixth Circuit held that the nearby
ditches were "tributaries" under §328(a)(5). 376 F. 3d, at 643. But
Rapanos II also stated that, even if the ditches were not
"waters of the United States," the wetlands were "adjacent" to
remote traditional navigable waters in virtue of the wetlands'
"hydrological connection" to them. See id., at 639-640.
This statement reflects the practice of the Corps' district offices,
which may "assert jurisdiction over a wetland without regulating the
ditch connecting it to a water of the United States." GAO Report 23.
We therefore address in this Part whether a wetland may be
considered "adjacent to" remote "waters of the United States,"
because of a mere hydrologic connection to them.
In Riverside Bayview, we noted the textual
difficulty in including "wetlands" as a subset of "waters": "On a
purely linguistic level, it may appear unreasonable to classify
'lands,' wet or otherwise, as 'waters.' "
474 U. S., at 132. We acknowledged, however, that there was an
inherent ambiguity in drawing the boundaries of any "waters":
"[T]he Corps must necessarily choose some point at which water
ends and land begins. Our common experience tells us that this is
often no easy task: the transition from water to solid ground is
not necessarily or even typically an abrupt one. Rather, between
open waters and dry land may lie shallows, marshes, mudflats,
swamps, bogs--in short, a huge array of areas that are not wholly
aquatic but nevertheless fall far short of being dry land. Where
on this continuum to find the limit of 'waters' is far from
obvious." Ibid.
Because of this inherent ambiguity, we deferred to the
agency's inclusion of wetlands "actually abut[ting]" traditional
navigable waters: "Faced with such a problem of defining the bounds
of its regulatory authority," we held, the agency could reasonably
conclude that a wetland that "adjoin[ed]" waters of the United
States is itself a part of those waters. Id., at 132, 135,
and n. 9. The difficulty of delineating the boundary between water
and land was central to our reasoning in the case: "In view of the
breadth of federal regulatory authority contemplated by the Act
itself and the inherent difficulties of defining precise bounds
to regulable waters, the Corps' ecological judgment about the
relationship between waters and their adjacent wetlands provides an
adequate basis for a legal judgment that adjacent wetlands may be
defined as waters under the Act." Id., at 134 (emphasis
added).10
When we characterized the holding of Riverside Bayview
in SWANCC, we referred to the close connection between
waters and the wetlands that they gradually blend into: "It was the
significant nexus between the wetlands and 'navigable
waters' that informed our reading of the CWA in Riverside
Bayview Homes."
531 U. S., at 167 (emphasis added). In particular, SWANCC
rejected the notion that the ecological considerations upon which
the Corps relied in Riverside Bayview--and upon which the
dissent repeatedly relies today, see post, at 10-11, 12,
13-14, 15, 18-19, 21-22, 24-25--provided an independent
basis for including entities like "wetlands" (or "ephemeral
streams") within the phrase "the waters of the United States."
SWANCC found such ecological considerations irrelevant to the
question whether physically isolated waters come within the Corps'
jurisdiction. It thus confirmed that Riverside Bayview
rested upon the inherent ambiguity in defining where water ends and
abutting ("adjacent") wetlands begin, permitting the Corps' reliance
on ecological considerations only to resolve that ambiguity
in favor of treating all abutting wetlands as waters. Isolated ponds
were not "waters of the United States" in their own right, see
531 U. S., at 167, 171, and presented no boundary-drawing
problem that would have justified the invocation of ecological
factors to treat them as such.
Therefore, only those wetlands with a continuous
surface connection to bodies that are "waters of the United States"
in their own right, so that there is no clear demarcation between
"waters" and wetlands, are "adjacent to" such waters and covered by
the Act. Wetlands with only an intermittent, physically remote
hydrologic connection to "waters of the United States" do not
implicate the boundary-drawing problem of Riverside Bayview,
and thus lack the necessary connection to covered waters that we
described as a "significant nexus" in SWANCC.
531 U. S., at 167. Thus, establishing that wetlands such as
those at the Rapanos and Carabell sites are covered by the Act
requires two findings: First, that the adjacent channel contains a "wate[r]
of the United States," (i.e., a relatively permanent body
of water connected to traditional interstate navigable waters); and
second, that the wetland has a continuous surface connection with
that water, making it difficult to determine where the "water" ends
and the "wetland" begins.
V
Respondents and their amici urge that such
restrictions on the scope of "navigable waters" will frustrate
enforcement against traditional water polluters under 33 U. S. C.
§§1311 and 1342. Because the same definition of "navigable waters"
applies to the entire statute, respondents contend that water
polluters will be able to evade the permitting requirement of
§1342(a) simply by discharging their pollutants into noncovered
intermittent watercourses that lie upstream of covered waters. See
Tr. of Oral Arg. 74-75.
