|
Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
HARPER v. VIRGINIA BD. OF ELECTIONS, 383 U.S. 663 (1966)
383 U.S. 663
HARPER ET AL. v. VIRGINIA BOARD OF ELECTIONS ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN
DISTRICT
OF VIRGINIA. No. 48.
Argued January 25-26, 1966.
Decided March 24, 1966.
*
[
Footnote * ] Together with No. 655, Butts v. Harrison, Governor
of Virginia, et al., also on appeal from the same court.
Appellants, Virginia residents, brought this action to have
Virginia's poll tax declared unconstitutional. The three-judge
District Court dismissed the complaint on the basis of Breedlove v.
Suttles,
302 U.S. 277 . Held: A State's conditioning of the right to vote
on the payment of a fee or tax violates the Equal Protection Clause
of the Fourteenth Amendment. Breedlove v. Suttles, supra, pro tanto
overruled. Pp. 665-670.
(a) Once the franchise is granted to the electorate, lines
which determine who may vote may not be drawn so as to cause
invidious discrimination. Pp. 665-667.
(b) Fee payments or wealth, like race, creed, or color, are
unrelated to the citizen's ability to participate intelligently in
the electoral process. Pp. 666-668.
(c) The interest of the State, when it comes to voting
registration, is limited to the fixing of standards related to the
applicant's qualifications as a voter. P. 668.
(d) Lines drawn on the basis of wealth or property, like those
of race, are traditionally disfavored. P. 668.
(e) Classifications which might impinge on fundamental rights
and liberties - such as the franchise - must be closely
scrutinized. P. 670.
240 F. Supp. 270, reversed.
Allison W. Brown, Jr., argued the cause for appellants in No. 48.
With him on the brief were Lawrence Speiser and Philip Schwartz.
Robert L. Segar and J. A. Jordan, Jr., argued the cause for
appellant in No. 655. With them on the brief were Max Dean and Len
W. Holt. [383 U.S.
663, 664]
George D. Gibson argued the cause for appellees in both cases.
With him on the briefs were Robert Y. Button, Attorney General of
Virginia, Richard N. Harris, Assistant Attorney General, and Joseph
C. Carter, Jr.
Solicitor General Marshall argued the cause for the United
States, as amicus curiae in No. 48, by special leave of Court,
urging reversal. With him on the brief were Attorney General
Katzenbach, Assistant Attorney General Doar, Ralph S. Spritzer,
David Rubin, James L. Kelley and Richard A. Posner.
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
These are suits by Virginia residents to have declared
unconstitutional Virginia's poll tax.
1 The three-judge
[383 U.S. 663, 665] District Court, feeling bound by
our decision in Breedlove v. Suttles,
302 U.S. 277 , dismissed the complaint. See 240 F. Supp. 270.
The cases came here on appeal and we noted probable jurisdiction.
380 U.S. 930, 382 U.S. 806.
While the right to vote in federal elections is conferred by Art.
I, 2, of the Constitution (United States v. Classic,
313 U.S. 299, 314 -315), the right to vote in state elections is
nowhere expressly mentioned. It is argued that the right to vote in
state elections is implicit, particularly by reason of the First
Amendment and that it may not constitutionally be conditioned upon
the payment of a tax or fee. Cf. Murdock v. Pennsylvania,
319 U.S. 105, 113 .
2 We do not stop to canvass the relation between voting and
political expression. For it is enough to say that once the
franchise is granted to the electorate, lines may not be drawn which
are inconsistent with the Equal Protection Clause of the Fourteenth
Amendment. That is to say, the right of suffrage "is subject to the
imposition of state standards which are not discriminatory and which
do not contravene any restriction that Congress, acting pursuant to
its constitutional powers, has imposed." Lassiter v. Northampton
Election Board,
360 U.S. 45, 51 . We were speaking there of a state literacy
test which we sustained, warning that the result would be different
if a literacy test, fair on its face, were used to discriminate
[383 U.S. 663, 666]
against a class.
3 Id., at 53. But the Lassiter case does not govern the result
here, because, unlike a poll tax, the "ability to read and write . .
. has some relation to standards designed to promote intelligent use
of the ballot." Id., at 51.
We conclude that a State violates the Equal Protection Clause of
the Fourteenth Amendment whenever it makes the affluence of the
voter or payment of any fee an electoral standard. Voter
qualifications have no relation to wealth nor to paying or not
paying this or any other tax.
4 Our cases demonstrate that the Equal Protection Clause of the
Fourteenth Amendment restrains the States from fixing voter
qualifications which invidiously discriminate. Thus without
questioning the power of a State to impose reasonable residence
restrictions on the availability of the ballot (see Pope v.
Williams,
193 U.S. 621 ), we
[383 U.S. 663, 667] held in Carrington v.
Rash,
380 U.S. 89 , that a State may not deny the opportunity to vote
to a bona fide resident merely because he is a member of the armed
services. "By forbidding a soldier ever to controvert the
presumption of non-residence, the Texas Constitution imposes an
invidious discrimination in violation of the Fourteenth Amendment."
Id., at 96. And see Louisiana v. United States,
380 U.S. 145 . Previously we had said that neither homesite nor
occupation "affords a permissible basis for distinguishing between
qualified voters within the State." Gray v. Sanders,
372 U.S. 368, 380 . We think the same must be true of
requirements of wealth or affluence or payment of a fee.
Long ago in Yick Wo v. Hopkins,
118 U.S. 356, 370 , the Court referred to "the political
franchise of voting" as a "fundamental political right, because
preservative of all rights." Recently in Reynolds v. Sims,
377 U.S. 533, 561 -562, we said, "Undoubtedly, the right of
suffrage is a fundamental matter in a free and democratic society.
