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DAVIS v. WASHINGTON
certiorari to the supreme court of washington
No. 05-5224. Argued March 20, 2006--Decided June
19, 2006*
In No. 05-5224, a 911 operator ascertained from Michelle McCottry
that she had been assaulted by her former boyfriend, petitioner
Davis, who had just fled the scene. McCottry did not testify at
Davis's trial for felony violation of a domestic no-contact order,
but the court admitted the 911 recording despite Davis's objection,
which he based on the Sixth Amendment's Confrontation Clause. He was
convicted. The Washington Court of Appeals affirmed, as did the
State Supreme Court, which concluded that, inter alia, the
portion of the 911 conversation in which McCottry identified Davis
as her assailant was not testimonial.
In No. 05-5705, when police responded to a reported
domestic disturbance at the home of Amy and Hershel Hammon, Amy told
them that nothing was wrong, but gave them permission to enter. Once
inside, one officer kept petitioner Hershel in the kitchen while the
other interviewed Amy elsewhere and had her complete and sign a
battery affidavit. Amy did not appear at Hershel's bench trial for,
inter alia, domestic battery, but her affidavit and
testimony from the officer who questioned her were admitted over
Hershel's objection that he had no opportunity to cross-examine her.
Hershel was convicted, and the Indiana Court of Appeals affirmed in
relevant part. The State Supreme Court also affirmed, concluding
that, although Amy's affidavit was testimonial and wrongly admitted,
it was harmless beyond a reasonable doubt.
Held:
1. The Confrontation Clause bars "admission of testimonial
statements of a witness who did not appear at trial unless he was
unavailable to testify, and the defendant had a prior opportunity
for cross-examination." Crawford v. Washington,
541 U. S. 36, 53-54. These cases require the Court to determine
which police "interrogations" produce statements that fall within
this prohibition. Without attempting to produce an exhaustive
classification of all conceivable statements as either testimonial
or nontestimonial, it suffices to decide the present cases to hold
that statements are nontestimonial when made in the course of police
interrogation under circumstances objectively indicating that the
primary purpose of interrogation is to enable police assistance to
meet an ongoing emergency. They are testimonial when the
circumstances objectively indicate that there is no such ongoing
emergency, and that the primary purpose of the interrogation is to
establish or prove past events potentially relevant to later
criminal prosecution. Pp. 6-7.
2. McCottry's statements identifying Davis as her assailant
were not testimonial. Pp. 8-14.
(a) This case requires the Court to decide whether the
Confrontation Clause applies only to testimonial hearsay, and, if
so, whether the 911 recording qualifies. Crawford suggested
the answer to the first question, noting that "the Confrontation
Clause ... applies to 'witnesses' against the accused--in other
words, those who 'bear testimony.' " Only "testimonial statements"
cause a declarant to be a witness. The Court is unaware of any early
American case invoking the Confrontation Clause or the common-law
right to confrontation that did not involve testimony as thus
defined. Well into the 20th century, this Court's jurisprudence was
carefully applied only in the testimonial context, and its later
cases never in practice dispensed with the Confrontation Clause
requirements of unavailability and prior cross-examination in cases
involving testimonial hearsay. Pp. 8-11.
(b) The question in Davis, therefore,
is whether, objectively considered, the interrogation during the 911
call produced testimonial statements. In contrast to
Crawford, where the interrogation took place at a police
station and was directed solely at establishing a past crime, a 911
call is ordinarily designed primarily to describe current
circumstances requiring police assistance. The difference is
apparent here. McCottry was speaking of events as they were actually
happening, while Crawford's interrogation took place hours after the
events occurred. Moreover, McCottry was facing an ongoing emergency.
Further, the statements elicited were necessary to enable the police
to resolve the present emergency rather than simply to learn what
had happened in the past. Finally, the difference in the level of
formality is striking. Crawford calmly answered questions at a
station house, with an officer-interrogator taping and taking notes,
while McCottry's frantic answers were provided over the phone, in an
environment that was not tranquil, or even safe. Thus, the
circumstances of her interrogation objectively indicate that its
primary purpose was to enable police assistance to meet an ongoing
emergency. She was not acting as a witness or testifying. Pp. 11-14.
3. Amy Hammon's statements were testimonial. They were not
much different from those in Crawford. It is clear from the
circumstances that Amy's interrogation was part of an investigation
into possibly criminal past conduct. There was no emergency in
progress, she told the police when they arrived that things were
fine, and the officer questioning her was seeking to determine not
what was happening but what had happened. Objectively viewed, the
primary, if not sole, purpose of the investigation was to
investigate a possible crime. While the formal features of
Crawford's interrogation strengthened her statements' testimonial
aspect, such features were not essential to the point. In both
cases, the declarants were separated from the defendants, the
statements recounted how potentially criminal past events began and
progressed, and the interrogation took place some time after the
events were over. For the same reasons the comparison to
Crawford is compelling, the comparison to Davis is
unpersuasive. The statements in Davis were taken when
McCottry was alone, unprotected by police, and apparently in
immediate danger from Davis. She was seeking aid, not telling a
story about the past. Pp. 14-17.
4. The Indiana courts may determine on remand whether a
claim of forfeiture by wrongdoing--under which one who obtains a
witness's absence by wrongdoing forfeits the constitutional right to
confrontation--is properly raised in Hammon, and, if so,
whether it is meritorious. Absent such a finding, the Sixth
Amendment operates to exclude Amy Hammon's affidavit. Pp. 18-19.
No. 05-5224, 154 Wash. 2d 291, 111 P. 3d 844, affirmed; No.
05-5705, 829 N. E. 2d 444, reversed and remanded.
Scalia, J., delivered the opinion of the Court, in
which Roberts, C. J., and Stevens, Kennedy, Souter,
Ginsburg, Breyer, and Alito, JJ., joined. Thomas,
J., filed an opinion concurring in the judgment in part and
dissenting in part.
ADRIAN MARTELL DAVIS, PETITIONER
05-5224 v.
WASHINGTON
on writ of certiorari to the supreme court of
washington
HERSHEL HAMMON, PETITIONER
05-5705 v.
INDIANA
on writ of certiorari to the supreme court of
indiana
[June 19, 2006]
Justice Scalia delivered the opinion of the Court.
These cases require us to determine when statements made to
law enforcement personnel during a 911 call or at a crime scene are
"testimonial" and thus subject to the requirements of the Sixth
Amendment's Confrontation Clause.
I
A
The relevant statements in Davis v. Washington,
No. 05-5224, were made to a 911 emergency operator on February 1,
2001. When the operator answered the initial call, the connection
terminated before anyone spoke. She reversed the call, and Michelle
McCottry answered. In the ensuing conversation, the operator
ascertained that McCottry was involved in a domestic disturbance
with her former boyfriend Adrian Davis, the petitioner in this case:
"911 Operator: Hello.