That is not so. Though we do not decide this issue, there is
no reason to suppose that our construction today significantly
affects the enforcement of §1342, inasmuch as lower courts applying
§1342 have not characterized intermittent channels as "waters of the
United States." The Act does not forbid the "addition of any
pollutant directly to navigable waters from any point
source," but rather the "addition of any pollutant to
navigable waters." §1362(12)(A) (emphasis added); §1311(a). Thus,
from the time of the CWA's enactment, lower courts have held that
the discharge into intermittent channels of any pollutant that
naturally washes downstream likely violates §1311(a), even if
the pollutants discharged from a point source do not emit "directly
into" covered waters, but pass "through conveyances" in between.
United States v. Velsicol Chemical Corp., 438 F. Supp.
945, 946-947 (WD Tenn. 1976) (a municipal sewer system separated the
"point source" and covered navigable waters). See also Sierra
Club v. El Paso Gold Mines, Inc., 421 F. 3d 1133,
1137, 1141 (CA10 2005) (2.5 miles of tunnel separated the "point
source" and "navigable waters").
In fact, many courts have held that such upstream,
intermittently flowing channels themselves constitute "point
sources" under the Act. The definition of "point source" includes
"any pipe, ditch, channel, tunnel, conduit, well, discrete fissure,
container, rolling stock, concentrated animal feeding operation, or
vessel or other floating craft, from which pollutants are or may be
discharged." 33 U. S. C. §1362(14). We have held that the Act "makes
plain that a point source need not be the original source of the
pollutant; it need only convey the pollutant to 'navigable
waters.' " South Fla. Water Management Dist. v.
Miccosukee Tribe,
541 U. S. 95, 105 (2004). Cases holding the intervening channel
to be a point source include United States v. Ortiz,
427 F. 3d 1278, 1281 (CA10 2005) (a storm drain that carried flushed
chemicals from a toilet to the Colorado River was a "point source"),
and Dague v. Burlington, 935 F. 2d 1343, 1354-1355
(CA2 1991) (a culvert connecting two bodies of navigable water was a
"point source"), rev'd on other grounds,
505 U. S. 557 (1992). Some courts have even adopted both the
"indirect discharge" rationale and the "point source" rationale in
the alternative, applied to the same facts. See, e.g.,
Concerned Area Residents for Environment v. Southview Farm,
34 F. 3d 114, 118-119 (CA2 1994). On either view, however, the lower
courts have seen no need to classify the intervening conduits as
"waters of the United States."
In contrast to the pollutants normally covered by the
permitting requirement of §1342(a), "dredged or fill material,"
which is typically deposited for the sole purpose of staying put,
does not normally wash downstream,11
and thus does not normally constitute an "addition ... to navigable
waters" when deposited in upstream isolated wetlands. §§1344(a),
1362(12). The Act recognizes this distinction by providing a
separate permitting program for such discharges in §1344(a). It does
not appear, therefore, that the interpretation we adopt today
significantly reduces the scope of §1342 of the Act.
Respondents also urge that the narrower interpretation of
"waters" will impose a more difficult burden of proof in enforcement
proceedings under §§1311(a) and 1342(a), by requiring the agency to
demonstrate the downstream flow of the pollutant along the
intermittent channel to traditional "waters." See Tr. of Oral Arg.
57. But, as noted above, the lower courts do not generally rely on
characterization of intervening channels as "waters of the United
States" in applying §1311 to the traditional pollutants subject to
§1342. Moreover, the proof of downstream flow of pollutants required
under §1342 appears substantially similar, if not identical, to the
proof of a hydrologic connection that would be required, on the
Sixth Circuit's theory of jurisdiction, to prove that an upstream
channel or wetland is a "wate[r] of the United States." See
Rapanos II, 376 F. 3d, at 639. Compare, e.g., App. to
Pet. for Cert. in No. 04-1034, at B11, B20, B26 (testimony of
hydrologic connections based on observation of surface water
connections), with Southview Farm, supra, at
118-121 (testimony of discharges based on observation of the flow of
polluted water). In either case, the agency must prove that the
contaminant-laden waters ultimately reach covered waters.
Finally, respondents and many amici admonish that
narrowing the definition of "the waters of the United States" will
hamper federal efforts to preserve the Nation's wetlands. It is not
clear that the state and local conservation efforts that the CWA
explicitly calls for, see 33 U. S. C. §1251(b), are in any way
inadequate for the goal of preservation. In any event, a
Comprehensive National Wetlands Protection Act is not before us, and
the "wis[dom]" of such a statute, post, at 19 (opinion of
Stevens, J.), is beyond our ken. What is clear, however, is
that Congress did not enact one when it granted the Corps
jurisdiction over only "the waters of the United States."