Especially since the right to exercise the franchise in a free and
unimpaired manner is preservative of other basic civil and political
rights, any alleged infringement of the right of citizens to vote
must be carefully and meticulously scrutinized." There we were
considering charges that voters in one part of the State had greater
representation per person in the State Legislature than voters in
another part of the State. We concluded:
"A citizen, a qualified voter, is no more nor no less so
because he lives in the city or on the farm. This is the clear and
strong command of our Constitution's Equal Protection Clause. This
is an essential part of the concept of a government of laws and
not men. This is at the heart of Lincoln's vision of `government
of the people, by the people, [and] for the people.' The Equal
Protection Clause
[383 U.S. 663, 668] demands no less than
substantially equal state legislative representation for all
citizens, of all places as well as of all races." Id., at 568.
We say the same whether the citizen, otherwise qualified to vote,
has $1.50 in his pocket or nothing at all, pays the fee or fails to
pay it. The principle that denies the State the right to dilute a
citizen's vote on account of his economic status or other such
factors by analogy bars a system which excludes those unable to pay
a fee to vote or who fail to pay.
It is argued that a State may exact fees from citizens for many
different kinds of licenses; that if it can demand from all an equal
fee for a driver's license,
5 it can demand from all an equal poll tax for voting. But we
must remember that the interest of the State, when it comes to
voting, is limited to the power to fix qualifications. Wealth, like
race, creed, or color, is not germane to one's ability to
participate intelligently in the electoral process. Lines drawn on
the basis of wealth or property, like those of race (Korematsu v.
United States,
323 U.S. 214, 216 ), are traditionally disfavored. See Edwards
v. California,
314 U.S. 160, 184 -185 (Jackson, J., concurring); Griffin v.
Illinois,
351 U.S. 12 ; Douglas v. California,
372 U.S. 353 . To introduce wealth or payment of a fee as a
measure of a voter's qualifications is to introduce a capricious or
irrelevant factor. The degree of the discrimination is irrelevant.
In this context - that is, as a condition of obtaining a ballot -
the requirement of fee paying causes an "invidious" discrimination
(Skinner v. Oklahoma,
316 U.S. 535, 541 ) that runs afoul of the Equal Protection
Clause. Levy "by the poll," as stated in
[383 U.S. 663, 669]
Breedlove v. Suttles, supra, at 281, is an old familiar
form of taxation; and we say nothing to impair its validity so long
as it is not made a condition to the exercise of the franchise.
Breedlove v. Suttles sanctioned its use as "a prerequisite of
voting." Id., at 283. To that extent the Breedlove case is
overruled.
We agree, of course, with Mr. Justice Holmes that the Due Process
Clause of the Fourteenth Amendment "does not enact Mr. Herbert
Spencer's Social Statics" (Lochner v. New York,
198 U.S. 45, 75 ). Likewise, the Equal Protection Clause is not
shackled to the political theory of a particular era. In determining
what lines are unconstitutionally discriminatory, we have never been
confined to historic notions of equality, any more than we have
restricted due process to a fixed catalogue of what was at a given
time deemed to be the limits of fundamental rights. See Malloy v.
Hogan,
378 U.S. 1, 5 -6. Notions of what constitutes equal treatment
for purposes of the Equal Protection Clause do change. This Court in
1896 held that laws providing for separate public facilities for
white and Negro citizens did not deprive the latter of the equal
protection and treatment that the Fourteenth Amendment commands.
Plessy v. Ferguson,
163 U.S. 537 . Seven of the eight Justices then sitting
subscribed to the Court's opinion, thus joining in expressions of
what constituted unequal and discriminatory treatment that sound
strange to a contemporary ear.
6 When, in 1954 - more than a half-century later - we repudiated
the "separate-but-equal" doctrine of Plessy
[383 U.S. 663, 670]
as respects public education
7 we stated: "In approaching this problem, we cannot turn the
clock back to 1868 when the Amendment was adopted, or even to 1896
when Plessy v. Ferguson was written." Brown v. Board of Education,
347 U.S. 483, 492 .
In a recent searching re-examination of the Equal Protection
Clause, we held, as already noted, that "the opportunity for equal
participation by all voters in the election of state legislators" is
required.
8 Reynolds v. Sims, supra, at 566. We decline to qualify that
principle by sustaining this poll tax. Our conclusion, like that in
Reynolds v. Sims, is founded not on what we think governmental
policy should be, but on what the Equal Protection Clause requires.
We have long been mindful that where fundamental rights and
liberties are asserted under the Equal Protection Clause,
classifications which might invade or restrain them must be closely
scrutinized and carefully confined. See, e. g., Skinner v. Oklahoma,
316 U.S. 535, 541 ; Reynolds v. Sims,
377 U.S. 533, 561 -562; Carrington v. Rash, supra; Baxstrom v.
Herold, ante, p. 107; Cox v. Louisiana,
379 U.S. 536, 580 -581 (BLACK, J., concurring).
Those principles apply here. For to repeat, wealth or fee paying
has, in our view, no relation to voting qualifications; the right to
vote is too precious, too fundamental to be so burdened or
conditioned.