"Complainant: Hello.
"911 Operator: What's going on?
"Complainant: He's here jumpin' on me again.
"911 Operator: Okay. Listen to me carefully. Are you in a
house or an apartment?
"Complainant: I'm in a house.
"911 Operator: Are there any weapons?
"Complainant: No. He's usin' his fists.
"911 Operator: Okay. Has he been drinking?
"Complainant: No.
"911 Operator: Okay, sweetie. I've got help started. Stay
on the line with me, okay?
"Complainant: I'm on the line.
"911 Operator: Listen to me carefully. Do you know his
last name?
"Complainant: It's Davis.
"911 Operator: Davis? Okay, what's his first name?
"Complainant: Adran
"911 Operator: What is it?
"Complainant: Adrian.
"911 Operator: Adrian?
"Complainant: Yeah.
"911 Operator: Okay. What's his middle initial?
"Complainant: Martell. He's runnin' now." App. in No.
05-5224, pp. 8-9.
As the conversation continued, the operator learned that Davis
had "just r[un] out the door" after hitting McCottry, and that he
was leaving in a car with someone else. Id., at 9-10.
McCottry started talking, but the operator cut her off, saying,
"Stop talking and answer my questions." Id., at 10. She
then gathered more information about Davis (including his birthday),
and learned that Davis had told McCottry that his purpose in coming
to the house was "to get his stuff," since McCottry was moving.
Id., at 11-12. McCottry described the context of the assault,
id., at 12, after which the operator told her that the
police were on their way. "They're gonna check the area for him
first," the operator said, "and then they're gonna come talk to
you." Id., at 12-13.
The police arrived within four minutes of the 911 call and
observed McCottry's shaken state, the "fresh injuries on her forearm
and her face," and her "frantic efforts to gather her belongings and
her children so that they could leave the residence." 154 Wash. 2d
291, 296, 111 P. 3d 844, 847 (2005) (en banc).
The State charged Davis with felony violation of a domestic
no-contact order. "The State's only witnesses were the two police
officers who responded to the 911 call. Both officers testified that
McCottry exhibited injuries that appeared to be recent, but neither
officer could testify as to the cause of the injuries." Ibid.
McCottry presumably could have testified as to whether Davis was her
assailant, but she did not appear. Over Davis's objection, based on
the Confrontation Clause of the Sixth Amendment, the trial court
admitted the recording of her exchange with the 911 operator, and
the jury convicted him. The Washington Court of Appeals affirmed,
116 Wash. App. 81, 64 P. 3d 661 (2003). The Supreme Court of
Washington, with one dissenting justice, also affirmed, concluding
that the portion of the 911 conversation in which McCottry
identified Davis was not testimonial, and that if other portions of
the conversation were testimonial, admitting them was harmless
beyond a reasonable doubt. 154 Wash. 2d, at 305, 111 P. 3d, at 851.
We granted certiorari. 546 U. S. ___ (2005).
B
In Hammon v. Indiana, No. 05-5705, police
responded late on the night of February 26, 2003, to a "reported
domestic disturbance" at the home of Hershel and Amy Hammon. 829
N. E. 2d 444, 446 (Ind. 2005). They found Amy alone on the front
porch, appearing " 'somewhat frightened,' " but she told them that
" 'nothing was the matter,' " id., at 446, 447. She gave
them permission to enter the house, where an officer saw "a gas
heating unit in the corner of the living room" that had "flames
coming out of the ... partial glass front. There were pieces of
glass on the ground in front of it and there was flame emitting from
the front of the heating unit." App. in No. 05-5705, p. 16.
Hershel, meanwhile, was in the kitchen. He told the police
"that he and his wife had 'been in an argument' but 'everything was
fine now' and the argument 'never became physical.' " 829 N. E. 2d,
at 447. By this point Amy had come back inside. One of the officers
remained with Hershel; the other went to the living room to talk
with Amy, and "again asked [her] what had occurred." Ibid.;
App. in No. 05-5705, at 17, 32. Hershel made several attempts to
participate in Amy's conversation with the police, see id.,
at 32, but was rebuffed. The officer later testified that Hershel
"became angry when I insisted that [he] stay separated from Mrs.
Hammon so that we can investigate what had happened." Id.,
at 34. After hearing Amy's account, the officer "had her fill out
and sign a battery affidavit." Id., at 18. Amy handwrote
the following: "Broke our Furnace & shoved me down on the floor into
the broken glass. Hit me in the chest and threw me down. Broke our
lamps & phone. Tore up my van where I couldn't leave the house.
Attacked my daughter." Id., at 2.
The State charged Hershel with domestic battery and with
violating his probation. Amy was subpoenaed, but she did not appear
at his subsequent bench trial. The State called the officer who had
questioned Amy, and asked him to recount what Amy told him and to
authenticate the affidavit. Hershel's counsel repeatedly objected to
the admission of this evidence. See id., at 11, 12, 13, 17,
19, 20, 21. At one point, after hearing the prosecutor defend the
affidavit because it was made "under oath," defense counsel said,
"That doesn't give us the opportunity to cross examine [the] person
who allegedly drafted it. Makes me mad." Id., at 19.
Nonetheless, the trial court admitted the affidavit as a "present
sense impression," id., at 20, and Amy's statements as
"excited utterances" that "are expressly permitted in these kinds of
cases even if the declarant is not available to testify." Id.,
at 40. The officer thus testified that Amy
"informed me that she and Hershel had been in an argument. That
he became irrate [sic] over the fact of their daughter going to a
boyfriend's house. The argument became ... physical after being
verbal and she informed me that Mr. Hammon, during the verbal part
of the argument was breaking things in the living room and I
believe she stated he broke the phone, broke the lamp, broke the
front of the heater. When it became physical he threw her down
into the glass of the heater.
. . . . .
"She informed me Mr. Hammon had pushed her onto the
ground, had shoved her head into the broken glass of the heater
and that he had punched her in the chest twice I believe."
Id., at 17-18.
The trial judge found Hershel guilty on both charges, id.,
at 40, and the Indiana Court of Appeals affirmed in relevant part,
809 N. E. 2d 945 (2004). The Indiana Supreme Court also affirmed,
concluding that Amy's statement was admissible for state-law
purposes as an excited utterance, 829 N. E. 2d, at 449; that "a
'testimonial' statement is one given or taken in significant part
for purposes of preserving it for potential future use in legal
proceedings," where "the motivations of the questioner and declarant
are the central concerns," id., at 456, 457; and that Amy's
oral statement was not "testimonial" under these standards, id.,
at 458. It also concluded that, although the affidavit was
testimonial and thus wrongly admitted, it was harmless beyond a
reasonable doubt, largely because the trial was to the bench.