VI
In an opinion long on praise of environmental protection and
notably short on analysis of the statutory text and structure, the
dissent would hold that "the waters of the United States" include
any wetlands "adjacent" (no matter how broadly defined) to
"tributaries" (again, no matter how broadly defined) of traditional
navigable waters. For legal support of its policy-laden conclusion,
the dissent relies exclusively on two sources: "[o]ur unanimous
opinion in Riverside Bayview," post, at 6; and
"Congress' deliberate acquiescence in the Corps' regulations in
1977," post, at 11. Each of these is demonstrably
inadequate to support the apparently limitless scope that the
dissent would permit the Corps to give to the Act.
A
The dissent's assertion that Riverside Bayview
"squarely controls these cases," post, at 6, is wholly
implausible. First, Riverside Bayview could not possibly
support the dissent's acceptance of the Corps' inclusion of dry beds
as "tributaries," post, at 19, because the definition of
tributaries was not at issue in that case. Riverside Bayview
addressed only the Act's inclusion of wetlands abutting
navigable-in-fact waters, and said nothing at all about what
non-navigable tributaries the Act might also cover.
Riverside Bayview likewise provides no support for
the dissent's complacent acceptance of the Corps' definition of
"adjacent," which (as noted above) has been extended beyond reason
to include, inter alia, the 100-year floodplain of covered
waters. See supra, at 9. The dissent notes that
Riverside Bayview quoted without comment the Corps' description
of "adjacent" wetlands as those "that form the border of or are in
reasonable proximity to other waters of the United States." Post,
at 8 (citing
474 U. S., at 134 (quoting 42 Fed. Reg. 37128)). As we have
already discussed, this quotation provides no support for the
inclusion of physically unconnected wetlands as covered "waters."
See supra, at 22-23, n. 10. The dissent relies principally
on a footnote in Riverside Bayview recognizing that " 'not
every adjacent wetland is of great importance to the environment of
adjoining bodies of water,' " and that all " 'adjacent' " wetlands
are nevertheless covered by the Act, post, at 8 (quoting
474 U. S., at 135, n. 9). Of course, this footnote says
nothing to support the dissent's broad definition of
"adjacent"--quite the contrary, the quoted sentence uses "adjacent"
and "adjoining" interchangeably, and the footnote qualifies
a sentence holding that the wetland was covered "[b]ecause"
it "actually abut[ted] on a navigable waterway." Id., at
135 (emphasis added). Moreover, that footnote's assertion that the
Act may be interpreted to include even those adjoining wetlands that
are "lacking in importance to the aquatic environment," id.,
at 135, n. 9, confirms that the scope of ambiguity of "the waters of
the United States" is determined by a wetland's physical
connection to covered waters, not its ecological
relationship thereto.
The dissent reasons (1) that Riverside Bayview held
that "the waters of the United States" include "adjacent wetlands,"
and (2) we must defer to the Corps' interpretation of the ambiguous
word "adjacent." Post, at 20-21. But this is mere
legerdemain. The phrase "adjacent wetlands" is not part of the
statutory definition that the Corps is authorized to interpret,
which refers only to "the waters of the United States," 33 U. S. C.
§1362(7).12
In expounding the term "adjacent" as used in Riverside Bayview,
we are explaining our own prior use of that word to
interpret the definitional phrase "the waters of the United States."
However ambiguous the term may be in the abstract, as we have
explained earlier, "adjacent" as used in Riverside Bayview
is not ambiguous between "physically abutting" and merely "nearby."
See supra, at 21-23.
The dissent would distinguish SWANCC on the ground
that it "had nothing to say about wetlands," post, at 9--i.e.,
it concerned "isolated ponds" rather than isolated
wetlands. This is the ultimate distinction without a
difference. If isolated "permanent and seasonal ponds of varying
size ... and depth,"
531 U. S., at 163--which, after all, might at least be described
as "waters" in their own right--did not constitute "waters of the
United States," a fortiori, isolated swampy lands
do not constitute "waters of the United States." See also
474 U. S., at 132. As the author of today's dissent has written,
"[i]f, as I believe, actually navigable waters lie at the very heart
of Congress' commerce power and 'isolated,' nonnavigable waters lie
closer to ... the margin, 'isolated wetlands,' which are themselves
only marginally 'waters,' are the most marginal category of 'waters
of the United States' potentially covered by the statute."
531 U. S., at 187, n. 13 (Stevens, J., dissenting).
The only other ground that the dissent offers to distinguish
SWANCC is that, unlike the ponds in SWANCC, the
wetlands in these cases are "adjacent to navigable bodies of water
and their tributaries"--where "adjacent" may be interpreted
who-knows-how broadly. It is not clear why roughly defined physical
proximity should make such a difference--without actual abutment, it
raises no boundary-drawing ambiguity, and it is undoubtedly a poor
proxy for ecological significance. In fact, though the dissent is
careful to restrict its discussion to wetlands "adjacent" to
tributaries, its reasons for including those wetlands are
strictly ecological--such wetlands would be included because they
"serve ... important water quality roles," post, at 11, and
"play important roles in the watershed," post, at 18-19.