Footnotes
[
Footnote 1 ] Section 173 of Virginia's Constitution directs the
General Assembly to levy an annual poll tax not exceeding $1.50 on
every resident of the State 21 years of age and over (with
exceptions not relevant here). One dollar of the tax is to be used
by state officials "exclusively in aid of the public free schools"
and the remainder is to be returned to the counties for general
purposes. Section 18 of the Constitution includes payment of poll
taxes as a precondition for voting. Section 20 provides that a
person must "personally" pay all state poll taxes for the three
years preceding the year in which he applies for registration. By 21
the poll tax must be paid at least six months prior to the election
in which the voter seeks to vote. Since the time for election of
state officials varies (Va. Code 24-136, 24-160-24-168; id., at
24-22), the six months' deadline will vary, election from election.
The poll tax is often assessed along with the personal property tax.
Those who do not pay a personal property tax are not assessed for a
poll tax, it being their responsibility to take the initiative and
request to be assessed. Va. Code 58-1163. Enforcement of poll taxes
takes the form of disenfranchisement of those who do not pay, 22 of
the Virginia Constitution providing that collection of delinquent
poll taxes for a particular year may not be enforced by legal
proceedings until the tax for that year has become three years
delinquent.
[
Footnote 2 ] Judge Thornberry, speaking for the three-judge
court which recently declared the Texas poll tax unconstitutional,
said: "If the State of Texas placed a tax on the right to speak at
the rate of one dollar and seventy-five cents per year, no court
would hesitate to strike it down as a blatant infringement of the
freedom of speech. Yet the poll tax as enforced in Texas is a tax on
the equally important right to vote." 252 F. Supp. 234, 254 (decided
February 9, 1966).
[
Footnote 3 ] We recently held in Louisiana v. United States,
380 U.S. 145 , that a literacy test which gave voting registrars
"a virtually uncontrolled discretion as to who should vote and who
should not" (id., at 150) had been used to deter Negroes from voting
and accordingly we struck it down. While the "Virginia poll tax was
born of a desire to disenfranchise the Negro" (Harman v. Forssenius,
380 U.S. 528, 543 ), we do not stop to determine whether on this
record the Virginia tax in its modern setting serves the same end.
[
Footnote 4 ] Only a handful of States today condition the
franchise on the payment of a poll tax. Alabama (Ala. Const., 178,
194, and Amendments 96 and 207; Ala. Code Tit. 17, 12) and Texas
(Tex. Const., Art. 6, 2; Vernon's Ann. Stat., Election Code, Arts.
5.02, 5.09) each impose a poll tax of $1.50. Mississippi (Miss.
Const., 241, 243; Miss. Code 3130, 3160, 3235) has a poll tax of $2.
Vermont has recently eliminated the requirement that poll taxes be
paid in order to vote. Act of Feb. 23, 1966, amending Vt. Stat. Ann.
Tit. 24, 701. As already noted, note 2, supra, the Texas poll tax
was recently declared unconstitutional by a three-judge United
States District Court. United States v. Texas, 252 F. Supp. 234
(decided February 9, 1966). Likewise, the Alabama tax. United States
v. Alabama, 252 F. Supp. 95 (decided March 3, 1966).
[
Footnote 5 ] Maine has a poll tax (Maine Rev. Stat. Ann. Tit.
36, 1381) which is not made a condition of voting; instead, its
payment is a condition of obtaining a motor vehicle license (Maine
Rev. Stat. Ann. Tit. 29, 108) or a motor vehicle operator's license.
Id., 584.
[
Footnote 6 ] E. g., "We consider the underlying fallacy of the
plaintiff's argument to consist in the assumption that the enforced
separation of the two races stamps the colored race with a badge of
inferiority. If this be so, it is not by reason of anything found in
the act, but solely because the colored race chooses to put that
construction upon it."
163 U.S., at 551 .
[
Footnote 7 ] Segregated public transportation, approved in
Plessy v. Ferguson, supra, was held unconstitutional in Gayle v.
Browder,
352 U.S. 903 (per curiam).
[
Footnote 8 ] Only MR. JUSTICE HARLAN dissented, while MR.
JUSTICE CLARK and MR. JUSTICE STEWART each concurred on separate
grounds.
MR. JUSTICE BLACK, dissenting.
In Breedlove v. Suttles,
302 U.S. 277 , decided December 6, 1937, a few weeks after I
took my seat as a member
[383 U.S. 663, 671] of this Court, we
unanimously upheld the right of the State of Georgia to make payment
of its state poll tax a prerequisite to voting in state elections.
We rejected at that time contentions that the state law violated the
Equal Protection Clause of the Fourteenth Amendment because it put
an unequal burden on different groups of people according to their
age, sex, and ability to pay. In rejecting the contention that the
law violated the Equal Protection Clause the Court noted at p. 281:
"While possible by statutory declaration to levy a poll tax
upon every inhabitant of whatsoever sex, age or condition,
collection from all would be impossible for always there are many
too poor to pay."
Believing at that time that the Court had properly respected the
limitation of its power under the Equal Protection Clause and was
right in rejecting the equal protection argument, I joined the
Court's judgment and opinion. Later, May 28, 1951, I joined the
Court's judgment in Butler v. Thompson,
341 U.S. 937 , upholding, over the dissent of MR. JUSTICE
DOUGLAS, the Virginia state poll tax law challenged here against the
same equal protection challenges. Since the Breedlove and Butler
cases were decided the Federal Constitution has not been amended in
the only way it could constitutionally have been, that is, as
provided in Article V
1 of the [383 U.S.
663, 672] Constitution. I would adhere to the holding
of those cases. The Court, however, overrules Breedlove in part, but
its opinion reveals that it does so not by using its limited power
to interpret the original meaning of the Equal Protection Clause,
but by giving that clause a new meaning which it believes represents
a better governmental policy. From this action I dissent.