Id., at 458-459. We granted certiorari. 546 U. S. ___ (2005).
II
The Confrontation Clause of the Sixth Amendment provides:
"In all criminal prosecutions, the accused shall enjoy the right ...
to be confronted with the witnesses against him." In Crawford
v. Washington,
541 U. S. 36, 53-54 (2004), we held that this provision bars
"admission of testimonial statements of a witness who did not appear
at trial unless he was unavailable to testify, and the defendant had
had a prior opportunity for cross-examination." A critical portion
of this holding, and the portion central to resolution of the two
cases now before us, is the phrase "testimonial statements." Only
statements of this sort cause the declarant to be a "witness" within
the meaning of the Confrontation Clause. See id., at 51. It
is the testimonial character of the statement that separates it from
other hearsay that, while subject to traditional limitations upon
hearsay evidence, is not subject to the Confrontation Clause.
Our opinion in Crawford set forth "[v]arious
formulations" of the core class of " 'testimonial' " statements,
ibid., but found it unnecessary to endorse any of them, because
"some statements qualify under any definition," id., at 52.
Among those, we said, were "[s]tatements taken by police officers in
the course of interrogations," ibid.; see also id.,
at 53. The questioning that generated the deponent's statement in
Crawford--which was made and recorded while she was in
police custody, after having been given Miranda warnings as
a possible suspect herself--"qualifies under any conceivable
definition" of an " 'interrogation,' "
541 U. S., at 53, n. 4. We therefore did not define that term,
except to say that "[w]e use [it] . . . in its colloquial, rather
than any technical legal, sense," and that "one can imagine various
definitions . . . , and we need not select among them in this case."
Ibid. The character of the statements in the present cases
is not as clear, and these cases require us to determine more
precisely which police interrogations produce testimony.
Without attempting to produce an exhaustive classification
of all conceivable statements--or even all conceivable statements in
response to police interrogation--as either testimonial or
nontestimonial, it suffices to decide the present cases to hold as
follows: Statements are nontestimonial when made in the course of
police interrogation under circumstances objectively indicating that
the primary purpose of the interrogation is to enable police
assistance to meet an ongoing emergency. They are testimonial when
the circumstances objectively indicate that there is no such ongoing
emergency, and that the primary purpose of the interrogation is to
establish or prove past events potentially relevant to later
criminal prosecution.1
III
A
In Crawford, it sufficed for resolution of
the case before us to determine that "even if the Sixth Amendment is
not solely concerned with testimonial hearsay, that is its primary
object, and interrogations by law enforcement officers fall squarely
within that class." Id., at 53. Moreover, as we have just
described, the facts of that case spared us the need to define what
we meant by "interrogations." The Davis case today does not
permit us this luxury of indecision. The inquiries of a police
operator in the course of a 911 call2
are an interrogation in one sense, but not in a sense that
"qualifies under any conceivable definition." We must decide,
therefore, whether the Confrontation Clause applies only to
testimonial hearsay; and, if so, whether the recording of a 911 call
qualifies.
The answer to the first question was suggested in
Crawford, even if not explicitly held:
"The text of the Confrontation Clause reflects this focus
[on testimonial hearsay]. It applies to 'witnesses' against the
accused--in other words, those who 'bear testimony.' 1 N. Webster,
An American Dictionary of the English Language (1828).
'Testimony,' in turn, is typically 'a solemn declaration or
affirmation made for the purpose of establishing or proving some
fact.' Ibid. An accuser who makes a formal statement to
government officers bears testimony in a sense that a person who
makes a casual remark to an acquaintance does not."
541 U. S., at 51.
A limitation so clearly reflected in the text of the
constitutional provision must fairly be said to mark out not merely
its "core," but its perimeter.
We are not aware of any early American case invoking the
Confrontation Clause or the common-law right to confrontation that
did not clearly involve testimony as thus defined.3
Well into the 20th century, our own Confrontation Clause
jurisprudence was carefully applied only in the testimonial context.
See, e.g., Reynolds v. United States,
98 U. S. 145, 158 (1879) (testimony at prior trial was subject
to the Confrontation Clause, but petitioner had forfeited that right
by procuring witness's absence); Mattox v. United
States,
156 U. S. 237, 240-244 (1895) (prior trial testimony of deceased
witnesses admitted because subject to cross-examination); Kirby
v. United States,
174 U. S. 47, 55-56 (1899) (guilty pleas and jury conviction of
others could not be admitted to show that property defendant
received from them was stolen); Motes v. United States,
178 U. S. 458, 467, 470-471 (1900) (written deposition subject
to cross-examination was not admissible because witness was
available); Dowdell v. United States,
221 U. S. 325, 330-331 (1911) (facts regarding conduct of prior
trial certified to by the judge, the clerk of court, and the
official reporter did not relate to defendants' guilt or innocence
and hence were not statements of "witnesses" under the Confrontation
Clause).
Even our later cases, conforming to the reasoning of
Ohio v. Roberts,
448 U. S. 56 (1980),4
never in practice dispensed with the Confrontation Clause
requirements of unavailability and prior cross-examination in cases
that involved testimonial hearsay, see Crawford,
541 U. S., at 57-59 (citing cases), with one arguable exception,
see id., at 58, n. 8 (discussing White v.
Illinois,
502 U. S. 346 (1992)). Where our cases did dispense with those
requirements--even under the Roberts approach--the
statements at issue were clearly nontestimonial. See, e.g.,
Bourjaily v. United States,
483 U. S. 171, 181-184 (1987) (statements made unwittingly to a
Government informant); Dutton v. Evans,
400 U. S. 74, 87-89 (1970) (plurality opinion) (statements from
one prisoner to another).
Most of the American cases applying the Confrontation Clause
or its state constitutional or common-law counterparts involved
testimonial statements of the most formal sort--sworn testimony in
prior judicial proceedings or formal depositions under oath--which
invites the argument that the scope of the Clause is limited to that
very formal category. But the English cases that were the
progenitors of the Confrontation Clause did not limit the
exclusionary rule to prior court testimony and formal depositions,
see Crawford, supra, at 52, and n. 3. In any
event, we do not think it conceivable that the protections of the
Confrontation Clause can readily be evaded by having a note-taking
policeman recite the unsworn hearsay testimony of the
declarant, instead of having the declarant sign a deposition.
Indeed, if there is one point for which no case--English or early
American, state or federal--can be cited, that is it.