This reasoning would swiftly overwhelm SWANCC altogether;
after all, the ponds at issue in SWANCC could, no less than
the wetlands in these cases, "offer 'nesting, spawning, rearing and
resting sites for aquatic or land species,' " and " 'serve as
valuable storage areas for storm and flood waters,' " post,
at 9-10. The dissent's exclusive focus on ecological factors,
combined with its total deference to the Corps' ecological
judgments, would permit the Corps to regulate the entire country as
"waters of the United States."
B
Absent a plausible ground in our case law for its sweeping
position, the dissent relies heavily on "Congress' deliberate
acquiescence in the Corps' regulations in 1977," post, at
11--noting that "[w]e found [this acquiescence] significant in
Riverside Bayview," and even "acknowledged in SWANCC"
that we had done so, post, at 12. SWANCC
"acknowledged" that Riverside Bayview had relied on
congressional acquiescence only to criticize that reliance. It
reasserted in no uncertain terms our oft-expressed skepticism
towards reading the tea leaves of congressional inaction:
"Although we have recognized congressional acquiescence to
administrative interpretations of a statute in some situations, we
have done so with extreme care. Failed legislative proposals are a
particularly dangerous ground on which to rest an interpretation
of a prior statute. ... The relationship between the actions and
inactions of the 95th Congress and the intent of the 92d Congress
in passing [§1344(a)] is also considerably attenuated. Because
subsequent history is less illuminating than the contemporaneous
evidence, respondents face a difficult task in overcoming the
plain text and import of [§1344(a)]."
531 U. S., at 169 (citations, internal quotation marks, and
footnote omitted).
Congress takes no governmental action except by legislation.
What the dissent refers to as "Congress' deliberate acquiescence"
should more appropriately be called Congress's failure to express
any opinion. We have no idea whether the Members' failure to act in
1977 was attributable to their belief that the Corps' regulations
were correct, or rather to their belief that the courts would
eliminate any excesses, or indeed simply to their unwillingness to
confront the environmental lobby. To be sure, we have sometimes
relied on congressional acquiescence when there is evidence that
Congress considered and rejected the "precise issue"
presented before the Court, Bob Jones Univ. v. United
States,
461 U. S. 574, 600 (1983) (emphasis added). However, "[a]bsent
such overwhelming evidence of acquiescence, we are loath to
replace the plain text and original understanding of a statute with
an amended agency interpretation." SWANCC, supra,
at 169, n. 5 (emphasis added).
The dissent falls far short of producing "overwhelming
evidence" that Congress considered and failed to act upon the
"precise issue" before the Court today--namely, what constitutes an
"adjacent" wetland covered by the Act. Citing Riverside Bayview's
account of the 1977 debates, the dissent claims nothing more than
that Congress "conducted extensive debates about the Corps'
regulatory jurisdiction over wetlands [and] rejected efforts to
limit that jurisdiction ... ." Post, at 11. In fact, even
that vague description goes too far. As recounted in Riverside
Bayview, the 1977 debates concerned a proposal to "limi[t] the
Corps' authority under [§1344] to waters navigable in fact and their
adjacent wetlands (defined as wetlands periodically inundated by
contiguous navigable waters),"
474 U. S., at 136. In rejecting this proposal, Congress merely
failed to enact a limitation of "waters" to include only
navigable-in-fact waters--an interpretation we affirmatively reject
today, see supra, at 12--and a definition of wetlands based
on "periodi[c] inundat[ion]" that appears almost nowhere in the
briefs or opinions of these cases.13
No plausible interpretation of this legislative inaction can
construe it as an implied endorsement of every jot and tittle of the
Corps' 1977 regulations. In fact, Riverside Bayview itself
relied on this legislative inaction only as "at least some evidence
of the reasonableness" of the agency's inclusion of adjacent
wetlands under the Act,
474 U. S., at 137, and for the observation that "even those who
would have restricted the reach of the Corps' jurisdiction" would
not have excised adjacent wetlands, ibid. Both of these
conclusions are perfectly consistent with our interpretation, and
neither illuminates the disputed question of what constitutes an
"adjacent" wetland.
C
In a curious appeal to entrenched Executive error, the
dissent contends that "the appropriateness of the Corps' 30-year
implementation of the Clean Water Act should be addressed to
Congress or the Corps rather than to the Judiciary." Post,
at 14; see also post, at 2, 22. Surely this is a novel
principle of administrative law--a sort of 30-year adverse
possession that insulates disregard of statutory text from judicial
review. It deservedly has no precedent in our jurisprudence. We did
not invoke such a principle in SWANCC, when we invalidated
one aspect of the Corps' implementation.