It should be pointed out at once that the Court's decision is to
no extent based on a finding that the Virginia law as written or as
applied is being used as a device or mechanism to deny Negro
citizens of Virginia the right to vote on account of their color.
Apparently the Court agrees with the District Court below and with
my Brothers HARLAN and STEWART that this record would not support
any finding that the Virginia poll tax law the Court invalidates has
any such effect. If the record could support a finding that the law
as written or applied has such an effect, the law would of course be
unconstitutional as a violation of the Fourteenth and Fifteenth
Amendments and also 42 U.S.C. 1971 (a). This follows from our
holding in Schnell v. Davis,
336 U.S. 933 , affirming 81 F. Supp. 872 (D.C. S. D. Ala.);
Gomillion v. Lightfoot,
364 U.S. 339 ; United States v. Mississippi,
380 U.S. 128 ; Louisiana v. United States,
380 U.S. 145 . What the Court does hold is that the Equal
Protection Clause necessarily bars all States from making payment of
a state tax, any tax, a prerequisite to voting.
(1) I think the interpretation that this Court gave the Equal
Protection Clause in Breedlove was correct. The mere fact that a law
results in treating some groups differently from others does not, of
course, automatically amount to a violation of the Equal Protection
Clause. [383 U.S. 663,
673] To bar a State from drawing any distinctions in
the application of its laws would practically paralyze the
regulatory power of legislative bodies. Consequently "The
constitutional command for a state to afford `equal protection of
the laws' sets a goal not attainable by the invention and
application of a precise formula." Kotch v. River Port Pilot Comm'rs,
330 U.S. 552, 556 . Voting laws are no exception to this
principle. All voting laws treat some persons differently from
others in some respects. Some bar a person from voting who is under
21 years of age; others bar those under 18. Some bar convicted
felons or the insane, and some have attached a freehold or other
property qualification for voting. The Breedlove case upheld a poll
tax which was imposed on men but was not equally imposed on women
and minors, and the Court today does not overrule that part of
Breedlove which approved those discriminatory provisions. And in
Lassiter v. Northampton Election Board,
360 U.S. 45 , this Court held that state laws which disqualified
the illiterate from voting did not violate the Equal Protection
Clause. From these cases and all the others decided by this Court
interpreting the Equal Protection Clause it is clear that some
discriminatory voting qualifications can be imposed without
violating the Equal Protection Clause.
A study of our cases shows that this Court has refused to use the
general language of the Equal Protection Clause as though it
provided a handy instrument to strike down state laws which the
Court feels are based on bad governmental policy. The equal
protection cases carefully analyzed boil down to the principle that
distinctions drawn and even discriminations imposed by state laws do
not violate the Equal Protection Clause so long as these
distinctions and discriminations are not "irrational," "irrelevant,"
"unreasonable," "arbitrary," or "invidious."
2 [383 U.S. 663,
674] These vague and indefinite terms do not, of
course, provide a precise formula or an automatic mechanism for
deciding cases arising under the Equal Protection Clause. The
restrictive connotations of these terms, however (which in other
contexts have been used to expand the Court's power inordinately,
see, e. g., cases cited at pp. 728-732 in Ferguson v. Skrupa,
372 U.S. 726 ), are a plain recognition of the fact that under a
proper interpretation of the Equal Protection Clause States are to
have the broadest kind of leeway in areas where they have a general
constitutional competence to act.
3 In view of the purpose of the terms to restrain the courts
from a wholesale invalidation of state laws under the Equal
Protection Clause it would be difficult to say that the poll tax
requirement is "irrational" or "arbitrary" or works "invidious
discriminations." State poll tax legislation can "reasonably,"
"rationally" and without an "invidious" or evil purpose to injure
anyone be found to rest on a number of state policies including (1)
the State's desire to collect its revenue, and (2) its belief that
voters who pay a poll tax will be interested in furthering the
State's welfare when they vote. Certainly it is rational to believe
that people may be more likely to pay taxes if payment is a
prerequisite to voting. And if history can be a factor in
determining the "rationality" of discrimination in a state law
(which we held it could in Kotch v. River Port Pilot Comm'rs,
supra), then whatever may be our personal opinion, history is
[383 U.S. 663, 675]
on the side of "rationality" of the State's poll tax
policy. Property qualifications existed in the Colonies and were
continued by many States after the Constitution was adopted.
Although I join the Court in disliking the policy of the poll tax,
this is not in my judgment a justifiable reason for holding this
poll tax law unconstitutional. Such a holding on my part would, in
my judgment, be an exercise of power which the Constitution does not
confer upon me.
4
(2) Another reason for my dissent from the Court's judgment and
opinion is that it seems to be using the old
"natural-law-due-process formula"
5 to justify striking down state laws as violations of the Equal
Protection Clause. I have heretofore had many occasions to express
my strong belief that there is no constitutional support whatever
for this Court to use the Due Process Clause as though it provided a
blank check to alter the meaning of the Constitution as written so
as to add to it substantive constitutional changes which a majority
of [383 U.S. 663, 676]
the Court at any given time believes are needed to meet
present-day problems.