The question before us in Davis, then, is whether,
objectively considered, the interrogation that took place in the
course of the 911 call produced testimonial statements. When we said
in Crawford, supra, at 53, that "interrogations by
law enforcement officers fall squarely within [the] class" of
testimonial hearsay, we had immediately in mind (for that was the
case before us) interrogations solely directed at establishing the
facts of a past crime, in order to identify (or provide evidence to
convict) the perpetrator. The product of such interrogation, whether
reduced to a writing signed by the declarant or embedded in the
memory (and perhaps notes) of the interrogating officer, is
testimonial. It is, in the terms of the 1828 American dictionary
quoted in Crawford, " '[a] solemn declaration or
affirmation made for the purpose of establishing or proving some
fact.' "
541 U. S., at 51. (The solemnity of even an oral declaration of
relevant past fact to an investigating officer is well enough
established by the severe consequences that can attend a deliberate
falsehood. See, e.g., United States v. Stewart,
433 F. 3d 273, 288 (CA2 2006) (false statements made to federal
investigators violate 18 U. S. C. §1001); State v. Reed,
2005 WI 53, ¶30, 695 N. W. 2d 315, 323 (state criminal offense to
"knowingly giv[e] false information to [an] officer with [the]
intent to mislead the officer in the performance of his or her
duty").) A 911 call, on the other hand, and at least the initial
interrogation conducted in connection with a 911 call, is ordinarily
not designed primarily to "establis[h] or prov[e]" some past fact,
but to describe current circumstances requiring police assistance.
The difference between the interrogation in Davis
and the one in Crawford is apparent on the face of things.
In Davis, McCottry was speaking about events as they
were actually happening, rather than "describ[ing] past
events," Lilly v. Virginia,
527 U. S. 116, 137 (1999) (plurality opinion). Sylvia Crawford's
interrogation, on the other hand, took place hours after the events
she described had occurred. Moreover, any reasonable listener would
recognize that McCottry (unlike Sylvia Crawford) was facing an
ongoing emergency. Although one might call 911 to provide a
narrative report of a crime absent any imminent danger, McCottry's
call was plainly a call for help against bona fide physical
threat. Third, the nature of what was asked and answered in
Davis, again viewed objectively, was such that the elicited
statements were necessary to be able to resolve the present
emergency, rather than simply to learn (as in Crawford)
what had happened in the past. That is true even of the operator's
effort to establish the identity of the assailant, so that the
dispatched officers might know whether they would be encountering a
violent felon. See, e.g., Hiibel v. Sixth
Judicial Dist. Court of Nev., Humboldt Cty.,
542 U. S. 177, 186 (2004). And finally, the difference in the
level of formality between the two interviews is striking. Crawford
was responding calmly, at the station house, to a series of
questions, with the officer-interrogator taping and making notes of
her answers; McCottry's frantic answers were provided over the
phone, in an environment that was not tranquil, or even (as far as
any reasonable 911 operator could make out) safe.
We conclude from all this that the circumstances of
McCottry's interrogation objectively indicate its primary purpose
was to enable police assistance to meet an ongoing emergency. She
simply was not acting as a witness; she was not
testifying. What she said was not "a weaker substitute for live
testimony" at trial, United States v. Inadi,
475 U. S. 387, 394 (1986), like Lord Cobham's statements in
Raleigh's Case, 2 How. St. Tr. 1 (1603), or Jane Dingler's
ex parte statements against her husband in King v.
Dingler, 2 Leach 561, 168 Eng. Rep. 383 (1791), or Sylvia
Crawford's statement in Crawford. In each of those cases,
the ex parte actors and the evidentiary products of the
ex parte communication aligned perfectly with their courtroom
analogues. McCottry's emergency statement does not. No "witness"
goes into court to proclaim an emergency and seek help.
Davis seeks to cast McCottry in the unlikely role of a
witness by pointing to English cases. None of them involves
statements made during an ongoing emergency. In King v.
Brasier, 1 Leach 199, 168 Eng. Rep. 202 (1779), for example, a
young rape victim, "immediately on her coming home, told all the
circumstances of the injury" to her mother. Id., at 200,
168 Eng. Rep., at 202. The case would be helpful to Davis if the
relevant statement had been the girl's screams for aid as she was
being chased by her assailant. But by the time the victim got home,
her story was an account of past events.
This is not to say that a conversation which begins as an
interrogation to determine the need for emergency assistance cannot,
as the Indiana Supreme Court put it, "evolve into testimonial
statements," 829 N. E. 2d, at 457, once that purpose has been
achieved. In this case, for example, after the operator gained the
information needed to address the exigency of the moment, the
emergency appears to have ended (when Davis drove away from the
premises). The operator then told McCottry to be quiet, and
proceeded to pose a battery of questions. It could readily be
maintained that, from that point on, McCottry's statements were
testimonial, not unlike the "structured police questioning" that
occurred in Crawford,
541 U. S., at 53, n. 4. This presents no great problem. Just as,
for Fifth Amendment purposes, "police officers can and will
distinguish almost instinctively between questions necessary to
secure their own safety or the safety of the public and questions
designed solely to elicit testimonial evidence from a suspect,"
New York v. Quarles,
467 U. S. 649, 658-659 (1984), trial courts will recognize the
point at which, for Sixth Amendment purposes, statements in response
to interrogations become testimonial. Through in limine
procedure, they should redact or exclude the portions of any
statement that have become testimonial, as they do, for example,
with unduly prejudicial portions of otherwise admissible evidence.
Davis's jury did not hear the complete 911 call, although
it may well have heard some testimonial portions. We were asked to
classify only McCottry's early statements identifying Davis as her
assailant, and we agree with the Washington Supreme Court that they
were not testimonial. That court also concluded that, even if later
parts of the call were testimonial, their admission was harmless
beyond a reasonable doubt. Davis does not challenge that holding,
and we therefore assume it to be correct.
B
Determining the testimonial or nontestimonial character of
the statements that were the product of the interrogation in
Hammon is a much easier task, since they were not much
different from the statements we found to be testimonial in
Crawford. It is entirely clear from the circumstances that the
interrogation was part of an investigation into possibly criminal
past conduct--as, indeed, the testifying officer expressly
acknowledged, App. in No. 05-5705, at 25, 32, 34. There was no
emergency in progress; the interrogating officer testified that he
had heard no arguments or crashing and saw no one throw or break
anything, id., at 25. When the officers first arrived, Amy
told them that things were fine, id., at 14, and there was
no immediate threat to her person. When the officer questioned Amy
for the second time, and elicited the challenged statements, he was
not seeking to determine (as in Davis) "what is happening,"
but rather "what happened." Objectively viewed, the primary, if not
indeed the sole, purpose of the interrogation was to investigate a
possible crime--which is, of course, precisely what the officer
should have done.