The dissent contends that "[b]ecause there is ambiguity in
the phrase 'waters of the United States' and because interpreting it
broadly to cover such ditches and streams advances the purpose of
the Act, the Corps' approach should command our deference."
Post, at 19. Two defects in a single sentence: "[W]aters of the
United States" is in some respects ambiguous. The scope
of that ambiguity, however, does not conceivably extend to
whether storm drains and dry ditches are "waters," and hence does
not support the Corps' interpretation. And as for advancing "the
purpose of the Act": We have often criticized that last resort of
extravagant interpretation, noting that no law pursues its purpose
at all costs, and that the textual limitations upon a law's scope
are no less a part of its "purpose" than its substantive
authorizations. See, e.g., Director, Office of Workers'
Compensation Programs v. Newport News Shipbuilding & Dry
Dock Co.,
514 U. S. 122, 135-136 (1995).
Finally, we could not agree more with the dissent's
statement, post, at 14, that "[w]hether the benefits of
particular conservation measures outweigh their costs is a classic
question of public policy that should not be answered by appointed
judges." Neither, however, should it be answered by appointed
officers of the Corps of Engineers in contradiction of congressional
direction. It is the dissent's opinion, and not ours, which appeals
not to a reasonable interpretation of enacted text, but to the great
environmental benefits that a patently unreasonable interpretation
can achieve. We have begun our discussion by mentioning, to be sure,
the high costs imposed by that interpretation--but they are in no
way the basis for our decision, which rests, plainly and simply,
upon the limited meaning that can be borne by the phrase "waters of
the United States."
VII
Justice Kennedy's opinion concludes that our
reading of the Act "is inconsistent with its text, structure, and
purpose." Post, at 19. His own opinion, however, leaves the
Act's "text" and "structure" virtually unaddressed, and rests its
case upon an interpretation of the phrase "significant nexus,"
ibid., which appears in one of our opinions.
To begin with, Justice Kennedy's reading of
"significant nexus" bears no easily recognizable relation to either
the case that used it (SWANCC) or to the earlier case that
that case purported to be interpreting (Riverside Bayview).
To establish a "significant nexus," Justice Kennedy would
require the Corps to "establish ... on a case-by-case basis" that
wetlands adjacent to nonnavigable tributaries "significantly affect
the chemical, physical, and biological integrity of other covered
waters more readily understood as 'navigable.' " Post, at
25, 23. This standard certainly does not come from Riverside
Bayview, which explicitly rejected such case-by-case
determinations of ecological significance for the jurisdictional
question whether a wetland is covered, holding instead that all
physically connected wetlands are covered.
474 U. S., at 135, n. 9. It is true enough that one reason for
accepting that physical-connection criterion was the likelihood that
a physically connected wetland would have an ecological effect upon
the adjacent waters. But case-by-case determination of ecological
effect was not the test. Likewise, that test cannot be
derived from SWANCC's characterization of Riverside
Bayview, which emphasized that the wetlands which possessed a
"significant nexus" in that earlier case "actually abutted on a
navigable waterway,"
531 U. S., at 167, and which specifically rejected the
argument that physically unconnected ponds could be included based
on their ecological connection to covered waters. In fact,
Justice Kennedy acknowledges that neither Riverside Bayview
nor SWANCC required, for wetlands abutting
navigable-in-fact waters, the case-by-case ecological determination
that he proposes for wetlands that neighbor nonnavigable
tributaries. See post, at 23. Thus, Justice Kennedy
misreads SWANCC's "significant nexus" statement as
mischaracterizing Riverside Bayview to adopt a case-by-case
test of ecological significance; and then transfers that standard to
a context that Riverside Bayview expressly declined to
address (namely, wetlands nearby non-navigable tributaries); while
all the time conceding that this standard does not apply in
the context that Riverside Bayview did address
(wetlands abutting navigable waterways). Truly, this is "turtles all
the way down."14
But misreading our prior decisions is not the principal
problem. The principal problem is reading them in utter isolation
from the text of the Act. One would think, after reading Justice
Kennedy's exegesis, that the crucial provision of the
text of the CWA was a jurisdictional requirement of "significant
nexus" between wetlands and navigable waters. In fact, however, that
phrase appears nowhere in the Act, but is taken from SWANCC's
cryptic characterization of the holding of Riverside Bayview.
Our interpretation of the phrase is both consistent with
those opinions and compatible with what the Act does
establish as the jurisdictional criterion: "waters of the
United States." Wetlands are "waters of the United States" if they
bear the "significant nexus" of physical connection, which makes
them as a practical matter indistinguishable from waters of
the United States. What other nexus could conceivably cause
them to be "waters of the United States"? Justice
Kennedy's test is that they, "either alone or in combination
with similarly situated lands in the region, significantly
affect the chemical, physical, and biological integrity of
other covered waters more readily understood as 'navigable,' "
post, at 23 (emphasis added). But what possible linguistic
usage would accept that whatever (alone or in combination)
affects waters of the United States is waters of the
United States?