6 Nor is there in my opinion any more constitutional support for
this Court to use the Equal Protection Clause, as it has today, to
write into the Constitution its notions of what it thinks is good
governmental policy. If basic changes as to the respective powers of
the state and national governments are needed, I prefer to let those
changes be made by amendment as Article V of the Constitution
provides. For a majority of this Court to undertake that task,
whether purporting to do so under the Due Process or the Equal
Protection Clause amounts, in my judgment, to an exercise of power
the Constitution makers with foresight and wisdom refused to give
the Judicial Branch of the Government. I have in no way departed
from the view I expressed in Adamson v. California,
332 U.S. 46, 90 , decided June 23, 1947, that the
"natural-law-due-process formula" under which courts make the
Constitution mean what they think it should at a given time "has
been used in the past, and can be used in the future, to license
this Court, in considering regulatory legislation, to roam at large
in the broad expanses of policy and morals and to trespass, all too
freely, on the legislative domain of the States as well as the
Federal Government."
The Court denies that it is using the "natural-law-due-process
formula." It says that its invalidation of the Virginia law "is
founded not on what we think governmental policy should be, but on
what the Equal Protection Clause requires." I find no statement in
the Court's opinion, however, which advances even a plausible
argument as to why the alleged discriminations which might possibly
be effected by Virginia's poll tax law are "irrational,"
"unreasonable," "arbitrary," or "invidious"
[383 U.S. 663, 677]
or have no relevance to a legitimate policy which the
State wishes to adopt. The Court gives no reason at all to discredit
the long-standing beliefs that making the payment of a tax a
prerequisite to voting is an effective way of collecting revenue and
that people who pay their taxes are likely to have a far greater
interest in their government. The Court's failure to give any
reasons to show that these purposes of the poll tax are
"irrational," "unreasonable," "arbitrary," or "invidious" is a
pretty clear indication to me that none exist. I can only conclude
that the primary, controlling, predominant, if not the exclusive
reason for declaring the Virginia law unconstitutional is the
Court's deep-seated hostility and antagonism, which I share, to
making payment of a tax a prerequisite to voting.
The Court's justification for consulting its own notions rather
than following the original meaning of the Constitution, as I would,
apparently is based on the belief of the majority of the Court that
for this Court to be bound by the original meaning of the
Constitution is an intolerable and debilitating evil; that our
Constitution should not be "shackled to the political theory of a
particular era," and that to save the country from the original
Constitution the Court must have constant power to renew it and keep
it abreast of this Court's more enlightened theories of what is best
for our society.
7 [383 U.S. 663,
678] It seems to me that this is an attack not only on
the great value of our Constitution itself but also on the concept
of a written constitution which is to survive through the years as
originally written unless changed through the amendment process
which the Framers wisely provided. Moreover, when a "political
theory" embodied in our Constitution becomes outdated, it seems to
me that a majority of the nine members of this Court are not only
without constitutional power but are far less qualified to choose a
new constitutional political theory than the people of this country
proceeding in the manner provided by Article V.
The people have not found it impossible to amend their
Constitution to meet new conditions. The Equal Protection Clause
itself is the product of the people's desire to use their
constitutional power to amend the Constitution to meet new problems.
Moreover, the people, in 5 of the Fourteenth Amendment, designated
the [383 U.S. 663,
679] governmental tribunal they wanted to provide
additional rules to enforce the guarantees of that Amendment. The
branch of Government they chose was not the Judicial Branch but the
Legislative. I have no doubt at all that Congress has the power
under 5 to pass legislation to abolish the poll tax in order to
protect the citizens of this country if it believes that the poll
tax is being used as a device to deny voters equal protection of the
laws. See my concurring and dissenting opinion in South Carolina v.
Katzenbach, ante, p. 355. But this legislative power which was
granted to Congress by 5 of the Fourteenth Amendment is limited to
Congress.
8 This Court had occasion to discuss this very subject in Ex
parte Virginia,
100 U.S. 339, 345 -346. There this Court said, referring to the
fifth section of the Amendment:
"All of the amendments derive much of their force from this
latter provision. It is not said the judicial power of the general
government shall extend to enforcing the prohibitions and to
protecting the rights and immunities guaranteed. It is not said
that branch of the government shall be authorized to declare void
any action of a State in violation of the prohibitions. It is the
power of Congress which has been enlarged. Congress is authorized
to enforce the prohibitions by appropriate legislation. Some
legislation is contemplated to make the amendments fully
effective. Whatever legislation is appropriate,
[383 U.S. 663, 680]
that is, adapted to carry out the objects the
amendments have in view, whatever tends to enforce submission to
the prohibitions they contain, and to secure to all persons the
enjoyment of perfect equality of civil rights and the equal
protection of the laws against State denial or invasion, if not
prohibited, is brought within the domain of congressional power."
(Emphasis partially supplied.)
Thus 5 of the Fourteenth Amendment in accordance with our
constitutional structure of government authorizes the Congress to
pass definitive legislation to protect Fourteenth Amendment rights
which it has done many times, e. g., 42 U.S.C. 1971 (a). For
Congress to do this fits in precisely with the division of powers
originally entrusted to the three branches of government -
Executive, Legislative, and Judicial. But for us to undertake in the
guise of constitutional interpretation to decide the constitutional
policy question of this case amounts, in my judgment, to a plain
exercise of power which the Constitution has denied us but has
specifically granted to Congress. I cannot join in holding that the
Virginia state poll tax law violates the Equal Protection Clause.
[
Footnote 1 ] Article V of the Constitution provides: "The
Congress, whenever two-thirds of both Houses shall deem it
necessary, shall propose amendments to this Constitution, or, on the
application of the Legislatures of two-thirds of the several States,
shall call a convention for proposing amendments, which, in either
case, shall be valid to all intents and purposes, as part of this
Constitution, when ratified by the Legislatures of three-fourths of
the several States, or by conventions in three-fourths thereof, as
the one or the other mode of ratification may be proposed by the
Congress; provided that no amendment which may be made prior to the
year one thousand eight hundred and eight shall in any manner
[383 U.S. 663, 672]
affect the first and fourth clauses in the Ninth
Section of the First Article; and that no State, without its
consent, shall be deprived of its equal suffrage in the Senate."