It is true that the Crawford interrogation was more
formal. It followed a Miranda warning, was tape-recorded,
and took place at the station house, see
541 U. S., at 53, n. 4. While these features certainly
strengthened the statements' testimonial aspect--made it more
objectively apparent, that is, that the purpose of the exercise was
to nail down the truth about past criminal events--none was
essential to the point. It was formal enough that Amy's
interrogation was conducted in a separate room, away from her
husband (who tried to intervene), with the officer receiving her
replies for use in his "investigat[ion]." App. in No. 05-5705, at
34. What we called the "striking resemblance" of the Crawford
statement to civil-law ex parte examinations,
541 U. S., at 52, is shared by Amy's statement here. Both
declarants were actively separated from the defendant--officers
forcibly prevented Hershel from participating in the interrogation.
Both statements deliberately recounted, in response to police
questioning, how potentially criminal past events began and
progressed. And both took place some time after the events described
were over. Such statements under official interrogation are an
obvious substitute for live testimony, because they do precisely
what a wit-
ness does on direct examination; they are inherently
testimonial.5
Both Indiana and the United States as amicus curiae
argue that this case should be resolved much like Davis.
For the reasons we find the comparison to Crawford
compelling, we find the comparison to Davis unpersuasive.
The statements in Davis were taken when McCottry was alone,
not only unprotected by police (as Amy Hammon was protected), but
apparently in immediate danger from Davis. She was seeking aid, not
telling a story about the past. McCottry's present-tense statements
showed immediacy; Amy's narrative of past events was delivered at
some remove in time from the danger she described. And after Amy
answered the officer's questions, he had her execute an affidavit,
in order, he testified, "[t]o establish events that have occurred
previously." App. in No. 05-5705, at 18.
Although we necessarily reject the Indiana Supreme Court's
implication that virtually any "initial inquiries" at the crime
scene will not be testimonial, see 829 N. E. 2d, at 453, 457, we do
not hold the opposite--that no questions at the scene will
yield nontestimonial answers. We have already observed of domestic
disputes that "[o]fficers called to investigate ... need to know
whom they are dealing with in order to assess the situation, the
threat to their own safety, and possible danger to the potential
victim." Hiibel,
542 U. S., at 186. Such exigencies may often mean that
"initial inquiries" produce nontestimonial statements. But in cases
like this one, where Amy's statements were neither a cry for help
nor the provision of information enabling officers immediately to
end a threatening situation, the fact that they were given at an
alleged crime scene and were "initial inquiries" is immaterial. Cf.
Crawford, supra, at 52, n. 3.6
IV
Respondents in both cases, joined by a number of their
amici, contend that the nature of the offenses charged in these
two cases--domestic violence--requires greater flexibility in the
use of testimonial evidence. This particular type of crime is
notoriously susceptible to intimidation or coercion of the victim to
ensure that she does not testify at trial. When this occurs, the
Confrontation Clause gives the criminal a windfall. We may not,
however, vitiate constitutional guarantees when they have the effect
of allowing the guilty to go free. Cf. Kyllo v. United
States,
533 U. S. 27 (2001) (suppressing evidence from an illegal
search). But when defendants seek to undermine the judicial process
by procuring or coercing silence from witnesses and victims, the
Sixth Amendment does not require courts to acquiesce. While
defendants have no duty to assist the State in proving their guilt,
they do have the duty to refrain from acting in ways that
destroy the integrity of the criminal-trial system. We reiterate
what we said in Crawford: that "the rule of forfeiture by
wrongdoing ... extinguishes confrontation claims on essentially
equitable grounds."
541 U. S., at 62 (citing Reynolds,
98 U. S., at 158-159). That is, one who obtains the absence of a
witness by wrongdoing forfeits the constitutional right to
confrontation.
We take no position on the standards necessary to
demonstrate such forfeiture, but federal courts using Federal Rule
of Evidence 804(b)(6), which codifies the forfeiture doctrine, have
generally held the Government to the preponderance-of-the-evidence
standard, see, e.g., United States v. Scott,
284 F. 3d 758, 762 (CA7 2002). State courts tend to follow the same
practice, see, e.g., Commonwealth v. Edwards,
444 Mass. 526, 542, 830 N. E. 2d 158, 172 (2005). Moreover, if a
hearing on forfeiture is required, Edwards, for instance,
observed that "hearsay evidence, including the unavailable witness's
out-of-court statements, may be considered." Id., at 545,
830 N. E. 2d, at 174. The Roberts approach to the
Confrontation Clause undoubtedly made recourse to this doctrine less
necessary, because prosecutors could show the "reliability" of
ex parte statements more easily than they could show the
defendant's procurement of the witness's absence. Crawford,
in overruling Roberts, did not destroy the ability of
courts to protect the integrity of their proceedings.
We have determined that, absent a finding of forfeiture by
wrongdoing, the Sixth Amendment operates to exclude Amy Hammon's
affidavit. The Indiana courts may (if they are asked) determine on
remand whether such a claim of forfeiture is properly raised and, if
so, whether it is meritorious.
* * *
We affirm the judgment of the Supreme Court of Washington in
No. 05-5224. We reverse the judgment of the Supreme Court of Indiana
in No. 05-5705, and remand the case to that Court for proceedings
not inconsistent with this opinion.
It is so ordered.
ADRIAN MARTELL DAVIS, PETITIONER
05-5224 v.
WASHINGTON
on writ of certiorari to the supreme court of
washington
HERSHEL HAMMON, PETITIONER
05-5705 v.
INDIANA
on writ of certiorari to the supreme court of
indiana
[June 19, 2006]
Justice Thomas, concurring in the judgment in part
and dissenting in part.
In Crawford v. Washington,
541 U. S. 36 (2004), we abandoned the general reliability
inquiry we had long employed to judge the admissibility of hearsay
evidence under the Confrontation Clause, describing that inquiry as
"inherently, and therefore permanently,
unpredictable." Id., at 68, n. 10 (emphasis in original).
Today, a mere two years after the Court decided Crawford,
it adopts an equally unpredictable test, under which district courts
are charged with divining the "primary purpose" of police
interrogations. Ante, at 7. Besides being difficult for
courts to apply, this test characterizes as "testimonial," and
therefore inadmissible, evidence that bears little resemblance to
what we have recognized as the evidence targeted by the
Confrontation Clause. Because neither of the cases before the Court
today would implicate the Confrontation Clause under an
appropriately targeted standard, I concur only in the judgment in
Davis v. Washington, No. 05-5224, and dissent from
the Court's resolution of Hammon v. Indiana, No.
05-5705.