Only by ignoring the text of the statute and by assuming
that the phrase of SWANCC ("significant nexus") can
properly be interpreted in isolation from that text does
Justice Kennedy reach the conclusion he has arrived at.
Instead of limiting its meaning by reference to the text it was
applying, he purports to do so by reference to what he calls the
"purpose" of the statute. Its purpose is to clean up the waters of
the United States, and therefore anything that might "significantly
affect" the purity of those waters bears a "significant nexus" to
those waters, and thus (he never says this, but the text of the
statute demands that he mean it) is those waters. This is
the familiar tactic of substituting the purpose of the statute for
its text, freeing the Court to write a different statute that
achieves the same purpose. To begin with, as we have discussed
earlier, clean water is not the only purpose of the
statute. So is the preservation of primary state responsibility for
ordinary land-use decisions. 33 U. S. C. §1251(b). Justice
Kennedy's test takes no account of this purpose. More
fundamentally, however, the test simply rewrites the statute, using
for that purpose the gimmick of "significant nexus." It would have
been an easy matter for Congress to give the Corps jurisdiction over
all wetlands (or, for that matter, all dry lands) that
"significantly affect the chemical, physical, and biological
integrity of " waters of the United States. It did not do that, but
instead explicitly limited jurisdiction to "waters of the United
States."
Justice Kennedy's disposition would
disallow some of the Corps' excesses, and in that respect is a more
moderate flouting of statutory command than Justice Stevens'.15
In another respect, however, it is more extreme. At least
Justice Stevens can blame his implausible reading of the
statute upon the Corps. His error consists of giving that agency
more deference than reason permits. Justice Kennedy,
however, has devised his new statute all on his own. It purports to
be, not a grudging acceptance of an agency's close-to-the-edge
expansion of its own powers, but rather the most reasonable
interpretation of the law. It is far from that, unless whatever
affects waters is waters.
VIII
Because the Sixth Circuit applied the wrong standard to
determine if these wetlands are covered "waters of the United
States," and because of the paucity of the record in both of these
cases, the lower courts should determine, in the first instance,
whether the ditches or drains near each wetland are "waters" in the
ordinary sense of containing a relatively permanent flow; and (if
they are) whether the wetlands in question are "adjacent" to these
"waters" in the sense of possessing a continuous surface connection
that creates the boundary-drawing problem we addressed in
Riverside Bayview.
* * *
We vacate the judgments of the Sixth Circuit in both No.
04-1034 and No. 04-1384, and remand both cases for further
proceedings.
It is so ordered.
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Chief Justice Roberts, concurring.
Five years ago, this Court rejected the position of the Army
Corps of Engineers on the scope of its authority to regulate
wetlands under the Clean Water Act, 86 Stat. 816, as amended, 33
U. S. C. §1251 et seq. Solid Waste Agency of Northern
Cook Cty. v. Army Corps of Engineers,
531 U. S. 159 (2001) (SWANCC). The Corps had taken the
view that its authority was essentially limitless; this Court
explained that such a boundless view was inconsistent with the
limiting terms Congress had used in the Act. Id., at
167-174.
In response to the SWANCC decision, the Corps and
the Environmental Protection Agency (EPA) initiated a rulemaking to
consider "issues associated with the scope of waters that are
subject to the Clean Water Act (CWA), in light of the U. S. Supreme
Court decision in [SWANCC]." 68 Fed. Reg. 1991 (2003). The
"goal of the agencies" was "to develop proposed regulations that
will further the public interest by clarifying what waters are
subject to CWA jurisdiction and affording full protection to these
waters through an appropriate focus of Federal and State resources
consistent with the CWA." Ibid.
Agencies delegated rulemaking authority under a statute such
as the Clean Water Act are afforded generous leeway by the courts in
interpreting the statute they are entrusted to administer. See
Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc.,
467 U. S. 837, 842-845 (1984). Given the broad, somewhat
ambiguous, but nonetheless clearly limiting terms Congress employed
in the Clean Water Act, the Corps and the EPA would have enjoyed
plenty of room to operate in developing some notion of an
outer bound to the reach of their authority.
The proposed rulemaking went nowhere. Rather than refining
its view of its authority in light of our decision in SWANCC,
and providing guidance meriting deference under our generous
standards, the Corps chose to adhere to its essentially boundless
view of the scope of its power. The upshot today is another defeat
for the agency.