[
Footnote 2 ] See, e. g., Allied Stores of Ohio v. Bowers,
358 U.S. 522 ; Goesaert v. Cleary,
335 U.S. 464 ; Skinner v. Oklahoma,
316 U.S. 535 ; Minnesota v. Probate Court,
309 U.S. 270 ; Smith v. Cahoon,
283 U.S. 553 ; Watson v. Maryland,
218 U.S. 173 .
[
Footnote 3 ] "A statutory discrimination will not be set aside
as the denial of equal protection of the laws if any state of facts
reasonably may be conceived to justify it." Metropolitan Co. v.
Brownell,
294 U.S. 580, 584 (Stone, J.).
[
Footnote 4 ] The opinion of the Court, in footnote two, quotes
language from a federal district court's opinion which implies that
since a tax on speech would not be constitutionally allowed a tax
which is a prerequisite to voting likewise cannot be allowed. But a
tax or any other regulation which burdens and actually abridges the
right to speak would, in my judgment, be a flagrant violation of the
First Amendment's prohibition against abridgments of the freedom of
speech which prohibition is made applicable to the States by the
Fourteenth Amendment. Cf. Murdock v. Pennsylvania,
319 U.S. 105 . There is no comparable specific constitutional
provision absolutely barring the States from abridging the right to
vote. Consequently States have from the beginning and do now qualify
the right to vote because of age, prior felony convictions,
illiteracy, and various other reasons. Of course the First and
Fourteenth Amendments forbid any State from abridging a person's
right to speak because he is under 21 years of age, has been
convicted of a felony, or is illiterate.
[
Footnote 5 ] See my dissenting opinion in Adamson v. California,
332 U.S. 46, 90 .
[
Footnote 6 ] See for illustration my dissenting opinion in
Griswold v. Connecticut,
381 U.S. 479, 507 , and cases cited therein.
[
Footnote 7 ] In Brown v. Board of Education,
347 U.S. 483 , the Court today purports to find precedent for
using the Equal Protection Clause to keep the Constitution up to
date. I did not vote to hold segregation in public schools
unconstitutional on any such theory. I thought when Brown was
written, and I think now, that Mr. Justice Harlan was correct in
1896 when he dissented from Plessy v. Ferguson,
163 U.S. 537 , which held that it was not a discrimination
prohibited by the Equal Protection Clause for state law to segregate
white and colored people in public facilities, there railroad cars.
I did not join the opinion of the Court in Brown on any theory that
segregation where practiced in the public schools denied equal
protection in [383
U.S. 663, 678] 1954 but did not similarly deny it in
1868 when the Fourteenth Amendment was adopted. In my judgment the
holding in Brown against racial discrimination was compelled by the
purpose of the Framers of the Thirteenth, Fourteenth and Fifteenth
Amendments completely to outlaw discrimination against people
because of their race or color. See the Slaughter-House Cases, 16
Wall. 36, 71-72; Nixon v. Herndon,
273 U.S. 536, 541 . Nor does Malloy v. Hogan,
378 U.S. 1 , stand as precedent for the amendatory power which
the Court exercises today. The Court in Malloy did not read into the
Constitution its own notions of wise criminal procedure, but instead
followed the doctrine of Palko v. Connecticut,
302 U.S. 319 , and made the Fifth Amendment's unequivocal
protection against self-incrimination applicable to the States. I
joined the opinion of the Court in Malloy on the basis of my dissent
in Adamson v. California, supra, in which I stated, at p. 89: "If
the choice must be between the selective process of the Palko
decision applying some of the Bill of Rights to the States, or the
Twining rule applying none of them, I would choose the Palko
selective process."
[
Footnote 8 ] But 1 of the Fourteenth Amendment itself outlaws
any state law which either as written or as applied discriminates
against voters on account of race. Such a law can never be rational.
"States may do a good deal of classifying that it is difficult to
believe rational, but there are limits, and it is too clear for
extended argument that color cannot be made the basis of a statutory
classification affecting the right [to vote] set up in this case."
Nixon v. Herndon,
273 U.S. 536, 541 (Holmes, J.).
MR. JUSTICE HARLAN, whom MR. JUSTICE STEWART joins, dissenting.
The final demise of state poll taxes, already totally proscribed
by the Twenty-Fourth Amendment with respect to federal elections and
abolished by the States themselves in all but four States with
respect to state elections,
1 is perhaps in itself not of great moment. But the fact that
the coup de grace has been administered by this Court instead of
being left to the affected States or to the federal political
process
2 should be a matter
[383 U.S. 663, 681] of continuing concern
to all interested in maintaining the proper role of this tribunal
under our scheme of government.
I do not propose to retread ground covered in my dissents in
Reynolds v. Sims,
377 U.S. 533, 589 , and Carrington v. Rash,
380 U.S. 89, 97 , and will proceed on the premise that the Equal
Protection Clause of the Fourteenth Amendment now reaches both state
apportionment (Reynolds) and voter-qualification (Carrington) cases.
My disagreement with the present decision is that in holding the
Virginia poll tax violative of the Equal Protection Clause the Court
has departed from long-established standards governing the
application of that clause.