I
A
The Confrontation Clause provides that "[i]n all criminal
prosecutions, the accused shall enjoy the right ... to be confronted
with the witnesses against him ... ." U. S. Const., Amdt. 6. We have
recognized that the operative phrase in the Clause, "witnesses
against him," could be interpreted narrowly, to reach only those
witnesses who actually testify at trial, or more broadly, to reach
many or all of those whose out-of-court statements are offered at
trial. Crawford, supra, at 42-43; White
v. Illinois,
502 U. S. 346, 359-363 (1992) (Thomas, J., concurring
in part and concurring in judgment). Because the narrowest
interpretation of the Clause would conflict with both the history
giving rise to the adoption of the Clause and this Court's
precedent, we have rejected such a reading. See Crawford,
supra, at 50-51; White, supra, at 360
(opinion of Thomas, J.).
Rejection of the narrowest view of the Clause does not,
however, require the broadest application of the Clause to exclude
otherwise admissible hearsay evidence. The history surrounding the
right to confrontation supports the conclusion that it was developed
to target particular practices that occurred under the English bail
and committal statutes passed during the reign of Queen Mary,
namely, the "civil-law mode of criminal procedure, and particularly
its use of ex parte examinations as evidence against the
accused." Crawford, supra, at 43, 50; White,
supra, at 361-362 (opinion of Thomas, J.);
Mattox v. United States,
156 U. S. 237, 242 (1895). "The predominant purpose of the
[Marian committal] statute was to institute systematic
questioning of the accused and the witnesses." J. Langbein,
Prosecuting Crime in the Renaissance 23 (1974) (emphasis added). The
statute required an oral examination of the suspect and the
accusers, transcription within two days of the examinations, and
physical transmission to the judges hearing the case. Id.,
at 10, 23. These examinations came to be used as evidence in some
cases, in lieu of a personal appearance by the witness. Crawford,
supra, at 43-44; 9 W. Holdsworth, A History of English Law
223-229 (1926). Many statements that would be inadmissible as a
matter of hearsay law bear little resemblance to these evidentiary
practices, which the Framers proposed the Confrontation Clause to
prevent. See, e.g., Crawford, supra, at
51 (contrasting "[a]n off-hand, overheard remark" with the abuses
targeted by the Confrontation Clause). Accordingly, it is unlikely
that the Framers intended the word "witness" to be read so broadly
as to include such statements. Cf. Dutton v. Evans,
400 U. S. 74, 94 (1970) (Harlan, J., concurring in result)
(rejecting the "assumption that the core purpose of the
Confrontation Clause of the Sixth Amendment is to prevent overly
broad exceptions to the hearsay rule").
In Crawford, we recognized that this history could
be squared with the language of the Clause, giving rise to a
workable, and more accurate, interpretation of the Clause. " '[W]itnesses,' "
we said, are those who " 'bear testimony.' "
541 U. S., at 51 (quoting 1 N. Webster, An American Dictionary
of the English Language (1828)). And " '[t]estimony' " is " '[a]
solemn declaration or affirmation made for the purpose of
establishing or proving some fact.' " Ibid. (quoting
Webster, supra). Admittedly, we did not set forth a
detailed framework for addressing whether a statement is
"testimonial" and thus subject to the Confrontation Clause. But the
plain terms of the "testimony" definition we endorsed necessarily
require some degree of solemnity before a statement can be deemed
"testimonial."
This requirement of solemnity supports my view that the
statements regulated by the Confrontation Clause must include
"extrajudicial statements ... contained in formalized testimonial
materials, such as affidavits, depositions, prior testimony, or
confessions." White, supra, at 365 (opinion of
Thomas, J.). Affidavits, depositions, and prior testimony are,
by their very nature, taken through a formalized process. Likewise,
confessions, when extracted by police in a formal manner, carry
sufficient indicia of solemnity to constitute formalized statements
and, accordingly, bear a "striking resemblance," Crawford,
supra, at 52, to the examinations of the accused and
accusers under the Marian statutes.1
See generally Langbein, supra, at 21-34.
Although the Court concedes that the early American cases
invoking the right to confrontation or the Confrontation Clause
itself all "clearly involve[d] testimony" as defined in Crawford,
ante, at 9, it fails to acknowledge that all of
the cases it cites fall within the narrower category of formalized
testimonial materials I have proposed. See ante, at 9,
n. 3.2
Interactions between the police and an accused (or witnesses)
resemble Marian proceedings--and these early cases--only when the
interactions are somehow rendered "formal." In Crawford,
for example, the interrogation was custodial, taken after warnings
given pursuant to Miranda v. Arizona,
384 U. S. 436 (1966).
541 U. S., at 38. Miranda warnings, by their terms,
inform a prospective defendant that " 'anything he says can be used
against him in a court of law.' " Dickerson v. United
States,
530 U. S. 428, 435 (2000) (quoting Miranda, supra,
at 479). This imports a solemnity to the process that is not present
in a mere conversation between a witness or suspect and a police
officer.3
The Court all but concedes that no case can be cited for its
conclusion that the Confrontation Clause also applies to informal
police questioning under certain circumstances. Ante, at
9-11. Instead, the sole basis for the Court's conclusion is its
apprehension that the Confrontation Clause will "readily be evaded"
if it is only applicable to formalized testimonial materials.
Ante, at 11. But the Court's proposed solution to the risk of
evasion is needlessly overinclusive. Because the Confrontation
Clause sought to regulate prosecutorial abuse occurring through use
of ex parte statements as evidence against the accused, it
also reaches the use of technically informal statements when used to
evade the formalized process. Cf. ibid. That is, even if
the interrogation itself is not formal, the production of evidence
by the prosecution at trial would resemble the abuses targeted by
the Confrontation Clause if the prosecution attempted to use
out-of-court statements as a means of circumventing the literal
right of confrontation, see Coy v. Iowa,
487 U. S. 1012 (1988). In such a case, the Confrontation Clause
could fairly be applied to exclude the hearsay statements offered by
the prosecution, preventing evasion without simultaneously excluding
evidence offered by the prosecution in good faith.