It is unfortunate that no opinion commands a majority of the
Court on precisely how to read Congress' limits on the reach of the
Clean Water Act. Lower courts and regulated entities will now have
to feel their way on a case-by-case basis. This situation is
certainly not unprecedented. See Grutter v. Bollinger,
539 U. S. 306, 325 (2003) (discussing Marks v.
United States,
430 U. S. 188 (1977)). What is unusual in this instance,
perhaps, is how readily the situation could have been avoided.*
JOHN A. RAPANOS, et ux., et al.,
PETITIONERS
04-1034 v.
UNITED STATES
JUNE CARABELL et al., PETITIONERS
04-1384 v.
UNITED STATES ARMY CORPS OF ENGINEERS et al.
on writs of certiorari to the united states court
of
appeals for the sixth circuit
[June 19, 2006]
Justice Kennedy, concurring in the judgment.
These consolidated cases require the Court to decide whether
the term "navigable waters" in the Clean Water Act extends to
wetlands that do not contain and are not adjacent to waters that are
navigable in fact. In Solid Waste Agency of Northern Cook Cty.
v. Army Corps of Engineers,
531 U. S. 159 (2001) (SWANCC), the Court held, under
the circumstances presented there, that to constitute " 'navigable
waters' " under the Act, a water or wetland must possess a
"significant nexus" to waters that are or were navigable in fact or
that could reasonably be so made. Id., at 167, 172. In the
instant cases neither the plurality opinion nor the dissent by
Justice Stevens chooses to apply this test; and though
the Court of Appeals recognized the test's applicability, it did not
consider all the factors necessary to determine whether the lands in
question had, or did not have, the requisite nexus. In my view the
cases ought to be remanded to the Court of Appeals for proper
consideration of the nexus requirement.
I
Although both the plurality opinion and the dissent by
Justice Stevens (hereinafter the dissent) discuss the
background of these cases in some detail, a further discussion of
the relevant statutes, regulations, and facts may clarify the
analysis suggested here.
A
The "objective" of the Clean Water Act (Act), is "to restore
and maintain the chemical, physical, and biological integrity of the
Nation's waters." 33 U. S. C. §1251(a). To that end, the statute,
among other things, prohibits "the discharge of any pollutant by any
person" except as provided in the Act. §1311(a). As relevant here,
the term "discharge of a pollutant" means "any addition of any
pollutant to navigable waters from any point source." §1362(12). The
term "pollutant" is defined as "dredged spoil, solid waste,
incinerator residue, sewage, garbage, sewage sludge, munitions,
chemical wastes, biological materials, radioactive materials, heat,
wrecked or discarded equipment, rock, sand, cellar dirt and
industrial, municipal, and agricultural waste discharged into
water." §1362(6). The Secretary of the Army, acting through the
Chief of Engineers of the Army Corps of Engineers, may issue permits
for "discharge of dredged or fill material into the navigable waters
at specified disposal sites." §§1344(a), (c), (d); but see §1344(f)
(categorically exempting certain forms of "discharge of dredged or
fill material" from regulation under §1311(a)). Pursuant to
§1344(g), States with qualifying programs may assume certain aspects
of the Corps' permitting responsibility. Apart from dredged or fill
material, pollutant discharges require a permit from the
Environmental Protection Agency (EPA), which also oversees the
Corps' (and qualifying States') permitting decisions. See §§1311(a),
1342(a), 1344(c). Discharge of pollutants without an appropriate
permit may result in civil or criminal liability. See §1319.
The statutory term to be interpreted and applied in the two
instant cases is the term "navigable waters." The outcome turns on
whether that phrase reasonably describes certain Michigan wetlands
the Corps seeks to regulate. Under the Act "[t]he term 'navigable
waters' means the waters of the United States, including the
territorial seas." §1362(7). In a regulation the Corps has construed
the term "waters of the United States" to include not only waters
susceptible to use in interstate commerce--the traditional
understanding of the term "navigable waters of the United States,"
see, e.g., United States v. Appalachian Elec.
Power Co.,
311 U. S. 377, 406-408 (1940); The Daniel Ball, 10
Wall. 557, 563-564 (1871)--but also tributaries of those waters and,
of particular relevance here, wetlands adjacent to those waters or
their tributaries. 33 CFR §§328.3(a)(1), (5), (7) (2005). The Corps
views tributaries as within its jurisdiction if they carry a
perceptible "ordinary high water mark." §328.4(c); 65 Fed. Reg.
12823 (2000). An ordinary high-water mark is a "line on the shore
established by the fluctuations of water and indicated by physical
characteristics such as clear, natural line impressed on the bank,
shelving, changes in the character of soil, destruction of
terrestrial vegetation, the presence of litter and debris, or other
appropriate means that consider the characteristics of the
surrounding areas." 33 CFR §328.3(e).