The Equal Protection Clause prevents States from arbitrarily
treating people differently under their laws. Whether any such
differing treatment is to be deemed arbitrary depends on whether or
not it reflects an appropriate differentiating classification among
those affected, the clause has never been thought to require equal
treatment of all persons despite differing circumstances. The test
evolved by this Court for determining whether an asserted justifying
classification exists is whether such a classification can be deemed
to be founded on some rational and otherwise constitutionally
permissible state policy. See, e. g., Powell v. Pennsylvania,
127 U.S. 678 ; Barrett v. Indiana,
229 U.S. 26 ; Walters v. City of St. Louis,
347 U.S. 231 ; Baxstrom v. Herold, ante, p. 107. This standard
reduces to a minimum the likelihood that the federal judiciary will
judge state policies in terms of the individual notions and
predilections of its
[383 U.S. 663, 682] own members, and until recently it
has been followed in all kinds of "equal protection" cases.
3
Reynolds v. Sims, supra, among its other breaks with the past,
also marked a departure from these traditional and wise principles.
Unless its "one man, one vote" thesis of state legislative
apportionment is to be attributed to the unsupportable proposition
that "Equal Protection" simply means indiscriminate equality, it
seems inescapable that what Reynolds really reflected was but this
Court's own views of how modern American representative government
should be run. For it can hardly be thought that no other method of
apportionment may be considered rational. See the dissenting opinion
of [383 U.S. 663, 683]
STEWART, J., in Lucas v. Forty-Fourth General Assembly
of Colorado,
377 U.S. 713, 744 , and my own dissenting opinion in Reynolds v.
Sims, supra, at pp. 615-624.
Following Reynolds the Court in Carrington v. Rash,
380 U.S. 89 , applied the traditional equal protection standard
in striking down a Texas statute disqualifying as voters in state
elections certain members of the Armed Forces of the United States.
4 But today in holding unconstitutional state poll taxes and
property qualifications for voting and pro tanto overruling
Breedlove v. Suttles,
302 U.S. 277 , and Butler v. Thompson,
341 U.S. 937 , the Court reverts to the highly subjective
judicial approach manifested by Reynolds. In substance the Court's
analysis of the equal protection issue goes no further than to say
that the electoral franchise is "precious" and "fundamental," ante,
p. 670, and to conclude that "[t]o introduce wealth or payment of a
fee as a measure of a voter's qualifications is to introduce a
capricious or irrelevant factor," ante, p. 668. These are of course
captivating phrases, but they are wholly inadequate to satisfy the
standard governing adjudication of the equal protection issue: Is
there a rational basis for Virginia's poll tax as a voting
qualification? I think the answer to that question is undoubtedly
"yes."
5 [383 U.S. 663,
684]
Property qualifications and poll taxes have been a traditional
part of our political structure. In the Colonies the franchise was
generally a restricted one.
6 Over the years these and other restrictions were gradually
lifted, primarily because popular theories of political
representation had changed.
7 Often restrictions were lifted only after wide public debate.
The issue of woman suffrage, for example, raised questions of family
relationships, of participation in public affairs, of the very
nature of the type of society in which Americans wished to live;
eventually a consensus was reached, which culminated in the
Nineteenth Amendment no more than 45 years ago.
Similarly with property qualifications, it is only by fiat that
it can be said, especially in the context of American history, that
there can be no rational debate as to their advisability. Most of
the early Colonies had them; many of the States have had them during
much of their histories;
8 and, whether one agrees or not, arguments have been and still
can be made in favor of them. For example, it is certainly a
rational argument that payment
[383 U.S. 663, 685] of some minimal poll
tax promotes civic responsibility, weeding out those who do not care
enough about public affairs to pay $1.50 or thereabouts a year for
the exercise of the franchise. It is also arguable, indeed it was
probably accepted as sound political theory by a large percentage of
Americans through most of our history, that people with some
property have a deeper stake in community affairs, and are
consequently more responsible, more educated, more knowledgeable,
more worthy of confidence, than those without means, and that the
community and Nation would be better managed if the franchise were
restricted to such citizens.
9 Nondiscriminatory and fairly applied literacy tests, upheld by
this Court in Lassiter v. Northampton Election Board,
360 U.S. 45 , find justification on very similar grounds.
These viewpoints, to be sure, ring hollow on most contemporary
ears. Their lack of acceptance today is evidenced by the fact that
nearly all of the States, left to their own devices, have eliminated
property or poll-tax qualifications; by the cognate fact that
Congress and three-quarters of the States quickly ratified the
Twenty-Fourth Amendment; and by the fact that rules such as
[383 U.S. 663, 686]
the "pauper exclusion" in Virginia law, Va. Const. 23,
Va. Code 24-18, have never been enforced.
10
Property and poll-tax qualifications, very simply, are not in
accord with current egalitarian notions of how a modern democracy
should be organized. It is of course entirely fitting that
legislatures should modify the law to reflect such changes in
popular attitudes. However, it is all wrong, in my view, for the
Court to adopt the political doctrines popularly accepted at a
particular moment of our history and to declare all others to be
irrational and invidious, barring them from the range of choice by
reasonably minded people acting through the political process. It
was not too long ago that Mr. Justice Holmes felt impelled to remind
the Court that the Due Process Clause of the Fourteenth Amendment
does not enact the laissez-faire theory of society, Lochner v. New
York,
198 U.S. 45, 75 -76. The times have changed, and perhaps it is
appropriate to observe that neither does the Equal Protection Clause
of that Amendment rigidly impose upon America an ideology of
unrestrained egalitarianism.
11
I would affirm the decision of the District Court.
[
Footnote 1 ] Alabama, Mississippi, Texas, and Virginia.