The Court's standard is not only disconnected from history
and unnecessary to prevent abuse; it also yields no predictable
results to police officers and prosecutors attempting to comply with
the law. Cf. Crawford, supra, at 68, n. 10
(criticizing unpredictability of the pre-Crawford test);
White,
502 U. S., at 364-365 (Thomas, J., concurring in part
and concurring in judgment) (limiting the Confrontation Clause to
the discrete category of materials historically abused would
"greatly simplify" application of the Clause). In many, if
not most, cases where police respond to a report of a crime, whether
pursuant to a 911 call from the victim or otherwise, the purposes of
an interrogation, viewed from the perspective of the police, are
both to respond to the emergency situation and to
gather evidence. See New York v. Quarles,
467 U. S. 649, 656 (1984) ("Undoubtedly most police officers
[deciding whether to give Miranda warnings in a possible
emergency situation] would act out of a host of different,
instinctive, and largely unverifiable motives--their own safety, the
safety of others, and perhaps as well the desire to obtain
incriminating evidence from the suspect"). Assigning one of these
two "largely unverifiable motives," ibid., primacy requires
constructing a hierarchy of purpose that will rarely be present--and
is not reliably discernible. It will inevitably be, quite simply, an
exercise in fiction.
The Court's repeated invocation of the word "objectiv[e]" to
describe its test, see ante, at 7, 11-13, 15, however,
suggests that the Court may not mean to reference purpose at all,
but instead to inquire into the function served by the
interrogation. Certainly such a test would avoid the pitfalls that
have led us repeatedly to reject tests dependent on the subjective
intentions of police officers.4
It would do so, however, at the cost of being even more disconnected
from the prosecutorial abuses targeted by the Confrontation Clause.
Additionally, it would shift the ability to control whether a
violation occurred from the police and prosecutor to the judge,
whose determination as to the "primary purpose" of a particular
interrogation would be unpredictable and not necessarily tethered to
the actual purpose for which the police performed the interrogation.
B
Neither the 911 call at issue in Davis nor the
police questioning at issue in Hammon is testimonial under
the appropriate framework. Neither the call nor the questioning is
itself a formalized dialogue.5
Nor do any circumstances surrounding the taking of the statements
render those statements sufficiently formal to resemble the Marian
examinations; the statements were neither Mirandized nor custodial,
nor accompanied by any similar indicia of formality. Finally, there
is no suggestion that the prosecution attempted to offer the women's
hearsay evidence at trial in order to evade confrontation. See 829
N. E. 2d 444, 447 (Ind. 2005) (prosecution subpoenaed Amy Hammon to
testify, but she was not present); 154 Wash. 2d 291, 296, 111 P. 3d
844, 847 (2005) (en banc) (State was unable to locate Michelle
McCottry at the time of trial). Accordingly, the statements at issue
in both cases are nontestimonial and admissible under the
Confrontation Clause.
The Court's determination that the evidence against Hammon
must be excluded extends the Confrontation Clause far beyond the
abuses it was intended to prevent. When combined with the Court's
holding that the evidence against Davis is perfectly admissible,
however, the Court's Hammon holding also reveals the
difficulty of applying the Court's requirement that courts
investigate the "primary purpose[s]" of the investigation. The Court
draws a line between the two cases based on its explanation that
Hammon involves "no emergency in progress," but instead, mere
questioning as "part of an investigation into possibly criminal past
conduct," ante, at 14-15, and its explanation that
Davis involves questioning for the "primary purpose" of "enabl[ing]
police assistance to meet an ongoing emergency," ante, at
13. But the fact that the officer in Hammon was
investigating Mr. Hammon's past conduct does not foreclose the
possibility that the primary purpose of his inquiry was to assess
whether Mr. Hammon constituted a continuing danger to his wife,
requiring further police presence or action. It is hardly remarkable
that Hammon did not act abusively towards his wife in the presence
of the officers, ante, at 15, and his good
judgment to refrain from criminal behavior in the presence of police
sheds little, if any, light on whether his violence would have
resumed had the police left without further questioning,
transforming what the Court dismisses as "past conduct" back into an
"ongoing emergency." Ante, at 13, 15.6
Nor does the mere fact that McCottry needed emergency aid shed light
on whether the "primary purpose" of gathering, for example, the name
of her assailant was to protect the police, to protect the victim,
or to gather information for prosecution. In both of the cases
before the Court, like many similar cases, pronouncement of the
"primary" motive behind the interrogation calls for nothing more
than a guess by courts.
II
Because the standard adopted by the Court today is neither
workable nor a targeted attempt to reach the abuses forbidden by the
Clause, I concur only in the judgment in Davis v.
Washington, No. 05-5224, and respectfully dissent from the
Court's resolution of Hammon v. Indiana, No.
05-5705.
FOOTNOTES
Footnote
*
Together with No. 05-5705, Hammon v. Indiana,
on certiorari to the Supreme Court of Indiana.
FOOTNOTES
Footnote
1
Our holding refers to interrogations because, as explained
below, the statements in the cases presently before us are the
products of interrogations--which in some circumstances tend to
generate testimonial responses. This is not to imply, however, that
statements made in the absence of any interrogation are necessarily
nontestimonial. The Framers were no more willing to exempt from
cross-examination volunteered testimony or answers to open-ended
questions than they were to exempt answers to detailed
interrogation. (Part of the evidence against Sir Walter Raleigh was
a letter from Lord Cobham that was plainly not the result
of sustained questioning. Raleigh's Case, 2 How. St. Tr. 1,
27 (1603).) And of course even when interrogation exists, it is in
the final analysis the declarant's statements, not the
interrogator's questions, that the Confrontation Clause requires us
to evaluate.
Footnote
2
If 911 operators are not themselves law enforcement officers,
they may at least be agents of law enforcement when they conduct
interrogations of 911 callers. For purposes of this opinion (and
without deciding the point), we consider their acts to be acts of
the police. As in Crawford v. Washington,
541 U. S. 36 (2004), therefore, our hold-
ing today makes it unnecessary to consider whether and when
statements made to someone other than law enforcement personnel are
"testimonial."
Footnote
3
See, e.g., State v. Webb, 2 N. C.
103, 103-104 (Super. L. & Eq. 1794) (per curiam) (excluding
deposition taken in absence of the accused); State v.
Atkins, 1 Tenn. 229 (Super. L. & Eq. 1807) (per curiam)
(excluding prior testimony of deceased witness); Johnston
v. State, 10 Tenn. 58, 59 (Err. & App. 1821)
(admitting written deposition of deceased deponent, because
defendant had the opportunity to cross-examine); Finn v.
Commonwealth, 26 Va. 701, 707-708 (1827) (excluding prior
testimony of a witness still alive, though outside the
jurisdiction); State v. Hill, 20 S. C. L. 607
(App. 1835) (excluding deposition of deceased victim taken in
absence of the accused); Commonwealth v. Richards,
35 Mass. 434, 436-439 (1837) (excluding preliminary examination
testimony of deceased witness because the witness's precise words
were not available); Bostick v. State, 22 Tenn.
344 (1842) (admitting deposition of deceased where defendant
declined opportunity to cross-examine); People v.