Contrary to the plurality's description, ante, at
2-3, 15, wetlands are not simply moist patches of earth. They are
defined as "those areas that are inundated or saturated by surface
or ground water at a frequency and duration sufficient to support,
and that under normal circumstances do support, a prevalence of
vegetation typically adapted for life in saturated soil conditions.
Wetlands generally include swamps, marshes, bogs, and similar
areas." §328.3(b). The Corps' Wetlands Delineation Manual, including
over 100 pages of technical guidance for Corps officers, interprets
this definition of wetlands to require: (1) prevalence of plant
species typically adapted to saturated soil conditions, determined
in accordance with the United States Fish and Wildlife Service's
National List of Plant Species that Occur in Wetlands; (2) hydric
soil, meaning soil that is saturated, flooded, or ponded for
sufficient time during the growing season to become anaerobic, or
lacking in oxygen, in the upper part; and (3) wetland hydrology, a
term generally requiring continuous inundation or saturation to the
surface during at least five percent of the growing season in most
years. See Wetlands Research Program Technical Report Y-87-1
(on-line edition), pp. 12-34 (Jan. 1987), http://www.saj.usace.army.mil/permit/documents/87manual.pdf
(all Internet material as visited June 16, 2006, and available in
Clerk of Court's case file). Under the Corps' regulations, wetlands
are adjacent to tributaries, and thus covered by the Act, even if
they are "separated from other waters of the United States by
man-made dikes or barriers, natural river berms, beach dunes and the
like." §328.3(c).
B
The first consolidated case before the Court, Rapanos
v. United States, No. 04-1034, relates to a civil
enforcement action initiated by the United States in the United
States District Court for the Eastern District of Michigan against
the owners of three land parcels near Midland, Michigan. The first
parcel, known as the Salzburg site, consists of roughly 230 acres.
The District Court, applying the Corps' definition of wetlands,
found based on expert testimony that the Salzburg site included 28
acres of wetlands. The District Court further found that "the
Salzburg wetlands have a surface water connection to tributaries of
the Kawkawlin River which, in turn, flows into the Saginaw River and
ultimately into Lake Huron." App. to Pet. for Cert. B11. Water from
the site evidently spills into the Hoppler Drain, located just north
of the property, which carries water into the Hoppler Creek and
thence into the Kawkawlin River, which is navigable. A state
official testified that he observed carp spawning in a ditch just
north of the property, indicating a direct surface-water connection
from the ditch to the Saginaw Bay of Lake Huron.
The second parcel, known as the Hines Road site, consists of
275 acres, which the District Court found included 64 acres of
wetlands. The court found that the wetlands have a surface-water
connection to the Rose Drain, which carries water into the
Tittabawassee River, a navigable waterway. The final parcel, called
the Pine River site, consists of some 200 acres. The District Court
found that 49 acres were wetlands and that a surface water
connection linked the wetlands to the nearby Pine River, which flows
into Lake Huron.
At all relevant times, John Rapanos owned the Salzburg site;
a company he controlled owned the Hines Road site; and Rapanos' wife
and a company she controlled (possibly in connection with another
entity) owned the Pine River site. All these parties are petitioners
here. In December 1988, Mr. Rapanos, hoping to construct a shopping
center, asked the Michigan Department of Natural Resources to
inspect the Salzburg site. A state official informed Rapanos that
while the site likely included regulated wetlands, Rapanos could
proceed with the project if the wetlands were delineated (that is,
identified and preserved) or if a permit were obtained. Pursuing the
delineation option, Rapanos hired a wetlands consultant to survey
the property. The results evidently displeased Rapanos: Informed
that the site included between 48 and 58 acres of wetlands, Rapanos
allegedly threatened to "destroy" the consultant unless he
eradicated all traces of his report. Rapanos then ordered
$350,000-worth of earthmoving and landclearing work that filled in
22 of the 64 wetlands acres on the Salzburg site. He did so without
a permit and despite receiving cease-and-desist orders from state
officials and the EPA. At the Hines Road and Pine River sites,
construction work--again conducted in violation of state and federal
compliance orders--altered an additional 17 and 15 wetlands acres,
respectively.
The Federal Government brought criminal charges against
Rapanos. In the suit at issue here, however, the United States
alleged civil violations of the Clean Water Act against all the
Rapanos petitioners. Specifically, the Government claimed that
petitioners discharged fill into jurisdictional wetlands, failed to
respond to requests for information, and ignored administrative
compliance orders. See 33 U. S. C. §§1311(a), 1318(a), 1319(a).
After a 13-day bench trial, the District Court made the findings
noted earlier and, on that basis, upheld the Corps' jurisdiction
over wetlands on the three parcels. On the merits the court ruled in
the Government's favor, finding that violations occurred at all
three sites. As to two other sites, however, the court rejected the
Corps' claim to jurisdiction, holding that the Government had failed
to car |