[
Footnote 2 ] In the Senate hearings leading to the passage of
the Voting Rights Act of 1965, some doubt was expressed whether
state poll taxes [383
U.S. 663, 681] could be validly abolished through the
exercise of Congress' legislative power under 5 of the Fourteenth
Amendment. See Hearings on S. 1564 before the Senate Committee on
the Judiciary, 89th Cong., 1st Sess., 194-197 (1965). I intimate no
view on that question.
[
Footnote 3 ] I think the somewhat different application of the
Equal Protection Clause to racial discrimination cases finds
justification in the fact that insofar as that clause may embody a
particular value in addition to rationality, the historical origins
of the Civil War Amendments might attribute to racial equality this
special status. See, e. g., Yick Wo v. Hopkins,
118 U.S. 356 ; Shelley v. Kraemer,
334 U.S. 1 ; Takahashi v. Fish & Game Comm'n,
334 U.S. 410 ; Brown v. Board of Education,
347 U.S. 483 ; Evans v. Newton,
382 U.S. 296 ; cf. Korematsu v. United States,
323 U.S. 214, 216 See Tussman & tenBroek, The Equal Protection
of the Laws, 37 Calif. L. Rev. 341 (1949); Wechsler, Toward Neutral
Principles of Constitutional Law, 73 Harv. L. Rev. 1, 33 (1959). A
similar characterization of indigency as a "neutral fact,"
irrelevant or suspect for purposes of legislative classification,
has never been accepted by this Court. See Edwards v. California,
314 U.S. 160, 184 -185 (Jackson, J., concurring). Griffin v.
Illinois,
351 U.S. 12 , requiring free trial transcripts for indigent
appellants, and Douglas v. California,
372 U.S. 353 , requiring the appointment of counsel for such
appellants, cannot fairly be so interpreted for although reference
was made indiscriminately to both equal protection and due process
the analysis was cast primarily in terms of the latter. More
explicit attempts to infuse "Equal Protection" with specific values
have been unavailing. See, e. g., Patsone v. Pennsylvania,
232 U.S. 138 (alienage); West Coast Hotel Co. v. Parrish,
300 U.S. 379 (sex); Kotch v. Board of River Port Pilot Comm'rs,
330 U.S. 552, 564 (Rutledge, J., dissenting) (consanguinity).
[
Footnote 4 ] So far as presently relevant, my dissent in that
case rested not on disagreement with the equal protection standards
employed by the Court but only on disagreement with their
application in that instance.
380 U.S., at 99 -101.
[
Footnote 5 ] I have no doubt that poll taxes that deny the right
to vote on the basis of race or color violate the Fifteenth
Amendment and can be struck down by this Court. That question is
presented to us in Butts v. Harrison, No. 655, the companion case
decided today. The Virginia poll tax is on its face applicable to
all citizens, and there was no allegation that it was
discriminatorily enforced. The District Court explicitly found "no
racial discrimination . . . in its application as a condition to
voting." 240 F. Supp. 270, 271. Appellant in Butts, supra, argued
first, that the Virginia Constitutional
[383 U.S. 663, 684]
Convention of 1902, which framed the poll-tax
provision, was guided by a desire to reduce Negro suffrage, and
second, that because of the generally lower economic standard of
Negroes as contrasted with whites in Virginia the tax does in fact
operate as a significant obstacle to voting by Negroes. The Court
does not deal with this Fifteenth Amendment argument, and it
suffices for me to say that on the record here I do not believe that
the factors alluded to are sufficient to invalidate this $1.50 tax
whether under the Fourteenth or Fifteenth Amendment.
[
Footnote 6 ] See generally Ogden, The Poll Tax in the South 2
(1958); 1 Thorpe, A Constitutional History of the American People,
1776-1850, at 92-98 (1898); Williamson, American Suffrage From
Property to Democracy, 1760-1860, cc. 1-4 (1960).
[
Footnote 7 ] See Porter, A History of Suffrage in the United
States 77-111 (1918); Thorpe, op. cit. supra, at 97, 401;
Williamson, op. cit. supra, at 138-181.
[
Footnote 8 ] See generally Ogden, op. cit. supra; Porter, op.
cit. supra.
[
Footnote 9 ] At the Constitutional Convention, for example,
there was some sentiment to prescribe a freehold qualification for
federal elections under Art. IV, 1. The proposed amendment was
defeated, in part because it was thought suffrage qualifications
were best left to the States. See II Records of the Federal
Convention 201-210 (Farrand ed. 1911). Madison's views were
expressed as follows: "Whether the Constitutional qualification
ought to be a freehold, would with him depend much on the probable
reception such a change would meet with in States where the right
was now exercised by every description of people. In several of the
States a freehold was now the qualification. Viewing the subject in
its merits alone, the freeholders of the Country would be the safest
depositories of Republican liberty." Id., at 203. See also
Aristotle, Politics, Bks. III, IV; I Tocqueville, Democracy in
America, c. xiii, at 199-202 (Knopf ed. 1948).
[
Footnote 10 ] See Harper v. Virginia State Board of Elections,
240 F. Supp. 270, 271.
[
Footnote 11 ] Justice Holmes' admonition is particularly
appropriate: "Some of these laws embody convictions or prejudices
which judges are likely to share. Some may not. But a constitution
is not intended to embody a particular economic theory, whether of
paternalism and the organic relation of the citizen to the State or
of laissez faire. It is made for people of fundamentally differing
views, and the accident of our finding certain opinions natural and
familiar or novel and even shocking ought not to conclude our
judgment upon the question whether statutes embodying them conflict
with the Constitution of the United States."
198 U.S., at 75 -76.
[383 U.S. 663, 687]
|