Newman, 5 Hill 295 (N. Y. Sup. Ct. 1843) (per curiam)
(excluding prior trial testimony of witness who was still alive);
State v. Campbell, 30 S. C. L. 124, 125 (App. L. 1844)
(excluding deposition taken in absence of the accused); State
v. Valentine, 29 N. C. 225 (1847) (per curiam)
(admitting preliminary examination testimony of decedent where
defendant had opportunity to cross-examine); Kendrick v.
State, 29 Tenn. 479, 491 (1850) (admitting testimony of
deceased witness at defendant's prior trial); State v.
Houser, 26 Mo. 431, 439-441 (1858) (excluding deposition of
deponent who was still alive).
Footnote
4
"Roberts condition[ed] the admissibility of all hearsay
evidence on whether it falls under a 'firmly rooted hearsay
exception' or bears 'particularized guarantees of
trustworthiness.' " Crawford, 541 U. S.,
at 60 (quoting Roberts,
448 U. S., at 66). We overruled Roberts in Crawford
by restoring the unavailability and cross-examination
requirements.
Footnote
5
The dissent criticizes our test for being "neither workable nor
a targeted attempt to reach the abuses forbidden by the
[Confrontation] Clause," post, at 9 (opinion of Thomas,
J.). As to the former: We have acknowledged that our holding is
not an "exhaustive classification of all conceivable statements--or
even all conceivable statements in response to police
interrogation," supra, at 7, but rather a resolution of the
cases before us and those like them. For those cases, the
test is objective and quite "workable." The dissent, in attempting
to formulate an exhaustive classification of its own, has not
provided anything that deserves the description "workable"--unless
one thinks that the distinction between "formal" and "informal"
statements, see post, at 4-5, qualifies. And the dissent
even qualifies that vague distinction by acknowledging that the
Confrontation Clause "also reaches the use of technically informal
statements when used to evade the formalized process," post,
at 5, and cautioning that the Clause would stop the State from "us[ing]
out-of-court statements as a means of circumventing the literal
right of confrontation," post, at 6. It is hard to see this
as much more "predictable," ibid., than the rule we adopt
for the narrow situations we address. (Indeed, under the dissent's
approach it is eminently arguable that the dissent should agree,
rather than disagree, with our disposition in Hammon v.
Indiana, No. 05-5705.)
As for the charge that our holding is not a "targeted attempt to
reach the abuses forbidden by the [Confrontation] Clause," which the
dissent describes as the depositions taken by Marian magistrates,
characterized by a high degree of formality, see post, at
2-3: We do not dispute that formality is indeed essential to
testimonial utterance. But we no longer have examining Marian
magistrates; and we do have, as our 18th-century forebears did not,
examining police officers, see L. Friedman, Crime and Punishment in
American History 67-68 (1993)--who perform investigative and
testimonial functions once performed by examining Marian
magistrates, see J. Langbein, The Origins of Adversary Criminal
Trial 41 (2003). It imports sufficient formality, in our view, that
lies to such officers are criminal offenses. Restricting the
Confrontation Clause to the precise forms against which it was
originally directed is a recipe for its extinction. Cf. Kyllo
v. United States,
533 U. S. 27 (2001).
Footnote
6
Police investigations themselves are, of course, in no way
impugned by our characterization of their fruits as testimonial.
Investigations of past crimes prevent future harms and lead to
necessary arrests. While prosecutors may hope that inculpatory "nontestimonial"
evidence is gathered, this is essentially beyond police control.
Their saying that an emergency exists cannot make it be so. The
Confrontation Clause in no way governs police conduct, because it is
the trial use of, not the investigatory collection
of, ex parte testimonial statements which offends that
provision. But neither can police conduct govern the Confrontation
Clause; testimonial statements are what they are.
FOOTNOTES
Footnote
1
Like the Court, I presume the acts of the 911 operator to be the
acts of the police. Ante, at 8, n. 2. Accordingly, I refer
to both the operator in Davis and the officer in Hammon,
and their counterparts in similar cases, collectively as "the
police."
Footnote
2
Our more recent cases, too, nearly all hold excludable under the
Confrontation Clause materials that are plainly highly formal. See
White v. Illinois,
502 U. S. 346, 365, n. 2 (1992) (Thomas, J., concurring
in part and concurring in judgment). The only exceptions involve
confessions of codefendants to police, and those confessions appear
to have either been formal due to their occurrence in custody or to
have been formalized into signed documents. See Douglas v.
Alabama,
380 U. S. 415, 416 (1965) (signed confession); Brookhart
v. Janis,
384 U. S. 1 (1966) (signed confession taken after accomplice's
arrest, see Brief for Petitioner in Brookhart v. Janis,
O. T. 1965, No. 657, pp. 10-11); Bruton v. United
States,
391 U. S. 123, 124 (1968) (custodial interrogation); Roberts
v. Russell,
392 U. S. 293 (1968) (per curiam) (custodial
interrogation following a warning that the co-defendant's statement
could be used against her at trial, see Brief in Opposition, O. T.
1967, No. 920, pp. 5-6).
Footnote
3
The possibility that an oral declaration of past fact to a
police officer, if false, could result in legal consequences to the
speaker, see ante, at 11-12, may render honesty in casual
conversations with police officers important. It does not, however,
render those conversations solemn or formal in the ordinary meanings
of those terms.
Footnote
4
See New York v. Quarles,
467 U. S. 649, 655-656, and n. 6 (1984) (subjective motivation
of officer not relevant in considering whether the public safety
exception to Miranda v. Arizona,
384 U. S. 436 (1966), is applicable); Rhode Island v.
Innis,
446 U. S. 291, 301 (1980) (subjective intent of police officer
to obtain incriminatory statement not relevant to whether an
interrogation has occurred); Whren v. United States,
517 U. S. 806, 813 (1996) (refusing to evaluate Fourth Amendment
reasonableness in light of the officers' actual motivations).
Footnote
5
Although the police questioning in Hammon was
ultimately reduced to an affidavit, all agree that the affidavit is
inadmissible per se under our definition of the term
"testimonial." Brief for Respondent in No. 05-5705, p. 46; Brief for
United States as Amicus Curiae in No. 05-5705, p. 14.
Footnote
6
Some of the factors on which the Court relies to determine that
the police questioning in Hammon was testimonial apply
equally in Davis. For example, while Hammon was "actively
separated from the [victim]" and thereby "prevented ... from
participating in the interrogation," Davis was apart from McCottry
while she was questioned by the 911 operator and thus unable to
participate in the questioning. Ante, at 2, 15. Similarly,
"the events described [by McCottry] were over" by the time she
recounted them to the 911 operator. Ibid. See 154 Wash. 2d
291, 295-296, 111 P. 3d 844, 846-847 (2005) (en banc). |